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ACTIVE AGEING:A POLICY FRAMEWORK !

Contents
Introduction

1.

5

Global Ageing: A Triumph and a Challenge

6

The Demographic Revolution

6

Rapid Population Ageing in Developing Countries

9

2.

Active Ageing: The Concept and Rationale

12

What is “Active Ageing”?

12

A Life Course Approach to Active Ageing

14

Active Ageing Policies and Programmes

16

3.

The Determinants of Active Ageing: Understanding the Evidence

19

Cross-Cutting Determinants: Culture and Gender

20

Determinants Related to Health and Social Sendee Systems

21

Behavioural Determinants

22

Determinants Related to Personal Factors

26

Determinants Related to the Physical Environment

27

Determinants Related to the Social Environment

28

Economic Determinants

30

4.

Challenges of an Ageing Population

33

Challenge 1: The Double Burden of Disease

33

Challenge 2: Increased Risk of Disability

34

Challenge 3: Providing Care for Ageing Populations

37

Challenge 4: The Feminization of Ageing

39

Challenge 5: Ethics and Inequities

40

Challenge 6: The Economics of an Ageing Population

42

Challenge 7: Forging a New Paradigm

43

5.

The Policy Response

45

Intersectoral Action

46

Key Policy Proposals

46

1.

Health

47

2.

Participation

51

3.

Security

52

WHO and Ageing

54

International Collaboration

55

Conclusion

55

6.

References

57

PAGE 3

How Old is Older?

........

.
-

This booklet uses the United Nations standard of age 60 to describe "older" people.This may

seem young in the developed world and in those developing countries where major gains in

life expectancy have already occurred. However, whatever age is used within different con­
texts, it is important to acknowledge that chronological age is not a precise marker for the
changes that accompany ageing.There are dramatic variations in health status, participation

and levels of independence among older people of the same age. Decision-makers need to

take this into account when designing policies and programmes for their "older" populations.
Enacting broad social policies based on chronological age alone can be discriminatory and

counterproductive to well being in older age.

The hands you see in the background design of this paper are celebrating the worldwide

triumph of population ageing. If you fan the pages quickly, you will see them applauding the

important contribution that older people make to our societies, as well as the critical gains in

public health and standards of living that have allowed people to live longer in almost all parts
of the world.

This text and the preliminary version of the paper were drafted by Peggy Edwards, a Health

Canada consultant based for six months at WHO, under the guidance of WHO's Ageing and Life
Course Programme. The support from Health Canada at all phases of the project is gratefully

acknowledged.

PAGE 4

ACTIVE AGEING: A POLICY FRAMEWORK i

Introduction
Population ageing raises many fundamental

and economies, as stated in the WHO Brasilia

questions for policy-makers. How do we help

Declaration on Ageing and Health in 1996.

people remain independent and active as they

age? How can we strengthen health promo­

tion and prevention policies, especially those

directed to older people? As people are living
longer, how can the quality of life in old age

• Part 1 describes the rapid worldwide
growth of the population over age 60, espe­

cially in developing countries.
• Part 2 explores the concept and rationale

be improved? Will large numbers of older

for “active ageing” as a goal for policy and

people bankrupt our health care and social

programme formulation.

security systems? How do we best balance the

role of the family and the stale when it comes

• Part 3 summarizes the evidence about

to caring for people who need assistance, as

the factors that determine whether or not

they grow older? How do we acknowledge

individuals and populations will enjoy a

and support the major role that people play as

positive quality of life as they age.

they age in caring for others?

• Part 4 discusses seven key challenges as­

This paper is designed to address these ques­

sociated with an ageing population for gov­

tions and other concerns about population

ernments, the nongovernmental, academic

ageing. It targets government decision-mak­

and private sectors.

ers at all levels, the nongovernmental sec­

tor and the private sector, all of w hom are

responsible for the formulation of policies and
programmes on ageing. It approaches health

from a broad perspective and acknowledges
the fact that health can only be created and

sustained through the participation of multiple
sectors. It suggests that health providers and

• Part 5 provides a policy framework for
active ageing and concrete suggestions for

key policy proposals. These are intended
to serve as a baseline for the development

of more specific action steps at regional.
national and local levels in keeping with

the action plan adopted by the 2002 Second
United Nations World Assembly on Ageing.

professionals must take a lead if we are to

achieve the goal that healthy older persons re­

main a resource to theirfamilies, communities

PAGE 5

1. Global Ageing:
A Triumph and a Challenge
Population ageing is first andforemost a success storyfor public health policies
as well as social and economic development. ...
Gro Harlem Brundtland, Director-General. World Health Organization. 1999

Population ageing is one of humanity’s

embrace a life course perspective that recog­

greatest triumphs. It is also one of our great­

nizes the important influence of earlier life

est challenges. As we enter the 21st century,

experiences on the way individuals age.

global ageing will put increased economic
and social demands on all countries. At the

The Demographic Revolution

same time, older people are a precious, often-

Worldwide, the proportion of people age

ignored resource that makes an important

60 and over is growing faster than any other

contribution to the fabric of our societies.

age group. Between 1970 and 2025, a growth

The World Health Organization argues that
countries can afford to get old if governments.

international organizations and civil society
enact “active ageing" policies and programmes

that enhance the health, participation and
security of older citizens. The time to plan and
to act is now.

in older persons of some 694 million or

223 percent is expected. In 2025, there will be
a total of about 1.2 billion people over the age

of 60. By 2050 there will be 2 billion with
80 percent of them living in developing
countries.
Age composition - that is, the proportionate

numbers of children, young adults, middle-

In all countries, and in developing
countries in particular, measures to
help older people remain healthy
and active are a necessity, not a
luxury.

aged adults and older adults in any given
country - is an important element for policy­

makers to take into account. Population
ageing refers to a decline in the proportion of

children and young people and an increase
in the proportion of people age 60 and over.
As populations age, the triangular population

These policies and programmes should be

pyramid of 2002 will be replaced with a more

based on the rights, needs, preferences and

cylinder-like structure in 2025 (see Figure 1).

capacities of older people. They also need to

I PAGE 6

ACTIVE AGEING: A POLICY FRAMEWORK

Decreasing fertility rates and increasing

Until now. population ageing has been mostly

longevity will ensure the continued “greying”

associated with the more developed regions

of the world’s population, despite setbacks

of the world. For example, currently nine of

in life expectancy in some African countries

the ten countries with more than ten million

(due to AIDS) and in some newly indepen­

inhabitants and the largest proportion of older

dent states (due to increased deaths caused

people are in Europe (see Table 1). Little

by cardiovascular disease and violence). Sharp

change in the ranking is expected by 2025

decreases in fertility rates are being observed

when people age 60 and over will make up

throughout the world. It is estimated that by

about one-third of the population in countries

2025, 120 countries will have reached total

like Japan. Germany and Italy, closely fol­

fertility rates below replacement level (aver­

lowed by other European countries

age fertility rate of 2.1 children per woman), a

(see Table 1).

substantial increase compared to 1975, when
just 22 countries had a total fertility rate below

or equal to the replacement level. The current
figure is 70 countries.

As the proportion of children and young people declines and the proportion ofpeople age 60 and over increases, the
triangular population pyramid of2002 will be replaced with a more cylinder-like structure in 2025.

PAGE 7 ;

Table 1. Countries with more than 10 million inhabitants (in 2002) with the
highest proportion of persons above age 60
2002

2025

Italy

24.5%

Japan

35.1%

Japan

24.3%

Italy

34.0%

Germany

24.0%

Germany

33.2%

Greece

23.9%

Greece

31.6%

Belgium

22.3%

Spain

31.4%

Spain

22.1%

Belgium

31.2%

Portugal

21.1%

United Kingdom

29.4%

United Kingdom

20.8%

Netherlands

29.4%

Ukraine

20.7%

France

28.7%

France

20.5%

Canada

27.9%

Source:UN,2001

What is less known is the speed and signifi­

In all countries, especially in developed ones,

cance of population ageing in less developed

the older population itself is also ageing.

regions. Already, most older people - around

People over the age of 80 currently number

70 percent - live in developing countries (see

some 69 million, the majority of whom live

Table 2). These numbers will continue to rise

in more developed regions. Although people

at a rapid pace.

over the age of 80 make up about one percent

Table 2. Absolute numbers of persons (in millions) above 60 years of age in countries
with a total population approaching or above 100 million inhabitants (in 2002)

2002

134.2

China

287.5

India

81.0

India

168.5

United States of America

46.9

United States of America

86.1

Japan

31.0

Japan

43.5

Russian Federation

26.2

Indonesia

35.0

Indonesia

17.1

Brazil

33.4

Brazil

14.1

Russian Federation

32.7

Pakistan

8.6

Pakistan

18.3

Mexico

7.3

Bangladesh

17.7

Bangladesh

7.2

Mexico

17.6

Nigeria

5.7

Nigeria

11.4

Source: UN, 2001

PAGE 8

2025

China

ACTIVE AGEINGtA POLICY FRAMEWORK

of the world’s population and three percent of

individuals that continue to be fully able and

the population in developed regions, this age

independent.

group is the fastest growing segment of the
older population.

At the same time, active ageing policies and

programmes are needed to enable people to
In both developed and developing countries,

continue to work according to their capaci­

the ageing of the population raises concerns

ties and preferences as they grow older, and

about whether or not a shrinking labour

to prevent or delay disabilities and chronic

force will be able to support that part of the

diseases that are costly to individuals, families

population who are commonly believed to be

and the health care system. This is discussed

dependent on others (i.e.. children and older

further in the section on work (page 3D and

people).

in Challenge 2: Increased Risk of Disability

(page 34) and Challenge 6: the Economics of
The old-age dependency ratio (i.e.. the total

an Ageing Population (page 42).

population age 60 and over divided by the

population age 15 to 60 - see Table 3) is pri­

marily used by economists and actuaries who

Table 3. Old age dependency ratio for selected
countries / regions

forecast the financial implications of pension

2002

policies. However, it is also useful for those

concerned with the management and planning

of caring services.

Old-age dependency ratios are
changing quickly throughout the
world. In Japan for example, there
are currently 39 people over
age 60for every 100 in the age
group 15-60. In 2025 this number
will increase to 66.

2025

Japan

0.39

Japan

0.66

North America

0.26

North America

0.44

European
Union

0.36

European
Union

0.56

Source: UN. 2001

Rapid Population Ageing in
Developing Countries
In 2002, almost -iOO million people aged 60

and over lived in the developing world. By
2025, this will have increased to approximately

840 million representing 70 percent of all older

However, most of the older people in all
countries continue to be a vital resource to

their families and communities. Many con­

tinue to work in both the formal and infor­

mal labour sectors. Thus, as an indicator for
forecasting population needs, the dependency
ratio is of limited use. More sophisticated

people worldwide, (see Figure 2). In terms of
regions, over half of the world's older people
live in Asia. Asia’s share of the world's old­

est people will continue to increase the most

while Europe’s share as a proponion of the
global older population will decrease the most
over the next two decades (see Figure 3).

indices are needed to more accurately reflect

“dependency”, rather than falsely categorizing

PAGE 9

Figure 2. The numbers of people over age 60 in less and more developed regions,
1970,2000 and 2025

PAGE 10

Compared to the developed world, socio­

before they became old, developing countries

economic development in developing coun­

are getting old before a substantial increase in

tries has often not kept pace with the rapid

wealth occurs (Kalache and Keller, 2000).

speed of population ageing. For example,

while it took 115 years for the proportion of
older people in France to double from 7 to
14 percent, it will take China only 27 years

to achieve the same increase. In most of the

developed world, population ageing was a
gradual process following steady socio-eco­

nomic growth over several decades and gener­
ations. In developing countries, the process is
being compressed into two or three decades.
Thus, while developed countries grew affluent

Rapid ageing in developing countries is

accompanied by dramatic changes in fam­
ily structures and roles, as well as in labour

patterns and migration. Urbanization, the

migration of young people to cities in search
of jobs, smaller families and more women

entering the formal workforce mean that fewer
people are available to care for older people

when they need assistance.

The Concept and Rationale
If ageing is to be a positive experience,

ageing aims to extend healthy life expectancy

longer life must be accompanied by continu­

and quality of life for all people as they age,

ing opportunities for health, participation and

including those who are frail, disabled and in

security. The World Health Organization has

need of care.

adopted the term "active ageing" to express
the process for achieving this vision.

What is “Active Ageing”?

