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Report of tho
Public IBorrd of
on

inquiry

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COMMUNITY HEALTH CELL

REPORT OF THE
PUBLIC BOARD OF INQUIRY
ON DEPO-PROVERA

Judith Weisz, MB BChir.

Chairperson
Griff T. Ross, M.D., Ph.D.
Paul D. Stolley, M.D., M.P.H.

TABLE OF CONTENTS

PAGE
I.

II.

THE PUBLIC BOARD OF INQUIRY: EVENTS LEADING TO
ITS ESTABLISHMENT, ITS MANDATE, AND PROCEDURES.

1

HISTORICAL BACKGROUND ON DEPO-PROVERA

8

1.

EXPERIENCE IN THE U.S.A

8

2.

EXPERIENCE WORLDWIDE

16

III. THE SEVEN MANDATED QUESTIONS

21

THE COMMISSIONER’S QUESTION #2:
WHETHER DATA FROM BEAGLE DOG AND MONKEY STUDIES
INDICATE A POTENTIAL RISK OF BREAST OR
ENDOMETRIAL CANCER IN HUMANS FROM DMPA
2.1. EXPERIMENTAL DESIGN AND EVIDENCE:
STUDIES

ANIMAL

2.2. CRITIQUE OF THE FINDINGS IN ANIMALS

2.2.1

2.2.2

22

24
30

CAN THE MALIGNANT NEOPLASMS
IDENTIFIED IN THE MAMMARY GLANDS OF
DOGS AND IN THE UTERI OF THE TWO
MONKEYS BE ATTRIBUTED TO MPA AND IF
SO, IS THERE EVIDENCE OF A
DOSE-RESPONSE RELATIONSHIP?. . .

30

WHAT BASIC DIFFERENCES HAVE BEEN
IDENTIFIED BETWEEN THE HUMAN AND
EACH OF THE TWO ANIMAL SPECIES IN
THEIR RESPONSE TO PROGESTOGEN? .

36

2.2.2a THE RESPONSE OF DOGS TO
PROGESTOGENS - EVIDENCE FOR
SPECIES DIFFERENCES. . . .

36

SUSCEPTIBILITY OF THE
BEAGLE TO MAMMARY TUMORS.

37

DIFFERENCES BETWEEN THE
HUMAN AND THE DOG IN THE
TYPE OF MAMMARY NEOPLASIAS
DEVELOPED

38

2.2.2a.1
2.2.2a.2

P A -j E
2.2.2a.3

2.2.2a.4

2.2.2a.5

MAJOR DIFFERENCES IN THE
COMPARATIVE ENDOCRINOLOGY
OF REPRODUCTION BETWEEN
DOGS AND HUMANS

40

DIFFERENCES IN THE
RESPONSE OF DOG AND HUMAN
MAMMARY GLAND TO
PROGESTERONE IN TERMS OF
STIMULATION OF GROWTH AND
DIFFERENTIATION

41

EVIDENCE FOR DIFFERENCES
BETWEEN THE BEAGLE AND THE
HUMAN IN THE SPECIFICITY
AND REGULATION OF
PROGESTERONE RECEPTORS. .

46

2.2.2a.6

EVIDENCE FOR THE PRESENCE OF
LATENT NEOPLASTIC FOCI IN THE
CANINE MAMMARY GLAND NOT
PRESENT IN THE HUMAN MAMMARY
GLAND
48

2.2.2a. 7

COULD GROWTH HORMONE,
RELEASED BY BEAGLES IN
RESPONSE TO HIGH DOSES OF
PROGESTERONE, BE
RESPONSIBLE FOR THE
INCREASED INCIDENCE OF
MALIGNANCIES IN THE MAMMARY
GLANDS OF DMPA TREATED
DOGS?

52

IS THE FACT THAT
PROGESTOGENS CAN CAUSE
REGRESSION IN SOME CASES OF
HUMAN BREAST CANCER A
REASON TO ASSUME THAT THEY
ARE UNLIKELY TO PROMOTE THE
DISEASE?

53

2.2.2a.8

PAGE

2.2.2a.9

2.2.2b

2.2.2b.1

2.3

SUMMARY OF EVIDENCE ON
POTENTIAL RELEVANCE OF THE
FINDINGS IN THE DOG TO THE
HUMAN

53

THE RESPONSE OF THE RHESUS
MONKEY (MACACCA MULATTA) TO
PROGESTOGENS - EVIDENCE FOR
SPECIES DIFFERENCES . . . .

55

SUMMARY OF EVIDENCE ON
POTENTIAL RELEVANCE OF
THE FINDINGS IN THE
MONKEY TO THE HUMAN .

64

ANIMAL TESTING FOR CARCINOGENESIS:
APPROPRIATENESS OF GUIDELINES FOR TESTING
AND INTERPRETING RESULTS WITH STERIOD
HORMONES TO BE USED AS CONTRACEPTIVES. .

65

THE COMMISSIONER’S QUESTION #3:
CAN THE HUMAN DATA SUBMITTED BY UPJOHN
SUCCESSFULLY REFUTE THE RISK OF HUMAN CANCER
SUGGESTED BY THE ANIMAL DATA?

3. 1
3.2

EXPERIMENTAL DESIGN AND EVIDENCE:
STUDIES

80

HUMAN

85

CRITIQUE OF THE EVIDENCE ON THE HUMAN. .

85

REVIEW OF HUMAN STUDIES OF BREAST
CANCER

88

REVIEW OF HUMAN STUDIES OF
ENDOMETRIAL CANCER. . . .

95

REVIEW OF HUMAN STUDIES OF CERVICAL
CANCER

101

3.2.1
3.2.2

3.2.3

COMMISSIONER’S QUESTION #5:
WHETHER, IN THE EVENT OF CONTRACEPTIVE FAILURE,
USE OF DMPA MIGHT INCREASE THE RISK OF TERATOGENIC
EFFECTS MORE THAN OTHER CONTRACEPTIVES?

115

PAGE
5.1

5.2

3.3

5.4

EVIDENCE ON THE TERATOGENICITY OF DMPA:
SOURCES OF INFORMATION

120

INFLUENCE OF PROGESTOGENS ON SEXUAL
DIFFERENTIATION: GENITAL STRUCTURES

124

INFLUENCE OF PROGESiOGdNS ON SEauaL
DIFFERENTIATIONS:
FUNCTIONS MEDIATED BY THE
CENTRAL NERVOUS SYSTEN (CNS)

132

PROGESTOGENS AND EXTRAGENITAL ABNORMALITIES

136

THE COMMISSIONER'S QUESTION #6:
WHETHER, IN VIEW OF DEPO-PROVERA'S ADVERSE SIDE
EFFECTS OR PHARMACOLOGICAL EFFECT, ESTROGEN
THERAPY IS LIKELY TO BE PRESCRIBED, IN ADDITION TO
DEPO-PROVERA, IN A SIGNIFICANT NUMBER OF
PATIENTS?
INFLUENCE OF DMPA ON PLASMA LIPIDS AND BONE

I.

147

THE COMMISSIONER'S QUESTIONS 1, 4 AND 7 REFORMULATED:
WHETHER THE RATIO OF BENEFIT TO RISK OF
DEPO-PROVERA WHEN USED AS A CONTRACEPTIVE WARRANTS
ITS APPROVAL UNDER CONDITIONS OF GENERAL MARKETING?
WHETHER APPROVAL FOR GENERAL MARKETING AS A
CONTRACEPTIVE MIGHT INCREASE ITS USE FOR UNAPPROVED
INDICATIONS? AND, IF NOT APPROVED FOR GENERAL
MARKETING, ARE THERE CONDITIONS FOR CONTROLLING THE
LIMITED DISTRIBUTION OF THE DRUG AS A CONTRACEPTIVE
FOR CERTAIN PATIENTS WITH SPECIAL NEEDS?

163

FINDINGS OF FACT

172

DATA AVAILABLE ON THE LONG-TERM RISKS OF DMPA ARE
INSUFFICIENT AND INADEQUATE TO PROVIDE A BASIS FOR
A DECISION WHETHER THE BENEFITS OF THE DRUG AS A
CONTRACEPTIVE OUTWEIGH ITS DISADVANTAGES UNDER
CONDITIONS OF GENERAL MARKETING IN THE USA

172

PAGE
II.

III.

IV.

DATA FROM THE STUDIES OF RHESUS MONKEYS AND BEAGLE
DOGS CAN NOT BE DISMISSED AS IRRELEVANT TO THE
HUMAN WITHOUT CONCLUSIVE EVIDENCE TO THE CONTRARY.
SUCH EVIDENCE IS NOT AVAILABLE AT THIS TIME.
THEREFORE, THE FACT THAT MALIGNANT NEOPLASIAS
DEVELOPED IN TWO SPECIES IN TARGET ORGANS OF SEX
STEROIDS MUST BE CONSIDERED AS AN INDICATION OF A
POTENTIAL OF PROGESTOGENS, INCLUDING DMPA, TO
PROMOTE THE DEVELOPMENT OF MALIGNANCIES IN TARGET
ORGANS
.
........

173

THE DATA ON THE HUMAN ARE INSUFFICIENT AND
INADEQUATE TO EITHER CONFIRM OR REFUTE THE
IMPLICATION OF THE ANIMAL DATA THAT DMPA MAY
INCREASE THE RISK OF CANCER IN WOMEN USING DMPA AS
A CONTRACEPTIVE
.

175

IN CASE OF CONTRACEPTIVE FAILURE WITH DMPA, THE
RISK OF A MOTHER GIVING BIRTH TO A MALFORMED CHILD
IS UNLIKELY TO BE MEASURABLY GREATER THAN THAT
POSED BY THE ORAL CONTRACEPTIVES.
THE CHANCE IN
EACH CASE CAN BE ESTIMATED TO BE SMALL ENOUGH NOT
TO POSE AN OBSTACLE TO THE USE OF THE DRUG AS A
CONTRACEPTIVE WHEN OTHERWISE INDICATED

176

CONCLUSIONS OF LAW

1 80

1
I.

THE PUBLIC BOARD OF INQUIRY: EVENTS LEADING TO ITS
ESTABLISHMENT, ITS MANDATE, AND PROCEDURES
On July 20, 197 9 r at the request of the Upjohn Company,

the Commissioner of the Food and Drug Administration (FDA)

announced that a hearing before a Public Board of Inquiry

(PBI) would be held
to determine whether Upjohn’s supplemental new
drug application (NDA) for Depo-Provera (DMPA)
sterile aqueous suspension for intramuscular
injection as a contraceptive agent in humans
contains reports of investigation adequate to show
that the drug is safe for use under the conditions
prescribed, recommended or suggested in the
labeling as required by § 505(d)(1), (2) and (4)
of the Federal Food, Drug, and Cosmetic Act (the
Act), and whether that information combined with
other information about the drug, provides a
sufficient basis from which FDA can determine that
DMPA is safe for general marketing in the United
States [ 1 ] .

The FDA had considered a supplemental NDA for the use of DMPA
as a contraceptive on two previous occasions. in 1974 and

1978

[2, 3] .

In 1978 the request was denied.