"Health" refers to physical, mental and social
well being as expressed in the WHO definition

of health. Thus, in an active ageing frame­

work, policies and programmes that promote

Active ageing is the process of
optimizing opportunities for health,
participation and security in order
to enhance quality of life as people
age.

mental health and social connections are

as important as those that improve physical
health status.
Maintaining autonomy and independence as
one grows older is a key goal for both indi­

viduals and policy makers (see box on defini­
Active ageing applies to both individuals and

tions). Moreover, ageing takes place within

population groups. It allows people to realize

the context of others - friends, work associ­

their potential for physical, social, and mental

ates, neighbours and family members. This is

well being throughout the life course and to

why interdependence as wre!l as intergenera-

participate in society according to their needs,

tional solidarity (two-way giving and receiv­

desires and capacities, while providing them

ing between individuals as well as older and

with adequate protection, security and care

younger generations) are important tenets of

when they require assistance.

active ageing. Yesterday's child is today’s adult

The word “active" refers to continuing partici­
pation in social, economic, cultural, spiritual
and civic affairs, not just the ability to be

physically active or to participate in the labour
force. Older people who retire from work

and those who are ill or live with disabilities

can remain active contributors to their fami­
lies, peers, communities and nations. Active

PAGE 12

and tomorrow's grandmother or grandfather.
The quality of life they will enjoy as grandpar­
ents depends on the risks and opportunities

they experienced throughout the life course,
as well as the manner in which succeeding

generations provide mutual aid and support

when needed.

ACTIVE AGEING:A POLICY FRAMEWORK

Some key definitions

Autonomy is the perceived ability to control, cope with and make personal decisions
about how one lives on a day-to-day basis, according to one's own rules and prefer­
ences.
Independence is commonly understood as the ability to perform functions related to
daily living - i.e.the capacity of living independently in the community with no and/or
little help from others.
Quality of life is "an individual's perception of his or her position in life in the context
of the culture and value system where they live, and in relation to their goals, expecta­
tions, standards and concerns. It is a broad ranging concept, incorporating in a com­
plex way a person's physical health, psychological state, level of independence, social
relationships, personal beliefs and relationship to salient features in the environment."
(WHO, 1994). As people age, their quality of life is largely determined by their ability to
maintain autonomy and independence.

Healthy life expectancy is commonly used as a synonym for "disability-free life expectancy'IWhile life expectancy at birth remains an important measure of population
ageing, how long people can expect to live without disabilities is especially important
to an ageing population.
With the exception of autonomy which is notoriously difficult to measure, all of the
above concepts have been elaborated by attempts to measure the degree of dif­
ficulty an older person has in performing activities related to daily living (ADLs) and
instrumental activities of daily living (lADLs). ADLs include, for example, bathing, eating,
using the toilet and walking across the room. lADLs include activities such as shop­
ping, housework and meal preparation. Recently, a number of validated, more holistic
measures of health-related quality of life have been developed.These indices need to
be shared and adapted for use in a variety of cultures and settings.

The term “active ageing" was adopted by the

self-fulfillment. It shifts strategic planning away

World Health Organization in the late 1990s. It

from a “needs-based" approach (which as­

is meant to convey a more inclusive message

sumes that older people are passive targets) to

than “healthy ageing" and to recognize the fac­

a “rights- based’ approach that recognizes the

tors in addition to health care that affect how

rights of people to equality of opportunity and

individuals and populations age (Kalache and

treatment in all aspects of life as drey grow

Kickbusch, 1997).

older. It supports their responsibility to exer­
cise their participation in the political process

The active ageing approach is based on the

and other aspects of community life.

recognition of the human rights of older
people and the United Nations Principles of

independence, participation, dignity, care and

PAGE 13

A Life Course Approach to Active
Ageing
A life course perspective on ageing recognizes

dial older people are not one homogeneous
group and that individual diversity tends to

increase with age. Interventions that create

supportive environments and foster healthy

choices are important at all stages of life (see

the world, including in developing countries,

as shown in Figures 5 and 6. NCDs, which
are essentially diseases of later life, are costly

to individuals, families and the public purse.

But many NCDs are preventable or can be

postponed. Failing to prevent or manage the
growth of NCDs appropriately will result in
enormous human and social costs that will ab­

sorb a disproportionate amount of resources,

Figure 4).

which could have been used to address the
As individuals age, noncommunicable diseases

health problems of other age groups.

(NCDs) become the leading causes of morbid­

ity, disability and mortality in all regions of

Figure 4. Maintaining functional capacity over the life course

Adult Life

Early Life

Older Age

Growth and

i

Maintaining highest



Maintaining independence and

development

:

possible level of function

i

preventing disability


:

Rehabilitation and ensuring
the quality of life

Age
Source: Kalache and Kickbusch, 1997

'Changes in the environment can lower the disability threshold, thus decreasing the number of disabled people in a given com­
munity.

Functional capacity (such as ventilatory capacity, muscular strength, and cardiovascular output) increases in childhood and
peaks in early adulthood, eventually followed by a decline. The rate of decline, however, is largely determined by factors related to
adult lifestyle - such as smoking, alcohol consumption, levels of physical activity and diet - as well as external and environmen­
tal factors. The gradient of decline may become so steep as to result in premature disability. However, the acceleration in decline

can be influenced and may be reversible at any age through individual and public policy measures.

| PAGE 14

ACTIVE AGEING: A POLICY FRAMEWORK

Figure 5. Leading causes of death, both sexes, 1998, low- and middle-income
countries by age

0-4 years

5-14 years

15-44 years

45-59 years

>60 years

Noncommunicable conditions
Injuries

(^2) Communicable diseases, maternal and perinatal conditions and nutritional deficiencies
Source: World Health Report 1999 Database

PAGE 15

factors, such as socio-economic status and
Major chronic conditions affecting
older people worldwide

experiences across the whole life span. The
risk of developing NCDs continues to increase
as individuals age. But it is tobacco use, lack

• Cardiovascular diseases
(such as coronary heart disease)
• Hypertension

of physical activity, inadequate diet and other
established adult risk factors which will put

individuals at relatively greater risk of develop­

• Stroke

ing NCDs at older ages (see Figure 7). Thus,

• Diabetes

it is important to address the risks of noncom­

• Cancer

municable disease from early life to late life,

• Chronic obstructive pulmonary
disease

• Musculoskeletal conditions
(such as arthritis and osteoporosis)
• Mental health conditions
(mostly dementia and depression)

• Blindness and visual impairment

i.e. throughout the life course.

Active Ageing Policies and
Programmes
An active ageing approach to policy and

programme development has the potential to

address many of the challenges of both indi­
vidual and population ageing. When health,

Note:The causes of disability in older age are similar for

labour market, employment, education and

women and men although women are more likely to report

social policies support active ageing there will

musculoskeletal problems.
Source:WHO, 1998a

In the early years, communicable diseases,

maternal and perinatal conditions and nu­
tritional deficiencies are the major causes of

death and disease. In later childhood, ado­

potentially be:

• fewer premature deaths in the highly pro­

ductive stages of life

• fewer disabilities associated with chronic
diseases in older age

lescence and young adulthood, injuries and

noncommunicable conditions begin to assume
a much greater role. By midlife (age 45) and

in the later years, NCDs are responsible for

the vast majority of deaths and diseases (see
Figures 5 and 6). Research is increasingly

showing that the origins of risk for chronic

conditions, such as diabetes and heart disease,

• more people enjoying a positive quality of
life as they grow older

• more people participating actively as they
age in the social, cultural, economic and
political aspects of society, in paid and

unpaid roles and in domestic, family and
community life

begin in early childhood or even earlier. This

risk is subsequently shaped and modified by

• lower costs related to medical treatment
and care services.

PAGE 16

ACTIVE AGEING: A POLICY FRAMEWORK

Active ageing policies and programmes rec­

largely the result of public policies that have

ognize the need to encourage and balance

encouraged early withdrawal from the labour

personal responsibility (self-care), age-friendly

force. As populations age, there will be

environments and intergenerational solidarity.

increasing pressures for such policies to

Individuals and families need to plan and pre­

change - particularly if more and more indi­

pare for older age, and make personal efforts

viduals reach old age in good health, i.e. are

to adopt positive personal health practices at

"fit for work.” This would help to offset the

all stages of life. At the same time support­

rising costs in pensions and income security

ive environments are required to "make the

schemes as well as those related to medical

healthy choices the easy choices.”

and social care costs.

There are good economic reasons for enacting

With regard to rising public expenditures

policies and programmes that promote active

for medical care, available data increasingly

ageing in terms of increased participation and

indicate that old age itself is not associated

reduced costs in care. People who remain

with increased medical spending. Rather, it is

healthy as they age face fewer impediments

disability and poor health - often associated

to continued work. The current trend toward

with old age - that are costly. As people age

early retirement in industrialised countries is

in better health, medical spending may not
increase as rapidly.

Figure 7. Scope for noncommunicable diseases prevention, a life course approach

PAGE 1 7

Policymakers need to look at the full picture

(through either full or part-time employment),

and consider the savings achieved by declines

their contribution to public revenues would

in disability rates. In the USA for example,

continuously increase. Finally, it is often less

such declines might lower medical spending

costly to prevent disease dian to treat it. For

by about 20 percent over the next 50 years

example, it has been estimated that a one-dol-

(Cutler, 2001). Between 1982 and 1994, in the

lar investment in measures to encourage mod­

USA, the savings in nursing home costs alone

erate physical activity leads to a cost saving of

were estimated to exceed $17 billion (Singer

$3.2 in medical costs (U.S. Centers for Disease

and Manton, 1998). Moreover, if increased

Control. 1999).

numbers of healthy older people were to

extend their participation in the work force

PAGE 18

ACTIVE AGEING: A POLICY FRAMEWORK

3. The Determinants of Active Ageing:
Understanding the Evidence
Active ageing depends on a variety of influ­

factors (and the interplay between them) are

ences or “determinants” that surround individ­

good predictors of how well both individuals

uals, families and nations. Understanding the

and populations age. More research is needed

evidence we have about these determinants

to clarify and specify the role of each deter­

helps us design policies and programmes that

minant, as well as the interaction between

work.

determinants, in the active ageing process. We

also need to better understand the pathways
The following section summarizes what we

know about how the broad determinants of

that explain how these broad determinants
actually affect health and well being.

health affect the process of ageing. These

determinants apply to the health of all age

Moreover, it is helpful to consider the influ­

groups, although the emphasis here is on the

ence of various determinants over the life

health and quality of life of older persons. At

course so as to take advantage of transitions

this point, it is not possible to attribute direct

and “windows of opportunity” for enhancing

causation to any one determinant; however,

health, participation and security at different

the substantial body of evidence on what

stages. For example, there is evidence that

determines health suggests that all of these

stimulation and secure attachments in infancy
influence an individual's ability to learn and

PAGE 19

Policymakers need to look at the full picture

(through either full or part-time employment),

and consider the savings achieved by declines

their contribution to public revenues would

in disability rates. In the USA for example,

continuously increase. Finally, it is often less

such declines might lower medical spending

costly to prevent disease than to treat it. For

by about 20 percent over the next 50 years

example, it has been estimated that a one-dol-

(Cutler, 2001). Between 1982 and 1994, in the

lar investment in measures to encourage mod­

USA, tire savings in nursing home costs alone

erate physical activity leads to a cost saving of

were estimated to exceed $17 billion (Singer

$3.2 in medical costs (U.S. Centers for Disease

and Manton, 1998). Moreover, if increased

Control, 1999).

numbers of healthy older people were to

extend tlieir participation in the work force

PAGE 18

ACTIVE AGEING: A POLICY FRAMEWORK

3. The Determinants of Active Ageing:
Understanding the Evidence
Active ageing depends on a variety of influ­

factors (and the interplay between them) are

ences or “determinants" that surround individ­

good predictors of how well both individuals

uals, families and nations. Understanding the

and populations age. More research is needed

evidence we have about these determinants

to clarify and specify the role of each deter­

helps us design policies and programmes that

minant, as well as the interaction between

work.

determinants, in the active ageing process. We

also need to better understand the pathways

The following section summarizes what we
know about how the broad determinants of

that explain how these broad determinants
actually affect health and well being.

health affect the process of ageing. These
determinants apply to the health of all age

Moreover, it is helpful to consider the influ­

groups, although the emphasis here is on the

ence of various determinants over the life

health and quality of life of older persons. At

course so as to take advantage of transitions

this point, it is not possible to attribute direct

and “windows of opportunity" for enhancing

causation to any one determinant; however,

health, participation and security at different

the substantial body of evidence on what

stages. For example, there is evidence that

determines health suggests that all of these

stimulation and secure attachments in infancy

influence an individual's ability to learn and

PAGE

gel along with others throughout all of the

There is enormous cultural diversity and com­

later stages of life. Employment, which is a

plexity' within countries and among countries

determinant throughout adult life greatly influ­

and regions of the world. For example, diverse

ences one’s financial readiness for old age. Ac­

ethnicities bring a variety' of values, attitudes

cess to high quality, dignified long-term care is

and traditions to die mainstream culture within

particularly important in later life. Often, as is

a country'. Policies and programmes need to

the case with exposure to pollution, the young

respect current cultures and traditions while

and the old are the most vulnerable popula­

de-bunking outdated stereotypes and misinfor­

tion groups.

mation. Moreover, there are critical universal

values that transcend culture, such as ethics

Cross-Cutting Determinants: Culture
and Gender
Culture is a cross-cutting determinant within the
framework for understanding active ageing.

Culture, which surrounds all indi­
viduals and populations, shapes the
way in which we age because it influ­
ences all of the other determinants
of active ageing.

and human rights.

Gender is a ‘‘lens" through which to
consider the appropriateness of vari­
ous policy' options and how they will
affect the well being of both men
and women.
In many societies, girls and women have

lower social status and less access to nutri­
tious foods, education, meaningful work and

health services. Women's traditional role as
Cultural values and traditions determine to a

large extent how a given society' views older

people and the ageing process. When societies
are more likely to attribute symptoms of dis­

ease to the ageing process, they are less likely
to provide prevention, early detection and

appropriate treatment services. Culture is a

key factor in whether or not co-residency with
younger generations is the preferred way of
living. For example, in most Asian countries,

the cultural norm is to value extended fami­
lies and to live together in multigenerational

households. Cultural factors also influence
health-seeking behaviours. For example, at­
titudes toward smoking are gradually changing

in a range of countries.

PAGE 20

family caregivers may also contribute to their

increased poverty and ill health in older age.

Some women are forced to give up paid em­
ployment to carry' out their caregiving respon­

sibilities. Others never have access to paid
employment because they work full-time in

unpaid caregiving roles, looking after children,
older parents, spouses who are ill and grand­

children. At the same time, boys and men are

more likely to suffer debilitating injuries or

death due to violence, occupational hazards,
and suicide. They also engage in more risk­

taking behaviours such as smoking, alcohol
and drug consumption and unnecessary expo­

sure to the risk of injury’.

ACTIVE AGEINGrA POLICY FRAMEWORK

Determinants Related to Health and
Social Service Systems

Curative Services
Despite best efforts in health promotion and
disease prevention, people are at increasing

To promote active ageing, health
systems need to take a life course
perspective that focuses on health
promotion, disease prevention and
equitable access to quality primary
health care and long-term care.

risk of developing diseases as they age. Thus
access to curative services becomes indispens­
able. As the vast majority of older persons

in any given country live in the community,

most curative services must be offered by tlie
primary' health care sector. This sector is best
equipped to. make referrals to the secondary'

Health and social services need to be inte­

grated, coordinated and cost-effective. There

and tertiary levels of care where most acute

and emergency care is also provided.

must be no age discrimination in the provision

Ultimately, the worldwide shift in the global

of services and sendee providers need to treat

burden of disease toward chronic diseases

people of all ages with dignity and respect.

Health Promotion and Disease Prevention
Health promotion is the process of enabling

people to take control over and to improve

requires a shift from a "find it and fix it" model
to a coordinated and comprehensive contin­

uum of care. This will require a reorientation
in health systems that are currently organized

around acute, episodic experiences of dis­

their health. Disease prevention includes the

ease. The present acute care models of health

prevention and management of the conditions

service delivery' are inadequate to address the

that are particularly common as individuals
age: noncommunicable diseases and injuries.

health needs of rapidly ageing populations

(WHO, 2001).

Prevention refers both to “primary” preven­
tion (e.g. avoidance of tobacco use) as well

As the population ages, the demand will con­

as “secondary" prevention (e.g. screening for

tinue to rise for medications that are used to

the early detection of chronic diseases), or

delay and treat chronic diseases, alleviate pain

“tertiary" prevention, e.g. appropriate clini­

and improve quality of life. This calls for a

cal management of diseases. All contribute to

renewed effort to increase affordable access to

reducing the risk of disabilities. Disease pre­

essential safe medications and to better ensure

vention strategies - which may also address

the appropriate, cost-effective use of current

infectious diseases - save money at any age.

and new drugs. Partners in this effort need to

For example, vaccinating older adults against

include governments, health professionals, the

influenza saves an estimated $30 to $60 in

pharmaceutical industry, traditional healers,

treatment costs per $ 1 spent on vaccines (U.S.

employers and organizations representing

Department of Health and Human Services,

older people.

1999).

PAGE 21

Long-term care

Behavioural Determinants

Long-term care is defined by WHO as "the
system of activities undertaken by informal

caregivers (family, friends and/or neighbours)
and/or professionals (health and social ser­
vices) to ensure that a person who is not fully
capable of self-care can maintain the highest

possible quality of life, according to his or

her individual preferences, with the greatest
possible degree of independence, autonomy,
participation, personal fulfillment and human

dignity" (WHO, 2000b).
Thus, long-term care includes both informal

and formal support systems. The latter may

The adoption of healthy lifestyles
and actively participating in one’s
own care are important at all stages
of the life course. One of the myths
of ageing is that it is too late to adopt
such lifestyles in the later years. On
the contrary’, engaging in appropri­
ate physical activity, healthy eating,
not smoking and using alcohol and
medications wisely in older age can
prevent disease and functional de­
cline, extend longevity and enhance
one’s quality of life.

include a broad range of community sendees

(e.g., public health, primary care, home care,
rehabilitation services and palliative care) as

Tobacco Use

well as institutional care in nursing homes and

Smoking is the most important modifiable

hospices. It also refers to treatments that halt

risk factor for NCDs for young and old alike

or reverse the course of disease and disability.

and a major preventable cause of premature

Mental Health Services

death. Smoking not only increases the risk
for diseases such as lung cancer, it is also

Menial health services, which play a crucial

negatively related to factors that may lead

role in active ageing, should be an integral

to important losses in functional capacity.

part of long-term care. Particular attention

For example, smoking accelerates the rate of

needs to be paid to the under-diagnosis of

decline of bone density, muscular strength and

mental illness (especially depression) and

respiratory function. Research on the effects

to suicide rates among older people (WHO.

of smoking revealed not just that smoking is a

2001a).

risk factor for a large and increasing number

of diseases but also that its ill effects are cu­
mulative and long lasting. The risk of contract­

ing at least one of the diseases associated with
smoking increases with the duration and the
amount of exposure.

PAGE 22

ACTIVE AGEINC : A POLICY FRAMEWORK

A critical message for young people should

percent and increase overall revenue by five

always be “If you want to grow older, don’t

percent. This increased revenue would be suf­

smoke. Moreover, if you want to grow older

ficient to finance a package of essential health

and to increase your chance to age well, again

care services for one-third of China’s poorest

don’t smoke.”

citizens (World Bank, 1999).

The benefits of quitting are wide-ranging

Physical Activity

and apply to any age group. It is never too

Participation in regular, moderate physical

late to quit smoking. For instance, stroke risk

activity can delay functional declines. It can

decreases after two years of abstinence from

reduce the onset of chronic diseases in both

cigarette smoking and, after five years, it

healthy and chronically ill older people. For

becomes the same as that for individuals who

example, regular moderate physical activity

have never smoked. For other diseases, e.g.

reduces the risk of cardiac death by 20 to 25

lung cancer and obstructive pulmonary' dis­

percent among people with established heart

ease, quitting decreases the risk but only very

disease (Merz and Forrester, 1997). It can also

slowly. Thus, current exposure is not a very

substantially reduce the severity of disabili­

good indicator of current and future risks and

ties associated with heart disease and other

past exposure should be taken into account

chronic illnesses (U.S Preventive Services Task

as well; the effects of smoking are cumulative

Force. 1996). Active living improves mental

and long standing (Doll, 1999).

health and often promotes social contacts.

Smoking may interfere with the effect of

needed medications. Exposure to second-hand
smoke can also have a negative effect on older

people’s health, especially if they suffer from
asthma or other respiratory problems.

Being active can help older people remain as

independent as possible for the longest period
of time. It can also reduce the risk of falls.
There are thus important economic benefits

when older people are physically active.
Medical costs are substantially lower for older

Most smokers start young and are quickly

people who are active (WHO, 1998).

addicted to the nicotine in tobacco. Therefore.

efforts to prevent children and youth from
starting to smoke must be a primary strategy in
tobacco control. Al the same time, it is impor­
tant to reduce the demand for tobacco among
adults (through comprehensive actions such
as taxation and restrictions on advertising) and
to help adults of all ages to quit. Studies have
shown that tobacco control is highly cost-ef­

fective in low- and middle-income countries.
In China, for example, conservative estimates

suggest that a 10 percent increase in tobacco

Despite all of these benefits, high proportions

of older people in most countries lead seden­
tary lives. Populations with low incomes, eth­
nic minorities and older people with disabili­

ties are the most likely to be inactive. Policies
and programmes should encourage inactive

people to become more active as they age and
to provide them with opportunities to do so. It

is particularly important to provide safe areas

for walking and to support culturally-appropriate community activities that stimulate physical

taxes would reduce consumption by five

PAGE 23

activity and are organized and led by older

people themselves. Professional advice to "go
from doing nothing to doing something" and
physical rehabilitation programmes that help

older people recover from mobility problems
are both effective and cost-efficient.

In the least developed countries, the oppo­

site problem may occur. In these countries,

individuals are often engaged in strenuous

Diets high in (saturated) fat and
salt, low in fruits and vegetables and
providing insufficient amounts of
fibre and vitamins combined with
sedentarism, are major risks factors
for chronic conditions like diabetes,
cardiovascular disease, high blood
pressure, obesity', arthritis and some
cancers.

physical work and chores that may hasten
disabilities, cause injuries and aggravate previ­
ous conditions, especially as they approach

Insufficient calcium and vitamin D is associ­

old age. This may include heavy' caregiving

ated with a loss of bone density in older age

responsibilities for ill and dying relatives.

and consequently an increase in painful, costly

Health promotion efforts in these areas should

and debilitating bone fractures, especially in

be directed at providing relief from repetitive,

older women. In populations with high frac­

strenuous tasks and making adjustments to

ture incidence, risk can be decreased through

unsafe physical movements at work that will

ensuring adequate calcium and vitamin D

decrease injuries and pain. Older people who

intake.

regularly engage in vigorous physical work

need opportunities for rest and recreation.

Oral Health
Poor oral health - primarily' dental caries,

Healthy Eating

periodontal diseases, tooth loss and oral can­

Eating and food security problems at all ages

cer - cause other systemic health problems.

include both under-nutrition (mostly, but not

They create a financial burden for individuals

exclusively, in the least developed countries)

and society and can reduce self-confidence

and excess energy' intake. In older people,

and quality of life. Studies show that poor

malnutrition can be caused by limited access

oral health is associated with malnutrition and

to food, socioeconomic hardships, a lack of

therefore increased risks for various noncom­

information and knowledge about nutrition,

municable diseases. Oral health promotion

poor food choices (e.g., eating high fat foods),

and cavity prevention programmes designed

disease and the use of medications, tooth loss,

to encourage people to keep their natural

social isolation, cognitive or physical disabili­

teeth need to begin early in life and continue

ties that inhibit one’s ability to buy foods and

over the life course. Because of the pain and

prepare them, emergency' situations and a lack

reduced quality of life associated with oral

of physical activity.

health problems, basic dental treatment servic­

es and accessibility to dentures are required.

Excess energy intake greatly increases the risk
for obesity, chronic diseases and disabilities as

people grow older.

PAGE 24

Alcohol

are significant causes of personal suffering and

While older people tend to drink less than

costly preventable hospital admissions (Gur-

younger people, metabolism changes that

witz and /Worn, 1991).

accompany ageing increase their suscepti­

Iatrogenesis - health problems that are

bility to alcohol-related diseases, including

malnutrition and liver, gastric and pancreatic
diseases. Older people also have greater risks
for alcohol-related falls and injuries, as well as
the potential hazards associated with mixing

alcohol and medications. Treatment services

for alcohol problems should be available to
older people as well as younger people.

induced by diagnoses or treatments - caused
by the use of drugs is common in old age,
due to the interaction of drugs, inadequate
dosages and a higher frequency of unpredict­

able reactions through unknown mechanisms.
With the advent of many new therapies, there

is an increasing need to establish systems for
preventing adverse drug reactions and for

According to a recent WHO review of the

informing both health professionals and the

literature, there is evidence that alcohol use at

ageing public about the risks and benefits of

very low levels (up to one drink a day) may

modern therapies.

offer some form of protection against coronary

Adherence

heart disease and stroke for people age 45 and
over. However, in terms of overall excess mor­
tality, the adverse effects of drinking outweigh

any protection against coronary heart disease,
even in high risk populations (Jernigan et al.,
2000).