It is to

re-evaluate this decision that the PBI was appointed at the
request of Upjohn.
pp.

[For chronology of events, see Table 1 ,

11-15.]

This was only the second time that the FDA had ordered
a public hearing before a PBI under 21 CFR Part 13 in lieu

of a formal evidentiary public hearing before an
Administrative Law Judge under 21 CFR Part 12.

The previous

PBI had been established to consider the use of Aspartame as

a sweetener and flavor enhancer in dry foods [4].

Upjohn

2
stated its reason for requesting a Public Board of Inquiry to

be that the issues under consideration are "technically
complex, require an understanding of sophisticated scientific
concepts, and necessitate the comprehension and evaluation of
a large body of scientific literature and other data"

[5] .

The PBI was established in September 1981 and mandated
to consider and render an opinion on the following issues

[6] :
1)
Whether, in comparison with other drugs
approved for contraception, the benefits of
Depo-Provera in the United States outweigh its risks
under conditions of general marketing.

2) Whether data from beagle dog and monkey
studies submitted by Upjohn indicate a potential risk
of breast or endometrial cancer in humans from
Depo-Provera.
3) Whether the human data submitted by Upjohn
can, as Upjohn claims, successfully refute the risk of
human cancer suggested by the animal data.

4) Whether an approval of Depo-Provera for
contraception under general marketing conditions is
likely to increase use of the drug as a contraceptive
under conditions not stipulated in the approved
labeling or is it likely to increase use of the" drug
for unrelated indications for which safety and
effectiveness have not been established (e.g., for
hygienic purposes in mental retardees).
Whether, in the event of contraceptive
5)
failure r use of Depo-Provera may increase the risk of
teratogenic effects to a greater extent than would
other systemic contraceptives.

6) Whether, in view of Depo-Provera’s adverse
side effects or pharmacologic effect, estrogen therapy
is likely to be prescribed in addition to Depo-Provera
in a significant number of patients.

7) Whether there are conditions of labeling and
distribution controls which would permit marketing of

3
Depo-Provera as a safe
< ~ and effective drug on a limited
basis (i.e., Whether there imay be
'
“““ patients m
certain
the U.S. for whom benefits of
r_
t
^2 Depo-Provera for
contraception outweigh potential" risks).
(Emphasis added)

All of these issues were raised by the FDA in 1978 in
course of its review of the supplemental NDA for the use of
DMPA as a contraceptive [3]. On September 10, 1981,
we were
appointed by FDA Commissioner Arthur Hull Hayes, Jr.,

serve as members of the PBI [6],

to

We were acceptable to both

the Upjohn Company and the FDA because none of us had
taken
any position on DMPA as a contraceptive in the past.

In

addition, among us, we covered the range of expertise

relevant for evaluating the issues.
The process by which we have carried out our tasks
involved :
1)

A review of the documents in the administrative

record in this matter as well as published literature on

Depo-Provera.

As new questions arose we asked one or the

other of the parties to provide additional information
for

the record including an initial statement of position

[8r 9] .

All of the literature and documents we reviewed and on which

our decision were either already in or have

1/

At the request of the Upjohn Company Dr. Stolley did not
participate either in the review of the material
concerning the potential teratogenicity of DMPA or in
making the decision on this issue [7],

4

been placed in the administrative record and are accessible
2/
to the public.—
2)

A five-day public hearing held from January 10-14,

1983, where party and nonparty participants presented

testimony and responded to our questions.

Among those

represented at the hearing. in addition to the two parties,
the Upjohn Company and the FDA’s National Center for Drugs

and Biologies (now the Center for Drugs and Biologies)

(Center), were the World Health Organization (WHO), the
International Planned Parenthood Federation, the U.S. Agency
for International Development, the Women's National Health
Mo +- wnr I; f

the Health Research Group, the Institute for the

Study of Medical Ethics, the American College of

Obstetricians and Gynecologists, and certain individuals
representing themselves [10].

In addition, on August 12, 1 983 , a second hearing was

held to receive the report of a panel of six pathologists who

had been designated by us as consultants to review the
histological slides of monkeys that developed uterine tumors

following exposure to DMPA [11].

2/

In September, 1983,
1 983, when we began, the documents in the
administrative record in this matter occupied
approximately 45 linear feet of shelf space, At the
time of the submission of our report, the documents
occupy approximately 54 linear feet.

5

3)

Periodically, meetings were held to discuss the

evidence, arrive at decisions, and outline our
report.—3/
'

Writing our report.

4

In all of these phases we were ably assisted by Ms. Rita
Schinnar, research assistant to the PBI who, like □ s, was

appointed a special Government employee.
Our report and conclusions about DMPA have evolved from

these numerous encounters and discussions.

Throughout this

process, we have considered our primary task to be to

evaluate the scientific validity of the information
available.

We attempted to determine how much of this

information qualified as facts on which definitive
conclusions could be based.

We have attempted to identify

and record the facts and to differentiate them clearly from

assumptions and hypotheses.

Assumptions are an inevitable

3/

The entire Board met in Washington, D.C. on
September 22, 1982; in Washington, D.C. on January 9,
1983; in San Francisco, CA. on March 6-7, 1983; in
Hershey, PA. on August 13-14, 1983; and in Washington,
1 984.
u.c. on August 10-11, 1984.
Dr. Weisz and Dr. Scoiley
met in Philadelphia, PA. on August 31, 1982; Dr. Weisz
and Dr. Ross in Washington, D.C., on August 10, 1983,
and in Houston, TX. on November 25-27, 1983; and
Dr. Stolley and Dr. Ross in Houston on June 13,
1 984 .

A/

Because of illness, Dr. Ross was unable to participate
in this fourth phase.
He was a full participant in the
earlier phases.
(See his letter to Dr. Weisz,
p. 181.)

6
and necessary part of science.

But, no matter how widely

accepted, they are subject to change as knowledge expands.
Hypotheses, however plausible, can not serve as evidence

unuxl tested and proven correct.

To qualify as a fact.

information and data have to pass the test of having been
generated and analyzed by adequate scientific methods.

We

recognize that the significance of facts is subject to

interpretation and that this may vary among individuals and

also change with time as knowledge expands.

In making the

recommendation on Depo-Provera, we strove to identify and

record the basis for each of the conclusions.

The report

includes, in addition to an extensive list of references, a
series of appendices (Appendix 1-5).

In these appendices are

detailed the data and the methods used to generate the data,

as distinct from their interpretation, for certain kev
publications and documents on which our conclusions are

based.

This should permit the reader to judge the factual

basis on which our evaluation of the data and our conclusions

rest.
Our findings and conclusions will have the legal sta tus
of an initial decision under 21 CFR 13.40(a)(4) and 12.120.

The initial decision becomes the final decision of the
Commissioner by operation of law unless a participant files

exceptions or the Commissioner files a notice of review.
CFR 12.120(e).

The Commissioner’s final decision is

reviewable by the courts.

21 CFR 12.140.

21

7

The structure of our report is as follows:

after a

brief historical overview of the chronology of events
relating to Depo-Provera, we address each of the questions

ented to us by the Commissioner.

We have, however,

reordered the sequence in which the questions are addressed,

so that the scientific evidence available for assessing the

risks associated with the use of the drug, required to arrive
at a regulatory decision, is presented and evaluated before

considering the regulatory decision itself.

Thus, answers

relating to the carcinogenic and teratogenic potential of the

drug (Questions #2, #3 and #5) are presented first.

These

are followed by a discussion of the issue of the possible

increased use of estrogens that introduction of DMPA as a
contraceptive may cause (Question #6) and by a separate brief

section in which we address the question of the influence of
MPA on bone and on plasma lipoproteins.

The latter two

issues, though not specifically addressed in the questions by
the Commissioner, are ones that have been raised in the

hearing process and that need to be considered in relation to
the use of DMPA as a contraceptive.

Recommendations

concerning marketing of DMPA and the consequences of making
the drug available as a contraceptive under conditions of

general marketing are presented last (combining answers to
Questions #1, #4 and #7).

After this detailed statement of

the reasoning on which our conclusions are based, we conclude

with specific findings and references supporting and

8

explaining our conclusions, as required by 21 CFR
13.?0(j).

II.

HISTORICAL BACKGROUND ON DEPO-PROVERA

1.

EXPERIENCE IN THE U.S.A.

(SEE TABLE 1r pp. 11-15)

Depo-Provera (or Depot Medroxyprogesterone Acetate or

DMPA) was developed by the Upjohn Company in 1954.

11 was

initially intended for use in the treatment of endometriosis

and for habitual or threatened abortions.

When the FDA had

approved Depo-Provera for use for these two indications in
1960 r it did so in the absence of randomized controlled

studies of efficacy.

By 1973, the FDA rescinded the earlier

approval of the drug for use in endometriosis and threatened
abortion due to lack of evidence of efficacy and concerns

about potential teratogenicity and delayed return of
fertility [12].
In 1967, the Upjohn Company submitted a supplemental new

drug application for Depo-Provera (NDA 12-541/S004) for
intramuscular injection as a contraceptive agent in humans.

In the late 1960's and early 70*s a large number of studies
were carried out to establish the efficacy of Depo-Provera

and to identify an appropriate dose level.

These early

studies were also designed to provide data on physiological

consequences and side-effects following short-term use of the
”n; e.g., weight change, prolonged amenorrhea or bleeding.

9

return of ovulation, and psychological effects [13-20].

In

these studies. observations on pregnancy outcome in women
who discontinued use of Depo-Provera, or on the pathology of

breast, cervical or endometrial biopsies in exposed women,

were made only incidentally.
Concurrent with these clinical studies, the two

long-term toxicity studies in animals (a 7-year study in

Beagle dogs and a 10-year study in Rhesus monkeys) were
initiated in 1968.

A second 7-year study in dogs was started

in 1972.

During March, April and May 19‘74, in the course of a
Congressional investigation of the use of advisory
committees by the FDA, new concerns were raised about the

drug’s safety; specifically, the possible increased risk of

cervical cancer in women using the drug for contraception
[2] .

This led to the FDA’s first announcement on

October 30, 1974, of its intention to deny approval of the
supplemental NDA for Depo-Provera [2].
Results from the two long-term studies in beagle dogs
became available in 1975 and 1979, respectively.

Both

an increased incidence of malignant mammary
tumors in dogs treated with DMPA at low and high dose levels
[22-24] .

These findings and the lack of human data to refute

them led the FDA to propose to refuse approval of the

supplemental NDA for DMPA in 1978

[3].

By 1979, the results

from the long-term study in Rhesus monkeys became available.

10
These showed endometrial carcinomas in two of the treated

monkeys [24].

Numerous reviews of the findings in the test

animals and of the published literature on Depo-Provera were
ken by various organizations in the U.S.A, and other

countries to try to assess the relevance of these findings to

humans [25-29].

As previously discussed, in March 1978 FDA

proposed to refuse to approve Upjohn's supplemental NDA for
the use of DMPA as a contraceptive, and Upjohn requested a

hearing before a Public Board of Inquiry.
It should be added that since 1972, use of Depo-Provera

has been approved by the FDA as adjunctive therapy and
palliative treatment of inoperable, recurrent and metastatic

endometrial carcinoma.

11
TABLE 1:

CHRONOLOGY

1 954 :

Depo-Provera developed by the Upjohn
Company

i 5do:

Clinical trials oegun testing its use ior
habitual or threatened abortions and
end om e t r i o s i s.

1 960 :

FDA approved the use of Depo-Provera for the
above indications.

April 1966:

FDA withdrew from the market the drug
Promone (DMPA formulated for veterinary use)
because of an increased incidence of cystic
endometrial hyperplasia in treated dogs.

Feb. 27,

1 967 :

Upjohn Co. submitted a supplemental new drug
application for Depo-Provera for
intramuscular injection as a contraceptive
agent in humans. This supplement was
submitted to allow general marketing of this
drug for contraceptive purposes.

May 1968:

Two long-term animal studies initiated: a
7-year study of Depo-Provera in beagle dogs
and a 10-year study in rhesus monkeys. At
the same time, clinical studies were
initiated in several medical settings in this
and other countries to test its efficacy and
side effects when used as a contraceptive.

1971 :

Results of the two-year toxicity studies of
Depo-Provera in mice and rats were submitted
to FDA. They were accepted by FDA although
the results on the mice were uninterpretable
because of the high mortality of animals in
both the control and experimental groups, and
inadequate pathological examination of such
animals and in spite of the small number of
rats studied [30] .

1972-1978:

Depo-Provera used at the Grady Clinic under
a formal IND status.

1972:

FDA approved the use of Depo-Provera as
adjunctive therapy in treatment of
endometrial carcinoma.

12
1 972:

A second 7-year study in beagle dogs
started because of high mortality among cogs
in first study attributed primarily to
pyometra.

Oct.

10 ,

1 973 :

FDA issued a proposal to provide patient
labeling for Depo-Provera for contraceptive
use.
Having considered the potential
complications of benign and malignant tumors
of the breast (as already demonstrated at
that time by the first studies of beagle
dogs given Depo-Provera) and of infertility,
the FDA was still of the opinion that the
benefits from use of the drug outweighed its
risks.

Oc t.

10, 1 973 :

FDA’s Obstetrics and Gynecology Committee
(meeting on Feb. 22, 1973) recommended
approval for a limited and well-defined
population; and the FDA proposed, as a
cautionary measure, to restrict the
44sibution of the drug by the manufacturer
to private practitioners, family planning
clinics, hospitals and retail pharmacies.
This was intended to maintain a registry of
physicians who utilized the drug for
contraception. The objective of this
restriction of the distribution was that " in
the event evidence appears in the future mat
the tumorigenic effect of Depo-Provera poses
an increased risk of breast tumors in the
human, direct notification of these
physicians can be made and appropriate
patient follow-up instituted [12]."

Oct.

10,

1 973 :

Concurrently with the above, the FDA
rescinded the earlier approval for use in
endometriosis and threatened abortion due to
lack of evidence of efficacy for these
indications and concerns about potential
teratogenicity, specifically, congenital
heart defects.

March, April,
May, 1974:

During Congressional Hearings on the use of
advisory committees by the FDA, the issue of
cervical cancer in users of Depo-Provera was
raised [21] .

13

Sept.

12,

1 974: FDA issued a final order providing for
patient labeling for DMPA. This order was
published in anticipation of the agency's
approval of the pending supplemental NDA for
use of Depo-Provera as a contraceptive.

Oct. 2, 1 974:

Letter sent by the Chairman of the
Subcommittee on Intergovernmental Relations,
Rep. L.H. Fountain, of the House Committee of
Government Operations to the Secretary of HEW
requesting that the FDA revoke approval of
Depo-Provera because of unresolved questions
concerning the drug’s safety and its role in
causing carcinoma of cervix [31],

Oct. 30, 1 974 :

FDA stayed the provisions of the regulation
until further notice as a question was raised
about the incidence of cervical cancer a.nong
women who par11cipated Tn studies sponsored
by Upjohn under an IND.

May 1975:

Results from the first beagle study became
available and showed development of mammary
tumors, including carcinomas, in treated
dogs [22].

March 7 , 1 978 :

FDA advised Upjohn that the supplemental NDA
was not approvable because of insufficient
information to determine whether Depo-Provera
was safe for general marketing in the United
States as a contraceptive. Specific reasons
given for this decision included the
increased incidence of mammary carcinoma in
beagle dogs; the lack of a significant
patient population in the United States in
need of this drug; and the belief that the
manufacturer would not be able to implement a
proposed post-marketing study in the United
States to assess potential serious risks of
the drug. At this time, presumably, FDA had
been informally advised of the results of the
second beagle study, but the final report was
not submitted until 1982.

14

March 28 ,

‘’
-1978: Upjohn challenged' the
FDAJs decision to
refuse approval of the supplemental NDA for
Depo-Provera and requested an opportunity for
a hearing. Upjohn waived its right to a
formal evidentiary public hearing before an
administrative law judge, and requested
instead that a Public Board of Inquiry be
established.

Oct. 24 r

1 978 :

Dec.

FDA audit of the conduct of the IND study of
Depo-Provera at the Grady Clinic [32].
This
terminated the use of the drug as a
contraceptive by the single largest known
population of subjects at a single center in
the USA.

1 978 :

May 1 r 1 979 :

July 27,

Sept.

FDA Commissioner accepted Upjohn’s request
for a hearing before a Public Board of
Inquiry.

1979:

Findings from the 10 year study of the
effects of Depo-Provera on Rhesus monkeys
became available.
It showed endometrial
in
two
of
the
monkeys in the high dose
cancer
This
was
followed
by reviews by
group.
several national and international
■organizations of the relevance to the human
of the findings in the long term studies of
monkeys and dogs [25-29].
FDA announced a hearing before a Public Board
of Inquiry to determine whether the
supplemental NDA for Depo-Provera contained
reports of investigations adequate to show
that the drug was safe for use as a
contraceptive, and whether that information
provided a sufficient basis from which FDA
could determine that Depo-Provera was safe
for general marketing in the United States
for contraception.

10, 1981: FDA formally established a Public Board of
Inquiry, consisting of a three-member panel,
assisted by a legal counselor and a research
assistant.

Sept. 23,

t

*"
j was held to
1982: A prehearing
conference
establish procedures for the public hearing.

15

Jan _ 10-14,
1 983 :

Aug.

12, 1 983 :

The Public Board of Inquiry held a 5-day
public hearing on Depo-Provera, receiving
testimony and responses to questions from
Upjohn and the FDA (the parties), and from
non-party participants.

The Public Board of Inquiry held an
additional one-day public hearing on
Depo-Provera, to receive the report of an
especially-appointed panel of 6 consulting
pathologists who reviewed the histopathology
slides from the monkey study to determine the
nature and origin of the malignant tumors in
2 of 12 survivor monkeys in the high-dose
Depo-Provera group.
The appointment of the special panel of
pathologists was delayed until information
could be obtained from Upjohn about what
tissue blocks or sections from the monkey
study were available for this independent
review. In addition, slides were obtained
for review from a control monkey in the IUD
study of the Population Council that had been
diagnosed to have endometrial cancer.

Presently:

Depo-Provera is approved as adjunct therapy
for patients with metastatic endometrial
cancer.

Oct. 26, 1 984:

P.B.I. decision submitted to the
Commissioner, FDA, and placed on file in the
Dockets Management Branch. The findings and
conclusions of the Board, based on the public
hearing, will have the legal status of, and
be handled as, an initial decision.

16
2.

EXPERIENCE WORLDWIDE

Depo-Provera has been used extensively as a
rnnf-rarpptive in over seventy countries.

According to the

manufacturer’s statistics [33], an estimated 11 million
women have "ever used" DMPA; 2 million women are "current

users"; 100,000 women used it for 10 years or longer, and
1.5 million women received their first injection over 10
years ago.

We have been cognizant of the great interest by and
impact on countries overseas in a decision on this drug for

in the United States.

At the same time, we are

required by law and have the obligation to evaluate the
benefit/risk ratio that is applicable to this country only.

17
REFERENCES
1.

44 Fed. Reg. 44274 (July 27, 1979).
DMB Vol. No. 20 - Tab #1 Announcement of Hearing or.
Depo-Provera.

2.

39 Fed. Reg. 38226 (October 30, 1974)
DMB Vol. No. 188 - Tab #93, pp. 446-447

3.

43 Fed. Reg. 28555 (June 30, 1978)
DMB Vol. No. 188 - Tab #93, pp
pp.. 193-194

4.

44 Fed. Reg. 31716 (June 1, 1979)
Hearing on Aspartame.
DMB Vol. No. 20 G-1

5.

The Upjohn Company, Letters of August 25, 1978 and
October 17, 1978
DMB Vol. 1 Sup; HER # 4

6.

DMB Vol. No.

7.

Correspondence with the Upjohn Company over Dr. PaLl
Stolley's appointment. Confidential.
DMB Vol. No. 169
Tab #218

8.

PBI letter to the Upjohn Company, May 5,
DMB Vol. No. 238 - Tab #207

9.

PBI letters to the National Center for Drugs and
Biologies, September 9, 1982, and March 18, 1983.
DMB Vol. No. 245 - Tab #234

10.

Official Transcript of Proceedings, Depo-Provera
Public Board of Inquiry, January 10-14, 1983, Volumes
I, II, III, IV, V. (hereinafter, TR-I, II, III, IV, or
V) .

11.

Official Transcript of Proceedings Public Board of
1983 (hereinafter TR-2d).
J t, r-iugus t 12,

12.

38 Fed. Reg. 27940 (October 10, 1973)
DMB Vol. No. 188 - Tab #93, pp. 195-201.

13.

Coutinho EM, DeSouza JC, Csapo Al: Reversible
Sterility Induced by Medroxy-progesterone Injections.
Fert Steril 1966, 17:261-266.
DMB Vol. No. 100A G-513

Announcement of

189

1 982.

18

14 .

Azcona SC: MPA (6 Alpha-Methyl - 17
Alpha-Hydroxyprogesterone 25 mg. plus Estradiol
Cypionate 5 mg.) as Anticonceptional of Monthly
parenteral Application at Low Doses, Oct. 25, 1976.
(Unpublished)
DMB Vol. No. 68A G-512, pp. a/000056-73.

15.

Dodds GH: The Use of Sterile Medroxyprogesterone
Acetate Suspension as a Contraceptive During a
Three-year Period. Contraception, 2:15-23, 1975.
DMB Vol. No. 74A G-512, pp. 319-327.

16.

Schwallie PC, Assenzo JR: The Effect of
Depo-Medroxyprogesterone Acetate on Pituitary and
Ovarian Function, and the Return of Fertility
Following Its Discontinuation: A Review.
Contraception, 10:181-202, 1974.
DMB Vol. No."
No. 3 3 6 - Tab #461.

17.

Mishell DR, El-Habashy MA, Good RA, Moyer DL:
Contraception with an injectable progestin. Am J
Qbstet Gynecol, 101:1046, 1968
DMB Vol. No. 53A G-512

18 .