Access to needed medications is insufficient in

itself unless adherence to long-term therapy

for ageing-related chronic illnesses is high.
Adherence includes the adoption and main­
tenance of a wide range of behaviours (e.g..

healthy diet, physical activity, not smoking),

Medications

as well as taking medications as directed by

Because older people often have chronic

a health professional. It is estimated that in

health problems, they are more likely than

developed countries adherence to long-term

younger people to need and use medications

therapy averages only 50 percent. In develop­

- traditional, over-the-counter and prescribed.

ing countries the rates are even lower. Such

In most countries, older people with low

poor adherence severely compromises the

incomes have little or no access to insurance.

effectiveness of treatments and has dramatic

for medications. As a result, many go without

quality of life and economic implications for

or spend an inappropriately large pan of their

public health. Population health outcomes pre­

meager incomes on drugs.

dicted by treatment efficacy data can only be

achieved if adherence information is provided

In contrast, medications are sometimes over­

to all health professionals and planners. With­

prescribed to older people (especially to older

out a system that addresses the inlluences on

women) who have insurance or the means

adherence, advances in biomedical technol­

to pay for these drugs. Adverse drug-related

reactions and falls associated with medication
use (especially sleeping pills and tranquilizers)

ogy will fail to realize their potential to reduce

Therefore, the influence of genetics on the

the burden of chronic disease (Dtpollina and

development of chronic conditions such as

Sabate, 2002).

diabetes, heart disease. Alzheimer's Disease
and certain cancers varies greatly among indi­

Determinants Related to Personal
Factors

such as not smoking, personal coping skills

Biology and Genetics

and a network of close kin and friends can

Biology and genetics greatly influence how a
person ages. Ageing is a set of biological pro­

cesses that are genetically determined. Ageing
can be defined as a progressive, generalized
impairment of function resulting in a loss of

adaptative response to a stress and in a grow­

ing risk of age-associated disease (Kirkwood.
1996). In other words, the main reason why
older persons get sick more frequently than

younger persons is that, due to their longer
lives, they have been exposed to external.
behavioural, and environmental factors that

cause disease for a longer time than their

younger counterparts (Gray, 1996).

viduals. For many people, lifestyle behaviours

effectively modify the influence of heredity on
functional decline and the onset of disease.

Psychological Factors
Psychological factors including intelligence

and cognitive capacity (for example, the ability

to solve problems and adapt to change and

loss) are strong predictors of active ageing and
longevity (Smits et al., 1999). During normal
ageing, some cognitive capacities (including

learning speed and memory) naturally de­
cline with age. However, these losses can be

compensated by gains in wisdom, knowledge
and experience. Often, declines in cognitive

functioning are triggered by disuse (lack of
practice), illness (such as depression), behav­

While genes may be involved in the
causation of disease, for many
diseases the catise is environmental
and external to a greater degree
than it is genetic and internal.

ioural factors (such as the use of alcohol and
medications), psychological factors (such as
lack of motivation, low expectations and lack

of confidence), and social factors (such as
loneliness and isolation), rather than ageing

per se.
It should also be noted that there is evidence

Other psychological factors that are acquired

in human populations that longevity tends

across the life course greatly influence the

to run in families. But, all things considered,

way in which people age. Self-efficacy (the

there is general agreement that the lifelong

belief people have in their capacity to exert

trajectory of health and disease for an indi­

control over their lives) is linked to personal

vidual is the result of a combination of genet­

behaviour choices as one ages and to prepara­

ics, environment, lifestyle, nutrition, and to an

tion for retirement. Coping styles determine

important extent, chance (Kirkwood, 1996).

how well people adapt to the transitions (such
as retirement) and crises of ageing (such as
bereavement and the onset of illness).

PAGE 26

Men and women who prepare for old age and

Safe Housing

are adaptable to change make a better adjust­

Safe, adequate housing and neighbourhoods

ment to life after age 60. Most people remain

are essential to the well being of young and

resilient as they age and, on the whole, older

old. For older people, location, including

people do not vary significantly from younger

proximity to family members, services and

people in their ability to cope.

transportation can mean the difference be­

Determinants Related to the Physical
Environment

tween positive social interaction and isolation.
Building codes need to take the health and
safety needs of older people into account.

Physical Environments

Household hazards that increase the risk of

Physical environments that are age friendly

falling need to be remedied or removed.

can make the difference between indepen­

dence and dependence for all individuals but

are of particular importance for those grow­
ing older. For example, older people who

live in an unsafe environment or areas with
multiple physical barriers are less likely to get

out and therefore more prone to isolation,
depression, reduced fitness and increased
mobility problems.

Worldwide, there is an increasing trend for
older people to live alone - especially unat­

tached older women who are mainly widows
and are often poor, even in developed coun­

tries. Others may be forced to live in arrange­
ments that are not of their choice, such as with

relatives in already crowded households. In

many developing countries, the proportion of
older people living in slums and shanty towns

Specific attention must be given to older peo­

is rising quickly as many, who moved to the

ple who live in rural areas (some 60 percent

cities long ago. have become long-term slum­

worldwide) where disease patterns may be

dwellers, while other older people migrate to

different due to environmental conditions and

cities to join younger family members who

a lack of available support services. Urbaniza­

have already moved there. Older people living

tion and the migration of younger people in

in these settlements are at high risk for social

search of jobs may leave older people isolated

isolation and poor health.

in rural areas with little means of support and
little or no access to health and social services.
Accessible and affordable public transporta­

In times of crisis and conflict, displaced older

people are particularly vulnerable. Often they
are unable to walk to refugee camps. Even

tion services are needed in both rural and

if they make it to camps, it may be hard to

urban areas so that people of all ages can fully

obtain shelter and food, especially for older

participate in family and community life. This

women and older persons with disabilities

is especially important for older persons who

who experience low social status and multiple

have mobility problems.

other barriers.

Hazards in the physical environment can lead
to debilitating and painful injuries among

older people. Injuries from falls, fires and traf­
fic collisions are the most common.

Falls

of education, abuse and exposure to conflict

Falls among older people are a large and

situations greatly increase older people’s risks

increasing cause of injury, treatment costs and

for disabilities and early death.

death. Environmental hazards that increase

Social Support

the risks of falling include poor lighting, slip­

pery or irregular walking surfaces and a lack
of supportive handrails. Most often, these
falls occur in the home environment and are

preventable.

Inadequate social support is associated not
only with an increase in mortality, morbidity

and psychological distress but a decrease in
overall general health and well being. Disrup­

tion of personal ties, loneliness and conflictual
The consequences of injuries sustained in old­

interactions are major sources of stress, while

er age are more severe than among younger

supportive social connections and intimate re­

people. For injuries of the same severity, older

lations are vital sources of emotional strength

people experience more disability, longer hos­

(Gironda and Lubben, in press). In Japan, for

pital stays, extended periods of rehabilitation.

example, older people who reported a lack

a higher risk of subsequent dependency and a

of social contact were 1.5 times more likely

higher risk of dying.

to die in the next three years than were those

with higher social support (Sugiswawa el al,

The great majority of injuries are
preventable; however, the traditional
view of injuries as “accidents” has
resulted in historical neglect of this
area in public health.

1994).
Older people are more likely to lose family
members and friends and to be more vulner­

able to loneliness, social isolation and the
availability of a "smaller social pool”. Social

isolation and loneliness in old age are linked

Clean Water, Clean Air and Safe Foods

to a decline in both physical and mental

well being. In most societies, men are less

Clean water, clean air and access to safe foods
are particularly important for the most vulner­

able population groups, i.e. children and older
persons, and for those who have chronic ill­

nesses and compromised immune systems.

likely than women to have supportive social
networks. However, in some cultures, older

women who are widowed are systematically

excluded from mainstream society or even
rejected by their community.

Determinants Related to the Social
Environment

Decision-makers, nongovernmental organiza­

Social support, opportunities for education

service professionals can help foster social

tions, private industry and health and social

and lifelong learning, peace, and protection

networks for ageing people by supporting tra­

from violence and abuse are key factors in

ditional societies and community groups run

the social environment that enhance health,

by older people, voluntarism, neighbourhood

participation and security as people age. Lone­

helping, peer mentoring and visiting, family

liness, social isolation, illiteracy and a lack

caregivers, intergenerational programmes and
outreach services.

PAGE 28

ACTIVE AGEING: A POLICY FRAMEWORK

Violence and Abuse

Confronting and reducing elder abuse requires

Older people who are frail or live alone may

a multisectoral, multidisciplinary approach in­

feel particularly vulnerable to crimes such as

volving justice officials, law enforcement offi­

theft and assault. A common form of violence

cers, health and social service workers, labour

against older people (especially against older

leaders, spiritual leaders, faith institutions.

women) is “elder abuse” committed by family

advocacy' organizations and older people

members and institutional caregivers who

themselves. Sustained efforts to increase public

are well known to the victims. Elder abuse

awareness of the problem and to shift values

occurs in families at all economic levels. It

that perpetuate gender inequities and ageist

is likely to escalate in societies experiencing

attitudes are also required.

economic upheaval and social disorganization

Education and Literacy

when overall crime and exploitation tends to

increase.

Low levels of education and illiteracy are as­
sociated with increased risks for disability and

According to the International
Network for the Prevention of Elder
Abuse, elder abuse is “a single or
repeated act, or lack of appropriate
action occurring within any rela­
tionship where there is an expecta­
tion of trust which causes harm or
distress to an older person" (Action
on Elder Abuse 1995).

death among people as they age. as well as

with higher rates of unemployment. Education
in early life combined with opportunities for
lifelong learning can help people develop the
skills and confidence they need to adapt and

stay independent, as they grow older.
Studies have shown that employment prob­

lems of older workers are often rooted in their

relatively low literacy skills, not in ageing per
se. If people are to remain engaged in mean­

ingful and productive activities as they grow

Elder abuse includes physical, sexual, psycho­

older, there is a need for continuous training

logical and financial abuse as well as neglect.

in the workplace and lifelong learning oppor­

Older people themselves perceive abuse as

tunities in the community' (OECD. 1998).

including the following societal factors: neglect

(social exclusion and abandonment), violation

Like younger people, older citizens need train­

(human, legal and medical rights) and depriva­

ing in new technologies, especially in agricul­

tion (choices, decisions, status, finances and

ture and electronic communication. Self-direct­

respect) (WHO/INPEA 2002). Elder abuse is

ed learning, increased practice and physical

a violation of human rights and a significant

adjustments (such as the use of large print)

cause of injury, illness, lost productivity, isola­

can compensate for reductions in visual acuity,

tion and despair. Typically, it is underreported

hearing and short-term memory. Older people

in all cultures.

can and do remain creative and flexible. Inter-

generational learning bridges age differences.
enhances the transmission of cultural values

and promotes the worth of all ages. Studies
have shown that young people who learn with

PAGE 29

older people have more positive and realistic

attitudes about the older generation.
Unfortunately, there continue to be striking

Social Protection
In all countries of the world, families provide

the majority of support for older people who

disparities in literacy rates between men and

require help. However, as societies develop

women. In 1995 in the least developed coun­

and the tradition of generations living together

tries, 31 percent of adult women were illiterate
compared to 20 percent of adult men (WHO.

1998a).

begins to decline, countries are increasingly
called on to develop mechanisms that pro­

vide social protection for older people who

are unable to earn a living and are alone and

Economic Determinants
Three aspects of the economic environment

have a particularly significant effect on active

ageing: income, work and social protection.

vulnerable. In developing countries, older

people who need assistance tend to rely on
family support, informal service transfers and

personal savings. Social insurance programmes
in these settings are minimal and in some

Income
Active ageing policies need to intersect with
broader schemes to reduce poverty at all ages.