Depo-Medrox/progesterone
Seymour RJr Powell LC:
Contraceptive
. Qbstet Gynecol/
Acetate As a
1
970.
36 : 589-596,
DMB Vol. No. 176 - Tab #67/ PP- 12-19.

19.

Experience with Depo-Provera as an
Schwallie PC:
Injectable Contraceptive. J Reprod Med, 13:113-117,
1 974 .
DMB Vol. No. 1 35A
PP- 58-62.

20.

Zanartu J: Long-term contraceptive effect of
Inhibition and
injectable progestogens:
Inti J Fertil 13:415,
re-establishment of fertility.
1968.
DMB Vol. No. 53A G-512, PP- 126-151
House of Representatives, Hearings before a
Subcommittee of the Committee on Government Operations
on the Use of Advisory Committees by the FDA, March,
April, May, 1974, pp. 323-341, 353-390.
DMB Vol. No.
NO. 32 G-358

22

IRDC, Long-Term Depo-Provera Study in Dogs, Final
Report, 1976.
DMB Vol. No. 5

19
23.

Dawson Corporation, Long-Term Depo-Provera Study in
Dogs, Final Report, 1982.
DMB Vol. No. 246 - Tab #252

24.

IRDC, Long-Term Depo-Provera Study in Monkeys, Final
Report 1979
Tab #67
DMB Vol. Nos. 181-182

25.

The Upjohn Company, Report of the Workshop to
review the monkey endometrial findings and their
relevance to the contraceptive use of Depo-Provera,
Feb. 12, 1981. (See 3/8/82 PBI Update, Sec. U-13)
DMB Vol. No. 211 - Tab #192

26.

World Health Organization, Special Programme of
Research, Development and Research Training in Human
Reproduction:
Statement on Safety of the Long-Acting
Injectable Contraceptive Depo-Provera, October 1978.
DMB Vol. No. 211 - Tab #192, Sec. U-1

27.

International Planned Parenthood Federation:
Statement of the International Medical Advisory Panel
on Depo-Provera, November, 1980.
DMB Vol. No. 295 - Tab #321 Section III

28.

United States Agency for International Development:
Report of Ad-Hoc Consultative Panel on Depot
Medroxyprogesterone Acetate. July, 1980.
DMB Vol. No. 288 - Tab #321

29 .

American College of Obstetrics and Gynecologists
Subcommittee on Reproductive Endocrinology: Depot
Medroxyprogesterone Acetate Use as a Contraceptive.
Position paper submitted to the FDA for the PBI.
March 4, 1982.
DMB Vol. No. 238 G-196

30.

Depo-Provera; 18 month toxicity study on mice; 24 month
toxicity study in rats.
DMB Vol. No. 337 - Tab #461

31 .

Letter from LH Fountain, Chairman, Subcommittee on
Intergovernmental Relations of the House Committee on
Government Operations, to HEW Secretary Casper
W. Weinberger, October 2, 1 974.
DMB Vol. No. 91A - Tab #4 G-512

32.

FDA audit of Grady Clinic, Dec. 18-22, 1978.
DMB Vol. No. 305 G-625 (summary), and DMB
Vol. No. 305A (synopsis)

20

33.

The Upjohn Company, Information for PBI on
Depo-Provera: Responses to the Board’s Questions.
June 25, 1982, p. 1.
DMB Vol. No. 244 - Tab #219

21
III.

THE SEVEN MANDATED QUESTIONS

The sequence of the answers to the seven questions that
we were mandated to consider has been reordered as follows:

Questions #2, #3, #5, and #6 are addressed first. and
Questions #1 , #4 and #7 were combined and reformulated and are

addressed last.

Thus, the evidence on the potential risks on

the use of DMPA, relevant to the regulatory decision on the
approval of the drug as a contraceptive under conditions of

general marketing,

is presented before our response to the

more general questions concerning the regulatory decision
itself and its potential consequences.

A brief section on the

evidence available on the influence of MPA on bone and on
circulating lipids has also been included because of specific
questions raised during the course of the present inquiry.

The section has been inserted between the response to Question
#6 and that to Questions #1, #4 and #7.

22

THE COMMISSIONER’S QUESTION #2:
WHETHER DATA FROM BEAGLE DOG AND MONKEY
STUDIES INDICATE A POTENTIAL RISK OF
BREAST OR ENDOMETRIAL CANCER IN HUMANS
FROM DMPA.

Malignant neoplasias developed in the mammary glands and
uteri of dogs and monkeys, respectively, the two species used
for testing the consequences of long term administration of

DMPA.

To determine whether these findings are relevant to

the human,

the following three questions need to be

addressed.

D

Is there evidence to support the assumption th a t th e

malignancies that developed in secondary sex structures of

dogs and monkeys are due to factors otherthan DMPA?

In the

absence of such evidence the malignancies would have to be

considered drug-related until proven otherwise.
2)

If the malignancies in the secondary sex structures

are to be considered drug-related, is there evidence of a
dose-response relationship?

Dose-response relationship is an

important parameter in all toxicological tests .

It is of

special importance when testing steroid hormones since it has
been suggested that the actions of very large doses of
steroids may differ not only quantitatively but also
qualitatively from those of smaller. more physiological

amount (see testimony of Dr. C. Wayne Bardin [1]).

23

Quantitative differences refer to the usual dose-response
relationship, i.e. , a systematic change in the incidence or

In

magnitude of an effect across the whole dose range.

contrast, if differences are qualitative, certain effects
would be restricted to a certain dose range, implying a

different mechanism of action at different doses.

Within the

context of dose response relationship, it is also necessary to
consider comparative data available for the dog, the monkey

and the human pertaining to factors that influence the
effective dose, i.e., the activity and the amount of the drug

reaching target organs (e.g., metabolism of the drug,

metabolic clearance rate and steroid receptor function).
3)

Have fundamental differences been identified between

the human and the monkey, or the human and the dog in their

responses to progestogen that would warrant a conclusion that
the carcinogenic effects of DMPA seen in either of the

species of test animals are unlikely to occur in the human?
At a more general level a fourth question raised relates

to the guidelines set by the FDA for testing of contraceptive
steroidal hormonal agents in animals.

Specifically,

there is

toxicological principles that have been

to set up these guidelines may not be valid for testing

steroid hormonal agents.

The complexity of the issues

involved may be gauged from the transcripts of the
proceedings of a three day conference convened recently by
the National Institutes of Health on the subject [2].

24
2.1 . EXPERIMENTAL DESIGN AND EVIDENCE:

ANIMAL STUDIES

Two long-term toxicity studies in beagle dogs to test

the safety of DMPA were initiated in 1968 [3] and 1972 [4],

respectively.

In both studies. DMPA caused a high incidence

of mammary nodules and mammary carcinomas.

In addition,

these neoplasias tended to appear at ages younger than the
age when mammary tumors occur spontaneously in dogs (see
Table 2A and Table 2B for details).

The association between

DMPA and mammary pathology was evident in animals treated

with low as well as with high doses of the drug.
In the first study, carried out by The International
Research and Development Corporation (IRDC)

[3], a large

number of the DMPA treated animals died early in the course
of the experiment.

This was attributed primarily

to

pyometra, an expected complication of progestogen treatment
in dogs.

The major relevant finding from this study was tha t

none of the 11 controls that survived until the end of the

study developed malignant mammary tumors, whereas two of the
dogs treated with 25 times the human dose of DMPA developed

mammary adenocarcinomas, with metastases. after 40 to 42

months of treatment (Table 2A, p. 26)

[3, 5-7].

Because of

the premature death of a large number of animals, a second
study was initiated.
In the second study on dogs, carried out by the Dawson
Do c a a v

Corporation [4], the bitches used were younger and

25
were hysterectomized at the beginning of the study to avoid

the "-complication of pyometra.

The number of animals in each

group was also larger (20 per group), and the effects of DMPA
were compared not only with vehicle injected controls but also

with two groups of dogs receiving different doses of
progesterone.

As in the earlier study, high doses of

progestogens proved lethal to many dogs even when
hys terec tomi zed.

With respect to mammary tumors, in this study also, none
of the control animals had mammary cancer, whereas malignant

mammary neoplasias (some with metatases) developed in 5 dogs
in the group receiving DMPA at XI human dose.

in 8 dogs in

the group receiving DMPA of XI0 human dose. and in 8 dogs in
the group receiving DMPA at X25 human dose.

Mammary cancer

developed also in 1 dog in the group receiving low dose
progesterone and in 2 dogs receiving high dose progesterone.
Onset of the mammary tumors in the high dose DMPA group was
at 46.9 months from start of the study compared to onset at

65.6 months in the lowest dose DMPA group (Tables 2B and 2C,
pp. 27, 28)

[4-8].

finally, a ten-year study of Depo Provera in Rhesus
monkeys was initiated in 1968.

It was carried out by the

International Research Development Corporation (Table 3,

p. 29)

[5, 9].

The major finding was the occurrence of

endometrial carcinomas in two among 12 surviving monkeys in

the high-dose group.

In addition, nonmalignant mammary

TABIAJ 2A:

Suiiuiary of Animal Exper unent.s in Dogs

IRDC STJDY (1968 - 1975) [31
y Design:

Its:

-36 female beagle cogs divided
into three experinental groups:
16 controls,
4 low dose DMPA (1 X HD),
and 16 high dose I MPA (25 X IB)).
-Individual dosages were adjusted
based upon changes in body weight
prior to each injection.
-the dogs were "mature” (age unspecified),
and were not Hysterectomized at the
start of the study.

-An increased incidence of
mortality and of papable mainnary
nodules at both dose levels of
DMPA, compared to controls.
survival:
-11 of 16 controls survived the 7-year
study period.
-2 of 4 in the low-dose DMPA group
survived to the end of the study.
-All lb dogs in the high-dose DMPA group
died by 3 1/2 years from onset of tne
study.
pathology:
-5 maimiary gland adenocarcinomas,
described as being widely
metastasized, found in 2 dogs
receiving higli dose DMPA. 'lhese
dogs develo[>2d nulignant maninary
tumors idml 11 ud at 40 and 42
months from onset of the study.
-See Table 2B for details

LAWSON b'HJUY (1972 - 1979) [41
-140 female beagle dogs divided
into six experimental groups:
40 controls,
20 low dose DMPA (1 X HD),
20 mid dose DMPA (10 X HD),
20 high dose IMPA (2s X HD),
20 low dose progesterone,
and 20 in high dose progesterone.
-Individual dosages were adjusted in
the mid and high DMPA groups (from OX
to 10X-HD and from 23X to 25X-HD)
at the 5th year of the study.
-The dogs were about six nnnths
of age, and were all hysterectomized
prior to the start of the study.

•i

-High mortality in the mid and high dose
groups aixl in the high dose
progesterone group,
survival:
-30 of 40 controls survived tne 7-year study period.
-14 of 20 low-dose DMPA;
-0 of 20 mid-dose DMPA;
-1 of 20 high-dose DMPA;
-17 of 20 low-dose progesterone; and
-0 of 20 high-dose progesterone.
pathology:
-Maiiinary malignancies did not develop
in any control animal.
Mamiiary adenocarcinana and solid cell carcinoma
developed in 5 dojs in low-dose DMPA group,
8 dogs in the medium-dose DM1 ’A group,
8 dexjn in the high-dose DMPA group,

1 dog in the low-dose Prog esterone group, and
2 dojs in the niejh-dose Prog<»sterone group.
-!Dt all nulignant tumors with metastases.
•t: Tabl

<h-l

iki.

I
K)

cn
I

Table 2B:

Details from 1HPA Studies in Beagle Dojs,
(based on Testimony by Gross p. 2b) [7]
Dawson Study (1972-1979)

Controls

CMPA

Progesterone

lOx-HD 25x-HD
(Medium) (High)

Low

High

lx—I ID
(Low)

No. dogs/group

40

20

20

20

20

20

No. dead in 7 yrs.

10/40

6/20

20/20

19/20

3/20

20/20

Mean no. months to death

54.9

67.3

67.3

59.1

75.7

44.9

No. with nuimary malignancy

0

5

8

8

1

2

Mean no. months to onset
of nummary mal ignancy

0

65.6

50.1

4b.9

75.8

44.6

. i

I
NJ

Incidence of benign
inainnary tumors

10%

Mean jo. of all mainmary
and tunors per dog

0.10

95%

85%

85%

85%

40%
I

7.3

6.3

5.3

1KDC Study (1968-1975) 13]
CMPA

Controls
IxHID
(Low)

lOx-DH
(Medium)

25X-HD
(High)

No. dog s/g rotps

16

4

16

No. dead in 3.5 yrs.

5/16

2/4

16/16

No. with inaninary inal ignancy

0

0

2

F^Mn n>. months to ons<‘t

0

0

40-42

3.3

2.6

?8n-012h/SUP )32

>C

TABLE

Long-Term Depo-Proveia Study

Tab #295 Vol . 26^4

In Doga

DKG 6205

MALIGNANT MAMMARY NEOPLASMS

SUMMARY

<•
Type
of
Turaor

Doss

Group

Low Dose

Solid cell carcinoma

Depo-Provera
<

I

i

Adenoc arcinoma
Malignant mixed tumor

HediUM Dose
Depo-Provere

Solid cell carcinoma

Adenocarcinoma

Solid cell carcinoma
High Dose
Depo-Provera
Adenoca rcinoma

Low Dose
Progea t erone
High Dose
Progesterone

KEY:
A

Note:

Time
of
Onset

Anima 1
Numbe r

Spindle cell adeno­
ca rc i noma
Solid cell carci noma

Spindle cell adeno­
ca rc 1 noma
Xdenocat tinoma

X-41-72 9
X-43-72 $
X-44-72 9
X-47-72 9
X-59-72 9
X-47-72 9
X-47-72 9
X-61-72 9
X-62-72 9
X-6B-72 9
X-69-72 9
X-72-72 9
X-76-72 9
X-78-/2 9
X-79-72 9
X-69-72~9~~
X-79-72 9
X-R5-72 9
X-88-72 9
X-89-72 9
X-9O-72~9
5(^9 4-7 2 9
X-99-72 9
X-BI-72 9
X94-72 9
X-92-72 9

+ 2212
♦2130
♦ 2157
♦ 2403*
♦ 2 338
♦ 1940
♦ 1151
♦ 1701
♦ 1757
♦ 1276
♦ 1429
♦ 1458
♦ 1578
♦ 1821
♦ 1241
♦ 1366
♦ 1522
♦ 1394
♦ 1187
♦ 191 I
♦ 1487
♦ 1577
♦1369 I
♦ 1212

Month
of
Deal h

AS

Nalu re
of
Malignant Neoplasm

i *. n

1 i s t i in j <i< i m d I n<j

Death

♦ 1549

66
71
60

Incident a 1 Finding_
_ I ncident al F i n ding
_ I nciden t a 1 Finding
_ Mejiasl.ilic Disease
Inc>dental Finding_
_ Incidental Finding
Iucident a I Finding_
Inc 1 dent al F i nding
Incidental Finding
Met astatic D1s ea s e
Met astatic Disease
Metastatic Disease
ncident al Fin ding
Incidental F i nding
Metastatic Disease
Incidental Finding
Incidental Finding
Incidental Finding
Incidental Finding
Met as t atic Disease
Metastatic Disease
Incidental Finding_
Mel astatic Disease
Metastatic Disease
Incidental Finding_
1 nc ident a 1 Finding

X-l14-72 9

♦ 2107

"fl 2

Metastatic Disease

E (Metastatic l)i a ease)

X-122-72 9

♦ I Ifl4

60

Incident al El nd t ng

E (InIercurrent Disease)

’ x i rP72~7

♦T5 2H

TT

I n< i dent a 1

E (1 nt er cur r ent DiseaetT)

♦ nor

84

79
79
79
72
60
53
71
56
72
61
70
71
70
54
49
67
71
71
52

D ■’ Died; E " Eu I han i r. ed in Mo i i Lund Condition; S - I ii I c i i m S ai. r i t i
Seo previous listing for tluu animal.
Ibis

Type
of

i < > hy ■. t < > I «»'| I < a I

I vi»«•*

I

111.111II11.11 v

I .•

F i nd

T
T
T _________
E (Melast at ic D i a e a s e )
T



E*
E* _______________________
D llnlercurrent Disease)
D (I nt ercur rent Dis ease)
E (Met a a t aiic D1sease)
0 (Metastatic Disease)
E (Met aatatic Disease)
0 flntercurrenl Disease)
0 (Intercurrent Disease)
D (Met as I at ic Disease)
0*



I
N)
CO

I

—■

S ___________
~——
E_ (Intercurrent D L s e a s e)
E (Met ast at ic Di aeaseT
D (Metastatic Diseased
E (Intercurrent Disease)
E (lKetastatic Disease)
D (Metastatic Disease)
E_ ( I nt ercur rent I) i seaseV
0 ( I ntercurrent DTseaseT

J
T - Tenn mat fiai i i f ice

• •••

TABLE 3:
Experimental
Group

Summary of Animal Experiment in Rhesus Monkeys (1968-1978)

_______ Original Group
Number at
Number at
Sta rt
End

!I

[9]

+ Replacement
Monkeys

Total Numuer
Surviving at
End

With
Endomet ria1
Cancer

Controls

16

5

2

7

0

Low dose
DMPA (Ix-HD)

4

2

0

2

0

Mid-dose
DMPA (lOx-IlD)

16

7

0

7

0

High-dose
DMPA (50X-11D)

16

i

7

5

12

2

bo

I

30
nodules were observed in 3 of 7 surviving monkeys in the
mid-dose Depo- Provera group.

In this study, at autopsy,

hyperplasia of the ductal epithelium of the breast was also
noted in monkeys receiving X10 the human dose of DMPA [5,
9] -

2.2. CRITIQUE OF THE FINDINGS IN ANIMALS

2.2.1

CAN THE MALIGNANT NEOPLASMS IDENTIFIED IN
THE MAMMARY GLANDS OF DOGS AND IN THE UTERI
OF THE TWO MONKEYS BE ATTRIBUTED TO MPA AND
IF SO, .IS THERE EVIDENCE OF A DOSE-RESPONSE
RELATIONSHIP?

The data from the study by

the Dawson Research

Corporation provides evidence that the mammary carcinomas in
the dogs were drug-related.

Moreover, in this well designed

and executed study there was good indication of a

dose-response relationship:

malignancies developed both more

frequently and earlier with increasing doses of DMPA (Table

2B, p. 27)

[4] .

The study also provides evidence that the

findings in the mammary gland were due to the progestational

actions of MPA and not to some structural peculiarity of the

compound, since the effects of DMPA and progesterone were

3] .

The findings were not unexpected.

They

confirmed the association in the dog between progestational

agents and breast pathology identified in previous published
studies [3, 10-15].

However, the association between

malignant neoplasms and progestational agents is more clearly

31

evident in the Dawson study than in previous studies in which

treatment was often of shorter duration and the focus was on
mammary nodules in general with less consideration being
given to their histological characteristics.

The distinction in the progestogen treated dogs between

malignant and benign tumors, and between nodules palpated and
those characterized histologically is important.

The nodules

represent a variety of pathologies that are often reversible

and include consequences of hyperstimulation of
lobulo-alveolar growth as well as benign mixed or complex

adenomas [8 r 13].

It is, however, the histologically

characterized malignant tumors, associated with the
administration of progestogens, that are of major concern.

The relationship between these malignancies and the more
frequent benign hyperplastic lesions elicited by progestogens

in dogs has not yet been the subject of any systematic

investigation.
While the finding of neoplasias in the mammary glands of

DMPA-treated dogs could be anticipatedr the development of
uterine carcinomas in the Rhesus monkeys was unexpected.

Endometrial carcinomas are not known to occur spontaneously

in Rhesus monkeys (see testimony of Dr. S. M. Sieber [16] and
that of Dr. Norval w. King [17]).

Consequently, there is

reason to assume that the neoplasias identified in the genital

tract of the two monkeys receiving the highest doses of DMPA

were drug-related.

Whether there could be any dose-response

32
relationship, and whether neoplasias might be elicited by
lower doses of DMPA, can not be deduced from this study,
because the study was so poorly designed and executed:

the

number of controls and animals receiving lower doses of DMPA
was much too small (Table 3, P. 29), and the pathological
examinations inadequate.

Several animals died during the

course of the study and were allowed to autolyze before

undergoing pathological examination [9].

Whether uterine carcinomas occur spontaneously in Rhesus
monkeys is of obvious importance in evaluating the

significance of the findings in this small and inadequate
IRDC study in which controls were few and animals from
different sources were used.

Consequently, we requested and

were granted access to the histological slides from a control
Rhesus monkey from a study of IUD carried out by the
Population Council.

This so-called "Tatum monkey," referred

to several times at the public hearing (by Drs. Wayne Bardin

[18] and by Roy Hertz [19]), was stated to have developed a
spontaneous endometrial cancer.

It was described in the

initial pathology report as having "A superficial, 110 micron

wide, circumferential ring of endometrium" showing "atypical
hyperplasia, questionable neoplasia," interpreted as

"microfoci of non-invasive adenocarcinoma" [20].

The histological slides were examined by the consulting
pathologists to the PBI who concluded, unanimously, that the

lesion was an epithelial plaque [21].

Epithelial plaque is a

33

benign, transient structure characteristically seen in the
Rhesus in relationship to implantation and, occasionally, in
the absence of pregnancy, as a response of a progestogen-

primed uterus to trauma (see Section 2.2.2b).

The original

description of the gross appearance of the lesion (see
above), as well as the fact that it was found in a uterus,

"showing thick secretary endometrium,"

i.e., a progesterone-

stimulated endometrium, is consistent with the pathologists’
conclusion.

To date, therefore, to the best of our knowledge.

there has been no documented case in the Rhesus monkey of

spontaneous, invasive, malignant uterine carcinomas, such as
were identified in the DMPA treated monkeys.