While poor people of all ages face an in­

creased risk of ill health and disabilities, older
people are particularly vulnerable. Many older
people especially those who are female, live

alone or in rural areas do not have reliable or

sufficient incomes. This seriously affects their
access to nutritious foods, adequate housing

and health care. In fact, studies have shown

population who are less in need. However, in
countries such as South Africa and Namibia,

which have a national old age pension, these
benefits are a major source of income for

many poor families as well as the older adults
who live in these families. The money from

these small pensions is used to purchase food
for the household, to send children to school,
to invest in farming technologies and to en­
sure survival for many urban poor families.

that older people with low incomes are one-

In developed countries, social security

third as likely to have high levels of function­

measures can include old-age pensions,

ing as those with high incomes (Guralnick and

occupational pension schemes, voluntary

Kaplan, 1989).

savings incentives, compulsory savings funds

The most vulnerable are older women and
men who have no assets, little or no savings,
no pensions or social security payments or

who are part of families with low or uncertain
incomes. Particularly, those without children

or family members often face an uncertain
future and are at high risk for homelessness

and destitution.

PAGE 30

cases redistribute income to minorities in the

and insurance programmes for disability,

sickness, long-term care and unemployment.
In recent years, policy reforms have favoured
a multi-pillared approach that mixes state

and private support for old age security and

encourages working longer and gradual

retirement (OECD, 1998).

Work

tendency to see reducing the number of older

Throughout the world, if more people

workers as a way to create jobs for younger

would enjoy opportunities for dignified

people. However, experience has shown that

work (properly remunerated, in adequate

the use of early retirement to free up new jobs

environments, protected against the hazards)

for the unemployed has not been an effective

earlier in life, people would reach old age

solution (OECD, 1998).

able to participate in the workforce. Thus, the
whole society would benefit. In all parts of the

world, there is an increasing recognition of

the need to support the active and productive

contribution that older people can and do
make in formal work, informal work, unpaid

activities in the home and in voluntary
occupations.

In less developed countries, older people are
by necessity more likely to remain economically
active into old age (see Figure 9). However,

industrialization, adoption of new technologies
and labour market mobility is threatening

much of the traditional work of older people,

particularly in rural areas. Development projects

need to ensure that older people are eligible for

In developed countries, the potential gain

credit schemes and full participation in income­

of encouraging older people to work

generating opportunities.

longer is not being fully realized. But when
unemployment is high, there is often a

childcare so that younger adults can work

Concentrating only on work in the
formal labour market tends to ig­
nore the valuable contribution that
older people make in work in the
informal sector (e.g., small scale,
self-employed activities and domes­
tic work) and unpaid work in the
home.

outside the home.

In all countries, skilled and experienced older

people act as volunteers in schools, commu­

nities, religious institutions, businesses and
health and political organizations. Voluntary

work benefits older people by increasing
social contacts and psychological well being
while making a significant contribution to their

communities and nations.
In both developing and developed coun­
tries, older people often take prime respon­
sibility for household management and

PAGE 32

ACTIVE AGEING: A POLICY FRAMEWORK

4. Challenges of an Ageing Population
The challenges of population ageing are

from childbirth, they are faced with the rapid

global, national and local. Meeting these chal­

growth of noncommunicable diseases (NCDs).

lenges will require innovative planning and

This “double burden of disease" strains already

substantive policy reforms in developed coun­

scarce resources to the limit.

tries and in countries in transition. Develop­

ing countries, most of whom do not yet have
comprehensive policies on ageing, face the

The shift from communicable to NCDs is fast

occurring in most of the developing world,
where chronic illnesses such as heart disease.

biggest challenges.

cancer and depression are quickly becoming

Challenge 1: The Double Burden
of Disease
As nations industrialize, changing patterns of

living and working are inevitably accompanied

by a shift in disease patterns. These changes

impact developing countries most. Even as
these countries continue to struggle with infec­
tious diseases, malnutrition and complications

the leading causes of morbidity and disabil­

ity. This trend will escalate over the next few
decades. In 1990, 51 percent of the global
burden of disease in developing and newly
industrialized countries was caused by NCDs,

mental health disorders and injuries. By 2020.
the burden of these diseases will rise to ap­

proximately 78 percent (See Figure 10).

Figure 10. Global burden of disease 1990 and 2020 contribution by disease group
in developing and newly industrialized countries

1990
H Communicable diseases
O Noncommunicable diseases

2020
Neuropsychiatric diseases

L-J Injuries
Source: Murray&Lopez, 1996

By 2020, over 70 percent of the global burden of disease in developing and newly industrialized countries will be caused by

noncommunicable diseases, mental health disorders and injuries.

PAGE 33

There is no question that policy makers and

donors must continue to put resources to­

ward the control and eradication of infectious
diseases. But it is also critical to put policies,

programmes and intersectoral partnerships
into place that can help to halt the massive

expansion of chronic NCDs. While not neces­
sarily easy to implement, those that focus on

community development, health promotion,

Challenge 2: Increased Risk of
Disability
In both developing and developed countries,

chronic diseases are significant and costly
causes of disability and reduced quality of life.

An older person’s independence is threatened
when physical or mental disabilities make it dif­

ficult to cany7 out the activities of daily living.

disease prevention and increasing participa­

As they grow older, people with disabilities

tion are often the most effective in control­

are likely to encounter additional barriers relat­

ling the burden of disease. Furthermore other

ed to the ageing process. For example, mobil­

long-term policies that target malnutrition and

ity problems due to poliomyelitis in childhood

poverty will help to reduce both chronic com­

may be considerably aggravated later in life.

municable and noncommunicable diseases.

Now that many young people with intellectual

Support for relevant research is most
urgently needed for less developed countries.
Currently, low and middle-income countries

have 85 percent of the world's population and

disabilities survive at much older ages and live
beyond their parents, this special group also
requires careful attention from policy makers.
Many people develop disabilities in later life

92 percent of the disease burden, but only

related to the wear and tear of ageing (e.g.,

10 percent of the world's health research

arthritis) or the onset of a chronic disease,

spending (WHO, 2000).

HIV/AIDS and older people

In Africa and other developing regions, HIV/AIDS has had multiple impacts on older
people, in terms of living with the disease themselves, caring for others who are infect­
ed and taking on the parenting role with orphans of AIDS.This impact has been largely
ignored to date. In fact, most data on HIV and AIDS infection rates are only compiled
up to age 49. Improved data collection (without age limitations) that helps us better
understand the impact of HIV/AIDS on older people is urgently needed. HIV/AIDS infor­
mation, education and prevention activities as well as treatment services should apply
to all ages.

Numerous studies have found that most adult children with AIDS return home to die.
Wives, mothers, aunts, sisters, sisters-in-law and grandmothers take on the bulk of the
care.Then, in many cases, these women take on the care of the orphaned children.
Governments, nongovernmental organizations and private industry need to address
the financial, social and training needs of older people who care for family members
and neighbours who are infected and raise child survivors, some of whom themselves
are also infected (WHO, 2002).

PAGE 34

ACTIVE AGEING: A POLICY FRAMEWORK

which could have been prevented in the first

Some of this decline is likely due to increased

place (e.g., lung cancer, diabetes and periph­

education levels, improved standards of liv­

eral vascular disease) or a degenerative illness

ing and better health in the early years. The

(e.g., dementia). The likelihood of experienc­

adoption of positive lifestyle behaviours is

ing serious cognitive and physical disabilities

also a factor. As already mentioned, choosing

dramatically increases in very' old age. Signifi­

not to smoke and making modest increases in

cantly, adults over the age of 80 are the fastest

physical activity levels can significantly reduce

growing age group worldwide.

one’s risk for heart disease and other illnesses.

i

Supportive changes in the community are
But disabilities associated with ageing and the
onset of chronic disease can be prevented

or delayed. For example, as mentioned on

page 18, there has been a significant decline

over the last 20 years in age-specific disability
rates in the U.S.A (see Figure 11), England,

Sweden and other developed countries.

also important, both in terms of preventing

disabilities and reducing the restrictions that

people with disabilities often face. In addition.
impressive progress in the management of

chronic conditions has been observed, includ­
ing new techniques for early diagnosis and

treatment, as well as long-term management

Figure 10 shows the actual decline in disabili­

of chronic diseases, such as hypertension and

ties among older Americans between 1982

arthritis. Recent studies have also emphasized

and 1999 compared to the projected numbers

that the increasing use of aids - from simple

if rates of disability had remained stable over

personal aids, such as canes, walkers, hand­

that time period.

rails, to technologies aimed at the population

as a whole, such as telephones - may reduce

PAGE 35

dependence among disabled people. In the

Policies and programmes need to be in place

USA the use of such aids by dependent older

to reduce and eventually eliminate avoidable

people increased from 76 percent in 1984 to

hearing impairment and to help people with

over 90 percent in 1999 (Cutler, 2001).

hearing loss obtain hearing aids. Hearing loss

Vision and Hearing

may be prevented by avoiding exposure to

excessive noise and the use of potentially

Other common age-related disabilities include

damaging drugs and by early treatment of dis­

vision and hearing losses. Worldwide, there

eases leading to hearing loss, such as middle

are currently 180 million people with visual

ear infections, diabetes and possibly hyperten­

disability, up to 45 million of whom are blind.

sion. Hearing loss can sometimes be treated,

Most of these are older people, as visual im­

especially if the cause is in the ear canal or

pairment and blindness increase sharply with

middle ear. Most often, however, the disability

age. Overall, approximately four percent of

is reduced by amplification of sounds, usually

persons aged 60 years and above are thought

by using a hearing aid.

to be blind, and 60 percent of them live in

Sub-Saharan Africa. China and India. The ma­

An Enabling Environment

jor age-related causes of blindness and visual

As populations around the world live longer,

disability include cataracts (nearly 50 percent

policies and programmes that help prevent

of all blindness), glaucoma, macular degenera­

and reduce the burden of disability in old

tion and diabetic retinopathy (WHO, 1997).

age are urgently needed in both developing

and developed countries. One useful way to
There is an urgent need for policies and pro­

grammes designed to prevent visual impair­
ment and to increase appropriate eye care
sendees, particularly in developing countries.

In all countries, corrective lenses and cataract
surgery should be accessible and affordable
for older people who need them.
Hearing impairment leads to one of the most

widespread disabilities, particularly in older

people. It is estimated that worldwide over
50 percent of people aged 65 years and over

have some degree of hearing loss (WHO,
2002a). Hearing loss can cause difficulties with

look at decision-making in this area is to think
about enablement instead of disablement. Dis­

abling processes increase the needs of older

people and lead to isolation and dependence.
Enabling processes restore function and
expand the participation of older people in all

aspects of society.
A variety of sectors can enact "age-friendly"
policies that prevent disability and enable
those who have disabilities to fully participate

in community life. Here are some examples of

enabling programmes, environments and poli­

cies in a variety of sectors:

communication. This, in turn can lead to frus­
tration, low self-esteem, withdrawal and social

isolation (Pal, 1974, Wilson, 1999).

• barrier-free workplaces, flexible work
hours, modified work environments and

part-time work for people who experience
disabilities as they age or are required to

care for others with disabilities (private
industry and employers)

PAGE 36

ACTIVE AGEING: A POLICY FRAMEWORK

• well-lit streets for safe walking, accessible

Researchers need to better define and stan­

public toilets and traffic lights that give

dardize the tools used to assess ability and

people more time to cross the street (local

disability and to provide policy makers with

governments)

additional evidence on key enabling processes

in the broader environment, as well as in med­

• exercise programmes that help older
people maintain their mobility or recover

icine and health. Careful attention needs to be

paid to gender differences in these analyses.

the leg strength they need to be mobile
(recreation services and nongovernmental
agencies)

• life-long learning and literacy programmes

Challenge 3: Providing Care for
Ageing Populations
As populations age, one of the greatest chal­

(education sector and nongovernmental

lenges in health policy' is to strike a balance

organizations)

among support for self-care (people look­
ing after themselves), informal support (care

• hearing aids or instruction in sign language

from family members and friends) and formal

that enables older people who are hard of

care (health and social services). Formal care

hearing to continue to communicate with

includes both primary health care (delivered

others (social services and nongovernmen­

mostly at the community level) and institution­

tal organizations)

al care (either in hospitals or nursing homes).

• barrier-free access to health centres, reha­

bilitation programmes and cost-effective
procedures such as cataract surgery and hip
replacements (health sector)

While it is clear that most of the care individu­

als need is provided by themselves or their
informal caregivers, most countries allot their
financial resources inversely, i.e., the greatest
share of expenditure is on institutional care.

• credit schemes and access to small busi­

ness and development opportunities so that
older people can continue to earn a living

(governments and international agencies).