The latter,

therefore, must be attributed to the progestogen treatment.
The conclusion that progestogens can elicit malignant

transformation in the uterus of monkeys is reinforced by a
recent report of a uterine carcinoma in a Rhesus monkey

treated for 4 3/4 years with norethisterone enanthate (200
nig/kg, corresponding to 50 times the human dose, every 8
weeks)

[22-24].

The consulting pathologists to WHO and to

the German Ministry of Health who had the opportunity to

compare histological slides from this animal with those from
the DMPA-treated monkeys, described it to be of a similar,

undifferentiated,

invasive type [22, 23].

As stated in the

report by WHO:
All three tumors arose in animals with
atrophic endometrium and mainly affected
the corpus of the uterus. All three

34

tumors were histologically similar,
poorly differentiated carcinomas .... In
all three animals the tumors invaded the
endocervix. Furthermore, this was the
first time that WHO had been able to
examine original slides from all three
tumors together, and in contrast to the
conclusions of the 1981 review, the three
tumors appeared identical in type [23].
The undifferentiated, invasive nature of the neoplasias

in the uteri of the two DMPA treated monkeys was also

confirmed by the consulting pathologists [21].
These neoplasias had no unique histological features that

would permit distinguishing them from highly undifferentiated

endometrial carcinomas in other species,

including the human.

There is only one report in the literature of a

carcinoma in situ of the endometrium in a subhuman primate
[25] .

This was in a 22-23 year old chimpanzee.

The

endometrium was described as being hyperplastic. a change
ascribed to hyperestrogenism due to ovarian pathology
resembling that in patients with Stein - Leventhal syndrome.

The authors state that the lesion might not have qualified as

a carcinoma in situ, but only as a adenomatous hyperplasia,
according to the criteria of other experienced pathologists,

e.g., Gusoerg, one of the pioneers in defining the
association between hyperestrogenism and endometrial cancer.
In any event, whether the pathology be considered neoplastic

or only potentially neoplastic, it is clearly distinct from

that found in the Rhesus monkeys treated with the
progestogens, DMPA or norethisterone enanthate.

35
It has been suggested that carcinoma of the uterus was

diagnosed also in two Rhesus monkeys receiving oral
contraceptives. According to the description of these lesions

by the pathologist only one of the two cases cited was
considered to be possibly a carcinoma in situ in a somewhat

hyperplastic endometrium, again a pathology distinct from

that found in the progestogen treated monkeys [26].

We are ,

therefore, left with the conclusion that endometrial cancer.
in particular of a highly anaplastic type, has to date been
observed in monkeys only in association with progestogen
treatment, i.e., treatment with DMPA or norethisterone
enanthate.

Consequently, the endometrial cancers found in

the IRDC monkeys treated with DMPA have to be considered drug
related.

It has been implied that the two monkeys receiving DMPA
that developed the uterine pathologies were not

representative of monkeys in general, because they were

replacement monkeys [27].

We note that no neoplasias were

identified in the uteri of two of the replacement monkeys in

the control group that were, presumably, obtained from the
Under these circumstances, we must reject
Upjohn’s conclusion that "The cause of the endometrial

carcinomas in the two monkeys is not established**

[28], and

until proven otherwise, must conclude that they were related
to DMPA.

36
2.2.2

WHAT BASIC DIFFERENCES HAVE BEEN IDENTIFIED
BETWEEN THE HUMAN AND EACH OF THE TWO
ANIMAL SPECIES IN THEIR RESPONSE TO
PROGESTOGEN?
2.2.2a THE RESPONSE OF DOGS TO
PROGESTOGENS
EVIDENCE FOR SPECIES
DIFFERENCES

It has been argued by Upjohn and others that the dog is

an inappropriate model for studies of the potential adverse

effects of the long term use of progestogens on the breast of
the human female [29-33].

A summary of this position is

presented in Upjohn’s final brief:

"Recent information about

the mechanisms underlying the mammary response of dogs to

C-21 progestogens like Depo-Provera supports the decision of

several panels of experts that the dog is an inappropriate

model for carcinogenicity testing of progestogens" [33].

On

reviewing the several arguments that have been offered to
support this proposition, we conclude that none has been

adequately substantiated.

Consequently the findings in dogs

must be considered as having potential relevance to the human.
While there are certain obvious differences at the

descriptive level between the canine and human female in the
overall regulation of reproductive function, differences in
underlying mechanisms have not been defined to any extent.

Specifically, the mechanisms by which progesterone and
progestogens cause malignant neoplasias in the canine mammary

gland have hardly been investigated.

Consequently, it is

37

premature to attribute this response of dogs to the
progestogens to some mechanism unique to the species.

The major arguments that have been presented in support
of the thesis that the dog’s response to progesterone is

uniquely different from that of the human are evaluated

below.
2.2.2a.1

SUSCEPTIBILITY OF THE BEAGLE TO
MAMMARY TUMORS

Beagles, like other dogs, have a high incidence of

mammary tumors, both benign and malignant [34-43]. 5

Of

particular importance to the question at hand are the
malignant neoplasias.

The most frequently noted malignant

neoplasias, as discussed below, appear to resemble

histologically those found in the human [34r 36-38].

A number

of similarities have been identified between the dog and the

human in the epidemiological and biological characteristics of
malignant mammary neoplasias.

These include age-specific

incidence and relationship to ovarian hormones [39-42].

Such

similarities argue for, rather than against, the use of the

5/

There are no data to support the notion that beagles are
more susceptible to neoplasias of the breast than other
strains of dogs [35]. Certain other pure bred strains
of dogs have, in fact, been reported to have a higher
incidence of such neoplasias than dogs in general,
including beagles [35, 43].
However, beagles have been
studied most extensively in an experimental setting
because of their availability and convenience of
use.

38

dog as one of the species in testing for potential promoters
i



6/

of mammary neoplasias.—

It is, however, obvious that

evidence available on many other biological as well as

epidemiological criteria need to be considered when trying to
evaluate the relevance of the findings in the dog to the

human.

However, the fear expressed by Harold L. Upjohn, in a

letter to the FDA Commissioner, that because "dogs develop a
variable high incidence of spontaneous mammary tumors" this

would make "proper control observations almost impossible"
[44] has not been borne out, at least in the Dawson study.

Differences between controls and progestogen treated animals

in malignant breast cancer are readily identifiable and

quantifiable in this well designed and executed study.
2.2.2a.2

DIFFERENCES BETWEEN THE HUMAN
AND THE DOG IN THE TYPE OF
MAMMARY NEOPLASIAS DEVELOPED

With respect to spontaneous neoplasias, the major

difference between the two species relates to the high

6/

We have not been able to find any comparative data on
the incidence of cancer of the breast in different
geographic locations in the world. One of the striking
characteristics of cancer of the breast in the human

female is the much higher incidence of the disease in
the developed countries in the West. These regional
differences are attributed in part to environmental
factors, including diet.
It would be of considerable
interest to know if cancer of the breast in dogs is also
subject to risk factors similar to those implicated in
the human.

39
incidence in the dog of mixed mammary tumors, a type rarely

found in the human.

In dogs, the majority of these tumors

are benign; the malignant mixed mammary tumors constitute only
a small percentage of the malignancies in the mammary gland in
this species [34].

The incidence of this type of malignancy

was not increased by prolonged treatment with DMPA.
The majority of malignant breast tumors that arise

spontaneously in the dog, as in the human, are described as
adenocarcinomas.

In the Dawson study, there were no

malignant breast tumors in the control animals.

In the

progestogen treated groups. the two most frequent types of
malignant tumors were solid cell carcinomas and
adenocarcinomas (Table 2C, p. 28)

[4] .

The question of the

cells of origin of these malignant neoplasias has not been

studied systematically, although this would be of considerable
interest and importance in attempting to understand their
histogenesis and pathophysiology.

The difficult problem of

classification of mammary neoplasias in dogs has been
approached by several groups of experienced veterinary

pathologists [34, 36, 38].
4

4 -s

They all rely on morphological

The question of cells of origin was raised by

Moulton [34] .

However, there are no data at this time to

suggest that the cells of origin of these malignant neoplasias
xn the progestogen treated beagles differ from those arising
spontaneously, either in dogs or in the human female.

In the

human, adenocarcinomas of the breast are considered to have

40

their origin in ductal epithelium, and there is no evidence to
suggest that this is different in dogs [45, 46].
Consequently, if the histological characteristics of the

malignant neoplasias are taken into account, overall species
differences in types of neoplasias can not constitute, at this
time, a reason for dismissing as irrelevant to the human the

finding of increased incidence of adeno- and solid cell
carcinomas in the progestogen treated dogs.
2.2.2a.3

MAJOR DIFFERENCES IN THE
COMPARATIVE ENDOCRINOLOGY OF
REPRODUCTION BETWEEN DOGS AND
HUMANS

The dog has a bi-annual heat period (interestrous period

approximately 200 days) followed by a prolonged luteal phase.
This luteal phase, or period of pseudopregnancy, lasts up to
60 days. and resembles, both in length and in hormonal

profile, pregnancy in the dog.

The luteal phase in the dog.

like pregnancy. is characterized by high levels of
progesterone.

However, except for a brief period before

ovulation, estradiol levels in the dog are relatively low
[14, 47] .

Thus, in the dog, during relatively long periods

of time (60 days out of 260), circulating progesterone levels

are relatively high at a time when levels of estrogen (or at

least of estradiol. since other estrogens have not been
measured) are relatively low.

Whether and how these

41
differences between the bitch and the human female might be

linked to differences in their response to progesterone and
progestogens is not known.

Certain, not very precise.

hvootheses have been advanced r e.g., "The dog has probablv
not developed a control system which counteracts harmful

effects of excessive progesterone levels"

[48] .

Studies have

not been carried out to define what such control mechanisms
might be.
of

For example, there have been no systematic studies

how progesterone receptors are regulated in the various

target organs in the dog.

"State of the art" thinking and

methods have not been applied to the question.

The limited

information available on this subject is discussed in the

next section.
2.2.2a.4

DIFFERENCES IN THE RESPONSE OF
DOG AND HUMAN MAMMARY GLAND TO
PROGESTERONE IN TERMS OF
STIMULATION OF GROWTH AND
DIFFERENTIATION

The theme of species differences in growth and

differentiation of the mammary gland in response to
progesterone has been stated in a variety ,of ways.

For

dog is the only species besides the ferret i

which progesterone alone can produce a considerable
lobulo-alveolar growth of the mammary gland"

[49], or "The

dog differs from other laboratory species in that mammary
hyperplasia can be induced with progesterone alone and does

not require estrogen priming" [50].

These statements refer

42

to the fact that, in the dog, mammary development required

for -lactation starts promptly after ovulation under the
influence of ovarian hormones and is sustained by them
throuqhout pregnancy or pseudopregnancy.

In the dog, the

predominant steroid secreted by the ovaries during pregnancy
(or pseudopregnancy) appears to be progesterone accompanied

by relatively little estrogen.

Therefore, not surprisingly,

progesterone alone can elicit in this species good, albeit
not optimal. lobulo-alveolar development even in the absence

of estrogen.

(A very similar reproductive strategy appears

to have been evolved by the ferret.

It exhibits a prolonged

luteal phase comparable in length to pregnancy, and during
such periods the breast achieves full lactational capacity

[51] ) .

In contrast, in the human female, mammary development

in preparation for lactation occurs during pregnancy under

the influence of the high levels of both progesterone and

estrogens as well as other hormones secreted by the

placenta [51].
This particular species difference, however remarkable.
can not serve as a basis for deciding on the relevance of the
in the dogs to the human without more information on

the cells of origin of the progestogen related neoplasias in
the dogs.

The known differences between the species in

hormonal response of the breast relate to lobul-alveolar

development.

In the human female. as discussed above.

adenocarcinomas of the breast are considered to have their

43

origin in cells of the ductal epithelium; there are no data to

support the notion that dogs differ in this respect.

The type

of longitudinal studies needed to establish the cells of

in of progestogen induced neoplasias in dogs have not y
been carried out.

The important considerations, then, are how ductal
epithelial cells, that presumably give rise to the
adenocarcinomas, respond to progesterone alone or, more

importantly, to progesterone or progestogens in the presence

of low levels of estrogen?
The focus in recent years has been primarily on the role

of estrogens in the development and promotion of growth of
neoplasias in secondary sex structures, including the breast.

Progesterone, in contrast, is thought of as a neutralizer of
estrogen and estrogenic action.

The notion expressed in

various ways is that estrogens act as promoters of neoplasias

because they stimulate cell division (Dr. M. Lipsett in [2]).
In so far as progesterone acts, as in the uterus,

to arrest

estrogen-induced cell division and to further cell

differentiation, it can be viewed as an antidote to the

neoplasia promoting actions of estrogens.

There is, however,

evidence that progestogens can also act on certain cell types
within target tissues, including the mammary gland, to
promote cell division and that it can do so in species other

than the dog.

First, in explanted mammary tissues from human

females, not only estradiol but also progesterone has been

44

shown to stimulate the incorporation of labelled thymidine

into- ductal epithelial cells [52, 53] .

The epithelial cells

of the interlobular ducts appeared to be particularly

onsive to progesterone.

A second perhaps more direct

line of evidence implicating progestogens with a potential to

promote neoplastic transformation of breast cells comes from

studies of mammary carcinomas induced in rats by the
carcinogen dimethyl-benzanthracene (DMBA).

Progesterone,

like estradiol, administered during the latent period

following the administration of DMBA, both reduced the time

required for the development of malignant breast tumors and
increased their size and number [54-57].

Once the tumors

were established. some of them could be shown to be hormone
dependent, requiring estrogen for their maintenance in the

castrated rats.

In contrast. progesterone was ineffective in

maintaining hormone dependent carcinomas in castrated rats

[56, 57].

Thus, while progesterone could in these

experiments promote the development of malignancy during the
latent period, it was not able to sustain malignant cells once

established.

In more general terms an absence of demonstrable

dependence of a tumor on a particular hormone does not exclude

the possibility that that hormone played a role in the
development of that tumor.

In the human female and in test animals receiving
contraceptive doses of DMPA, the progestogen, however, is not
acting alone but in the presence of at least low levels of

45
estrogen, and these two classes of steroids are known to act

synergistically on breast development in all mammalian
species studied to date.

Under these hormonal conditions

cf the monkeys treated with DMPA showed hyperplasia of
the intra-ductal epithelium [9, 58, 59].

Dr. Henry Norris, a

witness at the public hearing experienced in both human and

subhuman primate breast pathology, judged the ductal

epithelial hyperplasia to be atypical, first, because of a

resemblance to the micropapillary pattern of intraductal
carcinoma of the breast in humans and, second, because of

nuclear hyperchromatism, prominent nucleoli, and mitotic
activity [59].

Irrespective of whether these changes have the

same long term significance in monkeys as they are thought to
have in the human, the findings attest to the possibility of
ductal epithelial hyperplasia developing in a primate under

conditions of prolonged, relatively unopposed progestogen

action, the hormonal state characteristic of subjects

receiving contraceptive doses of DMPA.

The development in

DMPA treated monkeys of changes that resemble a precancerous
lesion in the human may be significant in light of the

apparent resistance of this species to agents that induce

malignancies in breast tissue of other species.

Finally, the uniqueness of the response of the
lobulo-alveolar component of the breast of dogs (and ferrets)

may be overstated.

The difference between these and other

species may be more quantitative than qualitative, as pointed

46
out by Trentin et al [60].

According to these investigators,

in castrated dogs, lobulo-alveolar growth was not elicited by

estrogen treatment alone but did occur following treatment
with estrogen + progesterone and, to a lesser degree.

following treatment with progesterone alone.

The

investigators state, "The rather good development of the
mammary glands induced by progesterone alone is not without

precedent.

Mammary growth responses to progesterone in the

absence of estrogen has been reported in the mouse, the rat
and the monkey.

The dose of progesterone required to produce

a complete alveolar type of mammary development in dogs is

relatively much less than in rats where 15 mg/day was

required"

[60] .
2.2.2a.5

EVIDENCE FOR DIFFERENCES BETWEEN
THE BEAGLE AND THE HUMAN IN THE
SPECIFICITY AND REGULATION OF
PROGESTERONE RECEPTORS

The statement repeated in various reviews of DMPA that
progesterone receptors in the dog differ from those in the
It represents the

human, is based on a single study [61].

sole attempt to examine the concentrations and regulation of

progesterone receptor in the canine.

It is a study that

would be important to follow up but which was too limited and
incomplete to permit any conclusions.

There are major

problems with the experimental design and with the
methods used in this study.

For example:

(a)

the number of

47
animals studied was too small and the number of measurements

made- too few to establish a range of values within any single
experimental group.

Consequently, significant differences

among experimental groups can not be established; (b) the

tissues sampled for comparison of concentration of receptor in
the dog with those of the human and for examining the effect

of progesterone on the receptor were limited and appear
arbitrary (e.g., myometrium, canine breast tissue before and

after administration of a single dose of progesterone, and

only at one time point, a single specimen of mixed mammary
adenoma); (c) the comparison of specificities of the receptor
in the human and the dog was made from a study of a single
sample from each.

Data on replicate determinations are not

given; (d) The sensitivity of the assay is unusually and
unaccountably low, several fold less than reported by others;

and (e) data on the characteristics of the canine progesterone
receptor under the conditions selected for the assay and the

basis for selecting the conditions used in the assay are not
reported (e.g., the reason for using a crude cytosol

preparation, results of tests to determine the stability of
the receptor under the conditions used, etc. ) .

Considerablv

more detailed studies, both of the normal and neoplastic
canine mammary tissues, are needed before it would be possible
to make any statements about species differences in the

regulation of the progesterone receptor by progesterone or in
its dhiinities for different progestogens.

Moreover,

48

information on more dynamic aspects of receptor function are

needed to provide some meaningful basis for interspecies

comparison of the role the progesterone in tissue response
<

testimony of Dr. C. Wayne Bardin [62]).

Our conclusion from the above analysis is that there is
too little comparative data on fundamental aspects of the

action of progestogens in the two species to decide which, if
e i ther, is unique in its response, much less in what way it

may be unique.

Moreover, there are clues to suggest some

common principles underlying the actions of progesterone in

different species, including the dog.

2.2.2a.6

EVIDENCE FOR THE PRESENCE OF
LATENT NEOPLASTIC FOCI IN THE
CANINE MAMMARY GLAND NOT PRESENT
IN THE HUMAN MAMMARY GLAND

Numerous references have been made various reviews on

DMPA to the presence of latent progesterone responsive
neoplastic foci in the dog [29-33, 63] .

For example, "The

evidence suggests the existence within normal beagle breast

tissues of a large pool of microscopic neoplasms, the
majority of which are benign and stationary, perhaps checked

by immunological mechanism.

As progesterone, but not

estrogen, is a potent stimulant to growth of breast tissues
in ovariectomized dogs. it is hardly surprising that

administration of large doses of progesterone-like substances
long periods induces growth of these microscopic

49

neoplasms”

[63]; "The Canine mammary gland contains latent

neoplastic foci which do not exist in the human"

[33]; or

"Careful examination...of untreated, intact, mature bitches
has revealed multiple microscopic neoplasias.

These contain

specific progesterone receptors. so that their growth is

stimulated by progestogens.

estrogens,

These effects are antagonised by

in that combinations of a progestogen with an

estrogen give less tumors than the progesterone alone"

[63] .

These statements in various reviews. like those on the
uniqueness of the canine progesterone receptor, are based on

a single publication [64].

The data presented in this one

brief publication by Cameron and Faulkin is, moreover.

too

scant and incomplete to serve as the basis for such
s ta temen ts.

Cameron and Faulkin present data on the numbers

and histological characteristics of areas of increased tissue
density they identified when trans illuminating whole-mounts

of 32 mammary glands from eight beagle dogs.

The dogs’ ages

were 7.6 - 8.5 years, i.e. an age when they become highly

prone to neoplasias [39, 40].

Any unusual structural change,

as compared to the normal lobularity of the surrounding
mammary gland, was considered by the investigators to be an

atypical nodule.

A total of 509 of these were judged to be

due to lobular hyperplasias. because they were found on

sectioning to be larger than adjacent lobules.

Proliferative

changes identified in these nodules involved either both

myoepithelial and epithelial elements or predominantly the

50

epithelial elements.

Compression of surrounding tissues was

absent and mitotic figures were rare, i.e. there was no
evidence of neoplastic changes in these nodules.

The authors

state that they also identified a total of 94 nodules that
they judged to be neoplastic, 80 of them in two of the

animals.

These, presumably, are the foci referred to in

various reports and reviews in which this study is cited.
However, the histological characteristics of the lesions

judged to be neoplastic are not described in the original
publication , the criteria for considering them to be

neoplastic are not stated, nor do they appear to have been

reported elsewhere.

The authors’ own conclusion.

appropriately. is only that the method could be useful to
study the development of breast tumors in dogs, a suggestion
that has not been followed.
The data presented in this study can be interpreted as
evidence that, during anestrous in the dog, complete
regression of the lobulo-alveolar growth that had occurred

during the preceding pseudopregnancy does not take place.
However, whether these residual areas of persistence of
eoithelial and myoepithelial cell nests represent the
substrate for subsequent development of neoplasias, either

benign or malignant, is unknown.