All over the world, family members, friends

and neighbours (most of whom are women)
provide the bulk of support and care to older
adults that need assistance. Some policy mak­

Changing the attitudes of health and social

ers fear that providing more formal care ser­

service providers is paramount to ensuring that

vices will lessen the involvement of families.

their practices enable and empower individu­

Studies show that this is not the case. When

als to remain as autonomous and independent

appropriate formal services are provided,

as possible for as long as possible. Profession­

informal care remains the key partner (WHO.

al caregivers need to respect older people’s

2000c). Of concern though are recent demo­

dignity at all times and to be careful to avoid

graphic trends in a large number of countries

premature interventions that may unintention­

indicating the increase in the proponion of

ally induce the loss of independence.

childless women, changes in divorce and mar­
riage patterns and the overall much smaller
number of children of future cohorts of older
people, all contributing to a shrinking pool of
family support (Wolf, 2001).

PAGE 37

Formal care through health and social sen ice

assistive devices (ranging from basic devices

systems needs to be equally accessible to all.

such as a hearing aid to more sophisticated

In many countries older people who are poor

ones, such as an electronic alarm system),

and who live in rural areas have limited or

respite care and adult day care are all impor­

no access to needed health care. A decline in

tant services that enable informal caregivers to

public support for primary’ health care sen ices

continue to provide care to individuals who

in many areas has put increased financial and

require help, whatever their age. Other forms

intergenerational strain on older people and

of support include training, income security

their families.

(e.g., social security coverage and pensions),
help with housing adjustments that enable

Most older persons in need of care prefer to
be cared for in their own homes. But care­

families to look after people who are disabled

and disbursements to help cover caring costs.

givers (who are often older people) must be
supported if they are to continue to provide

As the proportion of older people increases in

care without becoming ill themselves. Above

all countries, living at home into very old age

all, they need to be well informed about the

with help from family members will become

condition they are faced with and how it is

increasingly common. Home care and com­

likely to progress, and about how to obtain

munity services to assist informal caregivers

the support sendees that are available. Visiting

need to be available to all, not just to those

nurses, home care, peer support programmes,

who know about them or can afford to pay

rehabilitation services, the provision of

for them.

Sex ratios for populations age 60 and over reflect the larger proportion of women than men in all regions of the world,
particularly in the more developed regions.

PAGE 38

ACTIVE AGEINGtA POLICY FRAMEWORK

Professional caregivers also need training
and practice in enabling models of care that

recognize older people's strengths and em­
power them to maintain even small measures

of independence when they are ill or frail.

Paternalistic or disrespectful attitudes by pro­
fessionals can have a devastating effect on the

self-esteem and independence of older people
who require sendees.

Challenge 4: The Feminization of
Ageing
Women live longer than men almost every­
where. This is reflected in the higher ratio of

women versus men in older age groups. For
example, in 2002, there were 678 men for

every 1,000 women aged 60 plus in Europe.
In less developed regions, there were 879 men

per 1,000 women (See Figure 12). Women

Information and education about active age­

make up approximately two-thirds of the

ing needs to be incorporated into curricula

population over age 75 in countries such as

and training programmes for all health, social

Brazil and South Africa. While women have

service and recreation workers as well as city

the advantage in length of life, they are more

planners and architects. Basic principles and

likely than men to experience domestic vio­

approaches in old-age care should be manda­

lence and discrimination in access to educa­

tory in the training of all medical and nursing

tion. income, food, meaningful work, health

students as well as other health professions.

care, inheritances, social securin' measures and
political power. These cumulative disadvan­

tages mean that women are more likely than

In contrast to the pyramid form, the Japanese population structure has changed due to population ageing towards a cone

shape. By 2025, the shape will be similar to an up-side-down pyramid, with persons age 80 and over accounting for the larg­

est population group. The feminization of old age is highly visible.

PAGE 39

men io be poor and to suffer disabilities in
older age. Because of their second-class status,

the health of older women is often neglected
or ignored. In addition, many women have

low or no incomes because of years spent in

unpaid caregiving roles. The provision of fam­
ily care is often achieved at the detriment of

female caregivers' economic security and good
health in later life.

Women are also more likely than men to live

Challenge 5: Ethics and Inequities
As populations age, a range of ethical con­
siderations comes to the fore. They are often

linked to age discrimination in resource al­
location, issues related to the end of life and a

host of dilemmas linked to long-term care and
the human rights of poor and disabled older
citizens. Scientific advancements and modern
medicine have led to many ethical questions

related to genetic research and manipulation,

to very' old age when disabilities and multiple

biotechnology', stem cell research and the use

health problems are more common. At age

of technology’ to sustain life while compromis­

80 and over, the world average is below 600

ing quality of life. In all cultures, consumers

men for every 1,000 women. In the more

need to be fully informed about false claims

developed regions women age 80 and over

of "anti-ageing" products and programmes that

outnumber men by more than two to one (see

are ineffective or harmful. They need protec­

the example of Japan in Figure 13).

tion from fraudulent marketing and financing

schemes, especially as they grow older.
Because of women's longer life expectancy
and the tendency of men to many younger

Societies that value social justice must strive to

women and to remarry' if their spouses die,

ensure that all policies and practices uphold

female widows dramatically outnumber male

and guarantee the rights of all people, re­

widowers in all countries. For example, in the

gardless of age. Advocacy and ethical deci­

Eastern European countries in economic tran­

sion-making must be central strategies in all

sition over 70 percent of women age 70 and

programmes, practices, policies and research

over are widows (Botev, 1999).

on ageing.

Older women who are alone are highly

Older age often exacerbates other pre-existing

vulnerable to poverty and social isolation. In

inequalities based on race, ethnicity or gender.

some cultures, degrading and destructive at­

While women are universally disadvantaged

titudes and practices around burial rights and

in terms of poverty, men have shorter life

inheritance may rob widows of their property'

expectancies in most countries. The exclusion

and possessions, their health and indepen­

and impoverishment of older women and men

dence and, in some cases, their very’ lives.

is often a product of structural inequities in

both developing and developed countries. In­

equalities experienced in earlier life in access
to education, employment and health care, as
well as those based on gender and race have

a critical bearing on status and well being in
old age. For older people who are poor, the

consequences of these earlier experiences

PAGE 40

ACTIVE AGEING:A POLICY FRAMEWORK

are worsened through further exclusion from

in socioeconomic status. Recent World Bank

health services, credit schemes, income-gener­

data reveal that in many developing countries

ating activities and decision-making. Inequities

well over half of the population lives 'on less

in care occur when small and comparatively

than two purchasing power parity (PPP) dol­

well off portions of the ageing population,

lars per day (see Table 4).

particularly those in developing countries,

consume a disproportionately high amount of

It is well known that socioeconomic status

and health are intimately related. With each

public resources for their care.

step up the socioeconomic ladder, people live
In many cases, the means for older people to

longer, healthier lives (Wilkinson, 1996). In re­

achieve dignity and independence, receive

cent years, the gap between rich and poor and

care and participate in civic affairs are very

subsequent inequalities in health status has

limited. These conditions are often worse for

been increasing in countries in all parts of the

older people living in rural areas, in countries

world (Lynch et al. 2000). Failure to address

in transition and in situations of conflict or

this problem will have serious consequences

humanitarian disasters.

for the global economy and social order, as
well as for individual societies and people of

In all regions of the world, relative wealth and

all ages.

poverty, gender, ownership of assets, access to

work and control of resources are key factors

Table 4. Percentage of the population below international poverty tines in countries
with a population approaching or above 100 million in the year 2000
Countries

Population
(millions)#

Percentage with
<1dollar/day*

Percentage with
<2dollar/day*

China

1.275

18.5

53.7

India

1.008

44.2

86.2

Indonesia

212

7.7

55.3

Brazil

170

9.0

25.4

Russian Federation

145

7.1

25.1

Pakistan

141

31.0

84.7

Bangladesh

137

29.1

77.8

Nigeria

113

70.2

90.8

Mexico

98

12.2

34.8

’adjusted for purchasing power

Source:World Bank, 2001, S Source: UN, 2001

PAGE -11

Challenge 6: The Economics of an
Ageing Population
Perhaps more than anything else, policy mak­

ers fear that rapid population ageing will lead

to an unmanageable explosion in health care

and social security costs. While there is no
doubt that ageing populations will increase

demands in these areas, there is also evidence

that innovation, cooperation from all sectors,
planning ahead and making evidence-based.

culturally-appropriate policy choices will
enable countries to successfully manage the
economics of an ageing population.

Second, the costs of long-term care can be
managed if policies and programmes address

prevention and the role of informal care. Poli­

cies and health promotion programmes that
prevent chronic diseases and lessen the degree
of disability among older citizens enable
them to live independently longer. Another

major factor is the capacity and willingness

of families to provide care and support for
older family members. This will depend to a

large extent on the rates of female participa­
tion in the labour force and on workplace and

public policies that recognize and support the
caregiving role

Research in countries with aged populations
has shown that ageing per se is not likely to
lead to ‘'health care costs that are spiraling out

of control”, for two reasons.

In many countries, the bulk of spending is on
curative medicine. Care for chronic conditions

leads to an improved quality of life: however,

it is always preferable if those conditions could
First, according to OECD data, the major

be prevented or delayed until very' late in life.

causes of escalating health care costs are

Decision makers need to evaluate whether such

related to circumstances that are unrelated to

outcomes can be achieved titrough policies that

the demographic ageing of a given population.

address the broad determinants of active age­

Inefficiencies in care delivery, building loo

ing. such as interventions to prevent injuries,

many hospitals, payment systems that encour­

improve diets and physical activity, increase

age long hospital stays, excessive numbers

literacy or increase employment.

of medical interventions and the inappropri­
ate use of high cost technologies are the key

factors in escalations in health care costs. For
example, in the United States and other OECD
countries, new technologies were sometimes
rapidly introduced and used where alternative
and less expensive procedures already existed.

and for which the marginal effectiveness was
relatively low (Jacobzone and Oxley, 2002).
There appears to be considerable scope for

policy makers to address these issues and
improve the effectiveness of health care.

PAGE 42

Ultimately, the level of funding allocated to

the health system is a social and political
choice with no universally applicable answer.
However, the WHO suggests that it is better

to make pre-payments on health care as much

as possible, whether in the form of insurance,

taxes or social security. The principle of “fair
financing" ensures equity of access regardless

of age. sex or ethnicity and that the financial

burden is shared in a fair way (WHO, 2000a).

ACTIVE AGEING: A POLICY FRAMEWORK

A second major concern to policy-makers is

the demand that an ageing population may
put on social security systems. Alarmists point
to the growing proportion of the “dependent"

population that has retired from the formal la­

bour force. The idea that everyone over age 60
is dependent is, however, a false assumption.

Many people continue to work in the formal
labour market in later life or would choose to
do so if the opportunity existed. Many oth­
ers continue to contribute to the economy

through informal work and voluntary activities,

as well as intergenerational exchanges of cash
and family support. For example, older people

who look after grandchildren allow younger

adults to participate in the labour market.

Challenge 7: Forging a New Paradigm
Traditionally, old age has been associated with

retirement, illness and dependency. Policies

and programmes that are stuck in this out­

dated paradigm do not reflect reality. Indeed,
most people remain independent into very old

age. Especially in developing countries, many

people over age 60 continue to participate
in the labour force. Older people are active

in the informal work sector (e.g., domestic
work and small scale, self-employed activi­

ties) although this is often not recognized in
labour market statistics. Older people’s unpaid
contributions in the home (such as looking
after children and people who are ill) allow
younger family members to engage in paid

An ageing population provides other advan­

labour. In all countries, the voluntary activities

tages to the overall economy. Nations with

of older people provide an important econom­

declining working-age populations will be

ic and social contribution to society.

able to draw on older experienced workers
and industries will be able to grow as they

serve the needs of older consumers.
Global ageing does require governments and
the private sector to address the challenges to

It is lime for a new paradigm, one
that views older people as active
participants in an age-integrated
society and as active contributors as
well as beneficiaries of development.

social security and pension systems. A bal­
anced approach to the provision of social

protection and economic goals suggests that
societies who are willing to plan can afford to
grow old. Labour market policies (for exam­

This includes recognition of the contributions

of older people who are ill, frail and Milner-

able and championing their rights to care and
security.

ple, incentives for early retirement and manda­
tory retirement practices) have a more dramat­

This paradigm takes an intergenerational

ic impact on a nation’s ability to provide social

approach that recognizes the importance of

protection in old age than demographic ageing

relationships and support among and between

per se. The goal must be to ensure adequate

family members and generations. It reinforces

living standards for people as they grow older,

"a society for all ages’’ - the central focus of

while recognizing and harnessing their skills

the 1999 United Nations International Year of

and experience and encouraging harmonious

Older Persons.

intergenerational transfers.

PAGE 43

The new paradigm also challenges the tra­

Older people themselves and the media must

ditional view that learning is the business of

take the lead in forging a new, more positive

children and youth, work is the business of

image of ageing. Political and social recogni­

midlife and retirement is the business of old

tion of the contributions that older people

age. The new paradigm calls for programmes

make and the inclusion of older men and

that support learning at all ages and allow

women in leadership roles will support this

people to enter or leave the labour market in

new image and help de-bunk negative stereo­

order to assume caregiving roles at different

types. Educating young people about ageing

times over the life course. This approach sup­

and paying careful attention to upholding the

ports intergenerational solidarity and provides

rights of older people will help to reduce and

increased security for children, parents and

eliminate discrimination and abuse.

people in their old age.

PAGE 44

ACTIVE AGEING:A POLICY FRAMEWORK

5. The Policy Response
The ageing of the population is a global phe­

The policy framework for active ageing shown

nomenon that demands international, national,

below is guided by the United Nations Prin­

regional and local action. In an increasingly

ciples for Older People (the outer circle). These

inter-connected world, failure to deal with the

are independence, participation, care, self-ful­

demographic imperative and rapid changes in

fillment and dignity. Decisions are based on

disease patterns in a rational way in any part

an understanding of how the determinants of

of the world will have socioeconomic and

active ageing influence the way that individu­

political consequences everywhere.

als and populations age.

Ultimately, a collective approach to
ageing and older people will deter­
mine how we, our children and our
grandchildren will experience life in
later years.

The policy framework requires action on three

basic pillars:

Health. When the risk factors (both environ­
mental and behavioural) for chronic diseases

and functional decline are kept low while the

protective factors are kept high, people will
enjoy both a longer quantity and quality’ of

PAGE 45

life: they will remain healthy and able to man­

responsibility for policies in all of these other

age their own lives as they grow older; fewer

sectors, they belong in the broadest sense

older adults will need costly medical treatment

within the scope of public health because they

and care services.

support the goals of improved health through

intersectoral action. This kind of an approach
For those who do need care, they should have

access to the entire range of health and social

services that address the needs and rights of

women and men as they age.

Participation. When labour market, employ­
ment, education, health and social policies and
programmes support their full participation in
socioeconomic, cultural and spiritual activi­

ties. according to their basic human rights,
capacities, needs and preferences, people will
continue to make a productive contribution to

society in both paid and unpaid activities as

stresses the importance of the numerous dif­

ferent public health partners and reinforces the

role of the health sector as a catalyst for action
(Yach, 1996).

Furthermore, all policies need to support intergenerational solidarity and include specific
targets to reduce inequities between women

and men and among different subgroups
within the older population. Particular atten­

tion needs to be paid to older people who are

poor and marginalized, and who live in rural
areas.

they age.
An active ageing approach seeks to eliminate

Security. When policies and programmes ad­
dress the social, financial and physical security

needs and rights of people as they age, older

people are ensured of protection, dignity and
care in the event that they are no longer able
to support and protect themselves. Families
and communities are supported in efforts to

of older populations. Older people and their

caregivers need to be actively involved in the
planning, implementation and evaluation of
policies, programmes and knowledge develop­

ment activities related to active ageing.

care for their older members.

Key Policy Proposals

Intersectoral Action

The following policy' proposals are designed

Attaining the goal of active ageing will require

action in a variety of sectors in addition to

health and social services, including educa­
tion, employment and labour, finance, social*

security, housing, transportation, justice and
rural and urban development. While it is clear

that the health sector does not have direct

PAGE 46

age discrimination and recognize the diversity

to address the three pillars of active age­

ing: health, participation and security. Some
are broad and encompass all age groups

while others are targeted specifically to those
approaching old age and/or older people

themselves.

ACTIVE AGEINC : A POLICY FRAMEWORK

1. Health
Prevent and reduce the burden of
excess disabilities, chronic disease and
premature mortality.

1.1

• Goals and targets. Set gender-specific,
measurable targets for improvements in

health status among older people and in
the reduction of chronic diseases, disabili­
ties and premature mortality as people age.

• Economic influences on health. Enact

standards that protect older workers from
injury. Modify formal and informal work

environments so that people can continue

to work productively and safely as they
age.

• Hearing and vision. Reduce avoidable
hearing impairment through appropriate
prevention measures and support access

to hearing aids for older people who have

hearing loss. Aim to reduce and eliminate
avoidable blindness by 2020 (WHO, 1997).

policies and programmes that address the

Provide appropriate eye care services for

economic factors that contribute to the

people with age-related visual disabilities.

onset of disease and disabilities in later life

Reduce inequities in access to corrective

(i.e., poverty, income inequities and social

glasses for ageing women and men.

exclusion, low literacy levels, lack of educa­

tion). Give priority to improving the health
status of poor and marginalized population

groups.

• Prevention and effective treatments.
Make screening services that are proven
to be effective, available and affordable to

women and men as they age. Make effec­

tive, cost-efficient treatments that reduce
disabilities (such as cataract removal and
hip replacements) more accessible to older

people with low incomes.

• Age friendly, safe environments. Cre­

• Barrierfree living. Develop barrier-free
housing options for ageing people with

disabilities. Work to make public buildings
and transportation accessible for all people

with disabilities. Provide accessible toilets
in public places and workplaces.

• Quality of life. Enact policies and pro­
grammes that improve the quality of life

of people with disabilities and chronic

illnesses. Support their continuing indepen­
dence and interdependence by assisting
with changes in the environment, providing

rehabilitation services and community sup­

ate age-friendly health care centres and

port for families, and increasing affordable

standards that help prevent the onset or

access to effective assistive devices (e.g.,

worsening of disabilities. Prevent injuries

corrective eyeglasses, walkers).

by protecting older pedestrians in traffic,

making walking safe, implementing fall pre­

vention programmes, eliminating hazards
in the home and providing safety advice.
Stringently enforce occupational safety

PAGE 47

• Social support. Reduce risks for loneli­

• Physical activity. Develop culturally

ness and social isolation by supporting

appropriate, population-based informa­

community groups run by older people,

tion and guidelines on physical activity for

traditional societies, self-help and mutual

older men and women. Provide accessible,

aid groups, peer and professional outreach

pleasant and affordable opportunities to be

programmes, neighbourhood visiting,

active (e.g.. safe walking areas and parks).

telephone support programmes, and family

Support peer leaders and groups that

caregivers. Support intergenerational con­

promote regular, moderate physical activity

tact and provide housing in communities

for people as they age. Inform and educate

that encourage daily social interaction and

people and professionals about the impor­

interdependence among young and old.

tance of staying active as one grows older.

• HIV and AIDS. Remove the age limitation
on data collection related to HIV/AIDS.

• Nutrition. Ensure adequate nutrition
throughout the life course, particularly in

Assess and address the impact of HIV/AIDS

childhood and among women in the repro­

on older people, including those who

ductive years. Ensure that national nutrition

are infected and those who are caring for

policies and action plans recognize older

others who are infected and/or for AIDS

persons as a potentially vulnerable group.

orphans.

• Mental health. Promote positive mental

Include special measures to prevent malnu­
trition and ensure food security and safety

as people age.

health throughout the life course by provid­

ing information and challenging stereotypi­

propriate, population-based guidelines for

and mental illness.

healthy eating for men and women as they

• Clean environments. Put policies and
programmes in place that ensure equal

access for all to clean water, safe food and
clean air. Minimize exposure to pollution

throughout the life course, particularly in

childhood and old age.

1.2 Reduce risk factors associated with
major diseases and increase factors
that protect health throughout the life
course.

age. Support improved diets and healthy

weights in older age through the provision
of information (including information spe­
cific to the nutrition needs of older people),

education about nutrition at all ages, and

food policies that enable women, men and
families to make healthy food choices.

• Oral health. Promote oral health among
older people and encourage women and

men to retain their natural teeth for as long

as possible. Set culturally appropriate policy

• Tobacco. Take comprehensive action at

goals for oral health and provide appropri­

local, national and international levels to

ate oral health promotion programmes and

control the marketing and use of tobacco

treatment sendees during the life course.

products. Provide older people with help to

quit smoking.

PAGE 48

• Healthy eating. Develop culturally ap­

cal beliefs about mental health problems

ACTIVE AGEING:A POLICY FRAMEWORK

• Psychologicalfactors. Encourage and

grow older. Re-orient current systems that

enable people to build self-efficacy, cogni­

are organized around acute care to provide

tive skills such as problem-solving, pro­

a seamless continuum of care that includes

social behaviour and effective coping skills

health promotion, disease prevention, the

throughout the life course. Recognize and

appropriate treatment of chronic diseases,

capitalize on the experience and strengths

the equitable provision of community sup­

of older people while helping them im­

port and dignified long-term and palliative

prove their psychological well being.

care through all the stages of life.

• Alcohol and drugs. Determine the extent

• Affordable, equitable access. Ensure

of the use of alcohol and drugs by people

affordable equitable access to quality­

as they age and put practices and policies

primary health care (both acute and

in place to reduce misuse and abuse.

chronic), as well as long-term care services

• Medications. Increase affordable access
to essential safe medications among older

for all.

• Informal caregivers. Recognize and

people who need them but cannot afford

address gender differences in the burden

them. Put practices and policies in place to

of caregiving and make a special effort to

reduce inappropriate prescribing by health

support caregivers, most of whom are older

professionals and other health advisors.

women who care for partners, children,

Inform and educate people about the wise

grandchildren and others who are sick

use of medications.

or disabled. Support informal caregivers

• Adherence. Undertake comprehensive
measures to better understand and correct
poor adherence to therapies, which severely

compromise treatment effectiveness, particu­

larly in relation to long-term therapies.

1.3. Develop a continuum of affordable,
accessible, high quality and age­
friendly health and social services that
address the needs and rights of women
and men as they age.

• A continuum of care throughout the
life course. Taking into consideration their

through initiatives such as respite care,

pension credits, financial subsidies, training
and home care nursing services. Recognize

that older caregivers may become socially
isolated, financially disadvantaged and sick
themselves, and attend to their needs.

• Formal caregivers. Provide paid caregiv­
ers with adequate working conditions and

remuneration, with special attention to

those who are unskilled and have low so­
cial and professional status (most of whom
are women).

opinions and preferences, provide a con­
tinuum of care for women and men as they

PAGE 49

• Mental health services. Provide compre­
hensive mental health services for men and
women as they age, ranging from mental

health promotion to treatment services for
mental illness, rehabilitation and re-integra­

tion into the community as required. Pay

special attention to increased depression
and suicidal tendencies due to loss and so­
cial isolation. Provide quality care for older

people with dementia and other neurologi­
cal and cognitive problems in their homes

and in residential facilities when appropri­
ate. Pay special attention to ageing people

with long-term intellectual disabilities.

• Coordinated ethical systems of care.
Eliminate age discrimination in health
and social service systems. Improve the

coordination of health and social services

ing support when it is required.

• Partnerships and quality care. Provide
a comprehensive approach to long-term
care (by informal and formal caregivers)

that stimulates collaboration between the
public and private sectors and involves all

levels of government, civil society and the
not-for-profit sector. Ensure high quality
standards and stimulating environments
in residential care facilities for men and

women who require this care, as they grow

older.

1.4 Provide training and education to
caregivers.
• Informal caregivers. Provide fam­
ily members, peer counsellors and other

and integrate these systems when feasible.

informal caregivers with information and

Set and maintain appropriate standards of

training on how to care for people as they

care for ageing persons through regulatory

grow older. Support older healers who

mechanisms, guidelines, education, consul­

are knowledgeable about traditional and

tation and collaboration.

complementary medicines while also as­

• Iatrogenesis. Prevent iatrogenesis (disease
and disability that is induced by the process

sessing their training needs.

• Formal caregivers. Educate health and

of diagnosis or treatment). Establish ad­

social service workers in enabling models

equate systems for preventing adverse drug

of primary health care and long-term care

reactions with a special focus on old age.

that recognize the strengths and contribu­

Raise awareness of the relative risks and

tions of older people. Incorporate modules

benefits of modern therapies among health

on active ageing in medical and health

professionals and the public at large.

curricula at all levels. Provide specialist

• Ageing at home and in the community.
Provide policies, programmes and sendees

that enable people to remain in their homes

education in gerontology and geriatrics for
medical, health and social service profes­

sionals.

as they grow older, with or without other

Inform all health and social service profes­

family members according to their circum­

sionals about the process of ageing and

stances and preferences. Support families

that include older people who need care in
their households. Provide help with meals

PAGE 50 :

and home maintenance, and at-home nurs­

ACTIVE AGEING: A POLICY FRAMEWORK

ways to optimize active ageing among

individuals, communities and population
groups. Provide incentives and training

for health and social service professionals
to support self-care and counsel healthy
lifestyle practices among men and women

as they age. Increase the awareness and

sensitivity of all health professionals and
community workers of the importance of

2.2 Recognize and enable the active par­
ticipation ofpeople in economic devel­
opment activities, formal and informal
work and voluntary activities as they
age, according to their individual
needs, preferences and capacities.

• Poverty reduction and income genera­
tion. Include older people in the planning,
implementation and evaluation of social de­

social networks for well being in old age.

velopment initiatives and efforts to reduce

Train health promotion workers to identify

poverty'. Ensure that older people have

older people who are at risk for loneliness

the same access to development grants.

and social isolation.

income-generation projects and credit as

younger people do.

2. Participation
2.1 Provide education and learning op­
portunities throughout the life course.

• Formal work. Enact labour market and
employment policies and programmes that
enable the participation of people in mean­

• Basic education and health literacy.

ingful work as they grow older, according

Make basic education available to all across

to their individual needs, preferences and

the life course. Aim to achieve literacy for

capacities (e.g., the elimination of age

all. Promote health literacy by providing

discrimination in the hiring and retention

health education throughout the life course.

of older workers). Support pension reforms

Teach people how to care for themselves

that encourage productivity, a diverse sys­

and each other as they get older. Educate

tem of pension schemes and more flexible

and empower older people on how to ef­

retirement options (e.g., gradual or partial

fectively select and use health and commu­

retirement).

nity services.

• Lifelong learning. Enable the full par­

• Informal work. Enact policies and pro­
grammes that recognize and support the

ticipation of older people by providing

contribution that older women and men

policies and programmes in education and

make in unpaid work in the infonnal sector

training that support lifelong learning for

and in caregiving in the home.

women and men as they age. Provide older
people with opportunities to develop new

• Voluntary activities. Recognize the value

skills, particularly in areas such as infor­

of volunteering and expand opportuni­

mation technologies and new agricultural

ties to participate in meaningful volunteer

techniques.

activities as people age, especially those

who want to volunteer but cannot because

of health, income, or transportation restric-

6 jC /07287

2.3 Encourage people to participate fully
in family community life, as they grow
older.
• Transportation. Provide accessible, af­
fordable public transportation services in
rural and urban areas so that older people

(especially those with compromised mobil­
ity) can participate fully in family and com­
munity life.

• Leadership. Involve older people in
political processes that affect their rights.
Include older women and men in the
planning, implementation and evaluation

of locally based health and social sendee

and recreation programmes. Include older
people in prevention and education efforts

• A positive image of ageing. Work with
groups representing older people and the

media to provide realistic and positive im­
ages of active ageing, as well as educational
information on active ageing. Confront

negative stereotypes and ageism.

• Reduce inequities in participation
by women. Recognize and support the
important contribution that older women

make to families and communities through
caregiving and participation in the informal

economy. Enable the full participation of

women in political life and decision-mak­

ing positions as they age. Provide educa­
tion and lifelong learning opportunities to
women as they age, in the same way that

they are provided to men.

to reduce the spread of HIV/AIDS. Involve
older people in efforts to develop research
agendas on active ageing, both as advisors
and as investigators.

• A society for all ages. Provide greater
flexibility in periods devoted to educa­
tion, work and caregiving responsibilities

• Support organizations representing
older people. Provide in-kind and financial
support and training for members of these

organizations so that they can advocate,
promote and enhance the health, security

and full participation of older women and
men in all aspects of community life.

throughout the life course. Develop a range
of housing options for older people that
eliminate barriers to independence and
interdependence with family members, and

encourage full participation in community
and family life. Provide intergenerational
activities in schools and communities.

Encourage older people to become role

3. Security
3-1 Ensure the protection, safety and dig­
nity of older people by addressing the
social, financial and physical security
rights and needs ofpeople as they age.

• Social security. Support the provision of

models for active ageing and to mentor

a social safety net for older people who are

young people. Recognize and support

poor and alone, as well as social security

the important role and responsibilities of

initiatives that provide a steady and ad­

grandparents. Foster collaboration among

equate stream of income during old age.

nongovernmental organizations that work

Encourage young adults to prepare for

with children, youth and older people.

old age in their health, social and financial

practices.

PAGE 52

ACTIVE AGEINGtA POLICY FRAMEWORK

• HIV/AIDS. Support the social, economic

tion that older people can make to recover)'

and psychological well being of older

efforts in the aftermath of an emergency'

people who care for people with HIV/AIDS

and .include them in recovery initiatives.

and take on surrogate parenting roles for

orphans of AIDS. Provide in-kind sup­
port, affordable health care and loans to

older people to help them meet the needs
of children and grandchildren affected by
HIV/AIDS.

• Elder abuse. Recognize elder abuse (phys­
ical, sexual, psychological, financial and

neglect) and encourage the prosecution of

offenders. Train law enforcement officers,
health and social service providers, spiritual

leaders, advocacy organizations and groups

• Consumer protection. Protect consumers

of older people to recognize and deal

from unsafe medications and treatments,

with elder abuse. Increase awareness of

and unscrupulous marketing practices,

the injustice of elder abuse through public

particularly in older age.

• Social justice. Ensure that decisions be­

information and awareness campaigns. In­
volve the media and young people, as well

as older people in these efforts.

ing made concerning care in older age
are based on the rights of older people
and guided by the UN Principles for Older

3.2 Reduce inequities in the security
rights and needs of older women.

Persons. Uphold older persons’ rights to

maintain independence and autonomy for
the longest period of time possible.

• Enact legislation and enforce laws that
protect widows from the theft of property’

and possessions and from harmful practices

• Shelter. Explicitly recognize older people's
right to and need for secure, appropriate

such as health-threatening burial rituals and

charges of witchcraft.

shelter, especially in times of conflict and
crisis. Provide housing assistance for older
people and their families when required
(paying special attention to the circum­

stances of those who live alone) through

• Enact legislation and enforce law's that pro­

tect w'omen from domestic and other forms

of violence as they age.

• Provide social security (income support)

rent subsidies, cooperative housing initia­

for older women w'ho have no pensions or

tives, support for housing renovations, etc.

meager retirement incomes because they

• Crises. Uphold the rights of older people
during conflict. Specifically recognize and

have worked all or most of their lives in the

home or informal sector.

act on the need to protect older people in
emergency situations (e.g., by providing

transportation to relief centres to those who

cannot walk there). Recognize the contribu­

PAGE 53

WHO and Ageing

In 1995 when WHO renamed its "Health of the Elderly Programme" to "Ageing and
Health" it signaled an important change in orientation. Rather than compartmentalizing
older people, the new name embraced a life course perspective: we are all ageing and
the best way to ensure good health for future cohorts of older people is by preventing
diseases and promoting health throughout the life course.Conversely, the health of
those now in older age can only be fully understood if the life events they have gone
through are taken into consideration.

The aim of the Ageing and Health Programme has been to develop policies that ensure
"the attainment of the best possible quality of life for as long as possible, for the largest
possible number of people." For this to be achieved, WHO is required to advance the
knowledge base of gerontology and geriatric medicine through research and training
efforts. Emphasis is needed on fostering interdisciplinary and intersectoral initiatives,
particularly those directed at developing countries faced with unprecedented rapid
rates of population ageing within a context of prevailing poverty and unsolved infra­
structure problems. In addition the Programme highlighted the importance of:
• adopting community-based approaches by emphasizing the community as a key
setting for interventions

• respecting cultural contexts and influences
• recognizing the importance of gender differences
• strengthening intergenerational links
• respecting and understanding ethical issues related to health and well being in old
age.
The International Year of Older Persons (1999) was a landmark in the evolution of
the WHO's work on ageing and health.That year, the World Health Day theme was
"active ageing makes the difference"and the"Global Movement for Active Ageing" was
launched by the WHO Director-General, Dr Gro Harlem Brundtland. At this occasion,
Dr Brundtland stated: Maintaining health and quality of life across the lifespan will do
much towards building fulfilled lives, a harmonious intergenerational community and a
dynamic economy. WHO is committed to promoting Active Ageing as an indispensable
component of all development programmes.

In 2000, the name of the WHO programme was changed again to "Ageing and Life
Course" to reflect the importance of the life-course perspective.The multi-focus of the
previous programme and the emphasis on developing activities with multiple partners
from all sectors and several disciplines have been maintained. A further refinement of
the' active ageing'concept has been added and translated into all the programme ac­
tivities, including research and training, information dissemination, advocacy and policy
development.
In addition to the Ageing and Life Course Programme at WHO Headquarters, each of
the six WHO Regional Offices have their own Adviser on Ageing in order to address
specific issues from a regional perspective.

PAGE 54

ACTIVE AGEINGtA POLICY FRAMEWORK

International Collaboration
With the launch of the International Plan of

Action on Ageing, the 2002 World Assembly

International agencies, countries and regions
will need to work collaboratively to develop a
relevant research agenda for active ageing

on Ageing marks a turning point in addressing

the challenges and celebrating the triumphs

of an ageing world. As we embark on the
implementation phase, cross-national, regional

and global sharing of research and policy

options will be critical. Increasingly, mem­

ber states, nongovernmental organizations,

academic institutions and die private sector
will be called upon to develop age-sensitive
solutions to the challenges of an ageing world.

They will need to take into consideration the

WHO is committed to work in col­
laboration with other intergovern­
mental organizations, NGOs and the
academic sectorfor the development
of a globalframework for research
on ageing. Such a framework should
reflect the priorities expressed in
the International Plan of Action on
Ageing 2002 and those in this docu­
ment.

consequences of the epidemiological transi­

tion, rapid changes in the health sector, global­
ization, urbanization, changing family patterns

Conclusion

and environmental degradation, as well as

In this document, WHO offers a framework

persistent inequalities and poverty, particularly

for action for policymakers. Together with the

in developing countries where the majority of

newly-adopted UN Plan of Action on Age­

older persons are already living.

ing, this framework provides a roadmap for

designing multisectoral active ageing policies
To advance the movement for active age­

which will enhance health and participation

ing, all stakeholders will need to clarify and

among ageing populations while ensuring that

popularize the term “active ageing" through

older people have adequate security, protec­

dialogue, discussion and debate in the political

tion and care when they require assistance.

arena, the education sector, public fora and

media such as radio and television program­

WHO recognizes that public health involves

ming.

a wide range of actions to improve the health

of the population and that health goes be­
Action on ail three pillars of active ageing

needs to be supported by knowledge develop­

ment activities including evaluation, research

and surveillance and the dissemination of
research findings. The results of research need

to be shared in clear language and accessible

and practical formats with policy makers,

yond the provision of basic health sen ices.

Therefore, it is committed to work in coopera­
tion with other international agencies and the
United Nations itself to encourage the imple­

mentation of active ageing policies at global.
regional and national levels. Due to the spe­

cialist nature of its work. WHO will provide

nongovernmental organizations representing

older people, the private sector and the public
at large.

PAGE 55

technical advice and play a catalytic role for

The active ageing approach provides a frame­

health development. However, this can only

work for the development of global, national

be done as a joint effort. Together, we must

and local strategies on population ageing. By

provide the evidence and demonstrate the

pulling together the three pillars for action of

effectiveness of the various proposed courses

health, participation and security, it offers a

of action. Ultimately, however, it will be up

platform for consensus building that addresses

to nations and local communities to develop

the concerns of multiple sectors and all re­

culturally sensitive, gender-specific, realistic

gions. Policy’ proposals and recommendations

goals and targets, and implement policies and

are of little use unless follow-up actions are

programmes tailored to their unique circum­

put in place. The time to act is now.

stances.

PAGE 56

ACTIVE AGEING: A POLICY FRAMEWORK

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ACTIVE AGEING: A POLICY FRAMEWORK

We gratefully acknowledge the support provided by Health Canada. UNFPA contributed to the printing of
the brochure through the Geneva International Network on Ageing (GINA).

Graphic Design: Marilyn Langfeld
© Copyright World Health Organization, 2002

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