Since no description

whatsoever is given of the nodules that the authors judged to

be neoplastic, it is also not possible to deduce. or even to
speculate, how these might be related to what were termed by

51

on the one hand t
the same investigators atypical hyperplasias
neoplasias found in the progestogen treated dogs on

or to the

No measurements of progesterone receptors
from
were carried out on tissue samples from this study or
Therefore z
comparable samples of canine breast tissue.
the other hand.

statements that these presumed neoplasias contain
progesterone receptors are only speculations. On the other

such atypical areas of
hand z the statements that no
hyperplasias are to be found in the human ignores the
decades concerning
voluminous literature published over many

discussions of their
comparable findings in the human and the

implications for malignant breast disease in the human
[65-73] .
Comparative studies are badly needed of early changes

in the human and canine
that may be considered precancerous
subsequent development of
breast and how these relate to the
We have only
frank malignant lesions in the two species.

been able to find one report of a study in which
investigators experienced in human and canine breast

pathology have joined forces to examine this question [38].
♦■ho histological features of noninvasive lesions in
■;

of
mastectomy specimens from 232 dogs to the clinical course
led these investigators to conclude that there
their disease

are close similarities between the two species,

This

conclusion is clearly diametrically opposite to that reached

cell

-^M-FlrstFloorTS

BAMGAlOHE ! \

52
by various readers of the report by Cameron and Faulkin

[64]\
2.2.2a.7

COULD GROWTH HORMONE, RELEASED
BY BEAGLES IN RESPONSE TO HIGH
DOSES OF PROGESTERONE, BE
RESPONSIBLE FOR THE INCREASED
INCIDENCE OF MALIGNANCIES IN THE
MAMMARY GLANDS OF DMPA TREATED
DOGS?

Beagles, unlike humans, secrete excess amounts of growth

hormone and become acromegalic when treated with high doses
of MPA [4, 8, 74] .

The hypothesis that growth hormone

mediates or potentiates the actions of progestogens on the
mammary gland of dogs is interesting and plausible.

Growth

hormone is required for mammary growth and resembles

prolactin, which in some species, notably the rat, is

implicated in the development of neoplasias of the breast.
However, the hypothesis that growth hormone, acting alone or

synergistically with progesterone, is responsible for the
increased incidence of breast cancer in progestogen treated

dogs remains to be tested.

The correlation noted between

growth hormone levels and incidence of breast nodules in no
way constitutes proof of causality.

Without direct

experimental evidence. it remains a postulate and can no t be

used to explain the findings in the mammary glands of the
MPA treated dogs.

53
2.2.2a.8

IS THE FACT THAT PROGESTOGENS
CAN CAUSE REGRESSION IN SOME
CASES OF HUMAN BREAST CANCER A
REASON TO ASSUME THAT THEY ARE
UNLIKELY TO PROMOTE THE DISEASE?

he ability of a sex steroid to

♦-o the devel

or sustain the growth of a tumor in a target organ and to

cause regression of the tumor once it is established are not

mutually exclusive.
estrogens.

This has been demonstrated in relation to

While estrogens at physiological doses may

stimulate mammary cancer growth, when given in massive,

pharmacological amounts they can cause the cancer to regress.

This apparent paradox has been known for over tnree decades
and has been applied to the treatment of mammary cancer in

women [75-79] .

By analogy, the fact that progestogens in

pharmacological doses can cause regression of some mammary
tumors does not exclude the possibility that at lower doses

they could promote the development of such tumors.

2.2.2a.9

SUMMARY OF EVIDENCE ON
POTENTIAL RELEVANCE OF THE
FINDINGS IN THE DOG TO THE
HUMAN

The canine. like the human female in the U.S.A., has a

high incidence of malignant neoplasias of the breast and. in
both , the incidence increases markedly in late adulthood.
Though dogs are subject to a type of benign tumor of the

breast rarely seen in the human, the most common types of

malignant tumors in the two species appear to be

/ \

similar.

54
Whether the histogenesis of the common malignant neoplasias

is similar in the two species is not known.

There are some

obvious and marked differences in the hormonal pattern of
women and of bitches during both the fertile and infertile

cycles as well as in the relative importance of estrogen and

progesterone in breast development.

Whether and how these

differences may be reflected in species differences in

fundamental aspects of the actions of progestogens on their

different target organs remain to be established.

The

evidence cited is inadequate to support the assertion that

there are fundamental differences between the dog and the
human in the mechanism of action of progestogens.

There is,

therefore, at this time no valid scientific basis for
dismissing as irrelevant to the human the observations made
on the carcinogenic potential of progestogen in the dog.

Whether the canine is, or is not, an appropriate species
for evaluating the potential consequences of prolonged,
relatively unopposed progestogen action has been debated

since the late 1960’s.

The same arguments. based on the same

limited, inconclusive evidence, have been repeated over and
over.

It is disappointing that there has been virtually no

systematic effort to expand the data base needed to resolve
this important issue.

55
2.2.2b

THE RESPONSE OF THE RHESUS MONKEY
(MACACCA MULATTA) TO PROGESTOGENS
-EVIDENCE FOR SPECIES
DIFFERENCES

The following are the major reasons given to support

contention that the endometrial neoplasias identified in the

Rhesus monkeys recieving DMPA are unlikely to be relevant to
the human [80]:
1 )

The neoplasias arose from a cell type present in the

uterine epithelium of the Rhesus monkeys but not in the

human, a cell type that responds to progesterone with
proli feration;

2)

The neoplasias in the Rhesus arose in an atrophic

endometerium while in women endometrial neoplasias are
associated with hyperplastic endometrium;
3)

In the human, progestogens act to counter the

development of hyperplasia and associated neoplasias of the
endometrium.

Moreover, when administered in pharmacological

doses, progestogens can cause regression of such neoplasias.

Therefore, progestogens are unlikely to promote neoplastic

transformation in the human endometrium;
4)

The neoplasias occurred only in the monkeys

receiving the highest dose of DMPA.

At these doses, actions

of the progestogen may differ not only quantitatively but

also qualitatively from those obtained with the lower doses.
The first three reasons given are closely interrelated.
They are based on current understanding and beliefs of the

56
relative roles of estrogens and progestogens in the
development of endometrial carcinomas in the human.

They

were articulated in relation to the problem of the etiology

of the endometrial cancers in the DMPA treated monkeys first

in 1979 by the expert pathologists appointed by the Upjohn

Company to review the histological slides from the monkeys in
the IRDC study [58] and subsequently restated in various

reviews and documents [28, 80, 81].
The unexpected finding of malignant neoplasias, of
presumed endometrial origin, in the uteri of two of the

DMPA treated monkeys led the Upjohn Company to request a

panel of highly experienced pathologists to review the

histological slides from the uteri and breast tissue from
these monkeys [58].

These pathologists did not question the

diagnosis of endometrial carcinoma.

However, they puzzled

over the cells of origin of the malignancy.

The pathologists

looked for, but failed to find, any evidence of hyperplastic

changes in the epithelial elements that they could interpret
as precursor lesions.

They noted decidualisation of the

stroma in the DMPA treated monkeys, but none in the glandular
"ie main expected site of decidualisation in

response to progesterone in this species (letter by Dr. Arthur
A. Hertig, Dec. 21 1979 [58]).

Neoplasias arising from the

chronically stimulated, decidualised stroma would have been
expected to be sarcomas rather than carcinomas.

But both at

the light and electron microscopic level the lesions had the

57
characteristics of carcinomas and not of sarcomas.

Absence of

epithelial hyperplasia, commonly seen in women with

endometrial carcinomas, was commented on.

To resolve the

t paradox, Dr. Valerio, one of the pathologists

consulted, offered a hypothesis linking the neoplasias to the
epithelial plaques that develop in Rhesus monkeys in relation
to implantation.

She postulated these carcinomas as "possibly

arising from the epithelial cells in the surface epithelium
and the mouths or necks of the uterine glands.

These

epithelial cells respond differently in the female Rhesus
monkey than in women to implantation or experimentally to a

lesion or trauma of the superficial endometrium in a

hormonally (progesterone) prepared uterus.

If this is the

case in these two tumors, then histogenetically they would

not be the counterpart of endometrial carcinoma in women
which is generally believed to be associated with growth

stimulation by estrogen"

April 9, 1979, p.

(letter by Dr. Marion Valerio,

101 of Reports [58]).

An alternative resolution of the apparent paradox was

proposed by Dr. Gisela Dallenberg-Hellwig, a Center witness.

and presented at the public hearing [82].

She considered the

neoplasias to have originated not from endometrial but from
endocervical cells.

Since the action of progestogens on the

latter cell type is, presumably, to promote cell division
rather than differentiation, the findings could be

accommodated into current ideas of how sex steroids may act

58
as promoters of neoplasias [2].

However, the consulting

pathologists we appointed to re-examine the histological

slides from uteri of the IRDC monkeys did not find evidence

for endocervical origin of the malignancies [21, 83].

They,

like the majority of the pathologists appointed by the German

Ministry of Health and WHO, did not find any reason to

question the endometrial origin of the tumors [22, 23].
The hypothesis that the neoplasias arising in the
progestogen treated monkeys originate in epithelial cells

that respond differently from those in the human is a
reasonable one.

It deserves and needs to be tested, as

nr, Valerio suggested when she proposed the hypothesis in
1979 [58].

Epithelial plaques were studied by pioneers in

the field of reproductive endocrinology several decades ago

[84-86], but not since.

Specifically,

there has been no

study since 1979 to test the hypothesis proposed by

Dr. Marion Valerio.

Consequently, like the hypothesis on the

role of growth hormone in the progestogen induced breast
cancer in dogs,

it is only a hypothesis.

It is worth considering what prompted the pathologists to
a hypothesis in the first place.

apparently two reasons:

There were

the absence of any obvious precursor

lesions in the uteri of the DMPA treated monkeys. and a

preoccupation with the role of estrogens in endometrial

cancer.

In the monkeys, the endometrium was obviously

atrophic, and there was no evidence of hyperplasia.

/ \

59

Consequentlyr the lesions did not resemble those most commonly

encountered in women in this country.

Endometrial cancers in

the human are most often found in association with

rplastic endometrium, and these are freque

well differentiated.

i

They are often hormone dependent and

tend to regress when estrogen is withdrawn or when patients

are given high doses of progestogens.

In many cases,

development of neoplasias with these characteristics can be
related to prolonged estrogenic stimulation inadequately

balanced by progesterone.

However, this is not the only type

of endometrial carcinoma to be found in the human, and the
view that estrogen is the only predisposing hormonal factor

for endometrial cancer may be too limited and limiting.

The consequences of hyperestrogenism in women, in
particular on the uterus, are well established.
Hyperestrogenism occurs relatively frequently in developed

countries either in association with certain diseases or as a

result of hormone treatment.

In contrast, there are no common

disease states associated with chronic unopposed, or

relatively unopposed, progestogen action.. Consequently, there
is no body of clinical observation on what the long term

consequences of such a state might be.

The use of synthetic

progestogen in treatment of certain neoplasias and, more
importantly, when used as a contraceptive, is providing the

first opportunity to observe what these consequences might be.
This opportunity has, to date, been largely neglected.

(

60
The majority of cases of endometrial carcinomas seen in

this-_ country are, indeed, associated with a hyperplastic

endometrium [87].

However, there are cases with little or no

evidence of hyperestrogenism or of endometrial hyperplasia.
There are even some instances, albeit rare. in which the
endometrium is atrophic [87-89].

These carcinomas tend to oe

less well differentiated and not hormone dependent.

In some

populations they could represent a higher proportion of the
cases.

This is suggested by a recent report from Russia in

which in 25% of the subjects the neoplasias were found in
association with an atrophic endometrium and in patients

without apparently any evidence of hyperestrogenism [90].

Therefore, neither the histological characteristics of the
malignant uterine neoplasias in the monkeys, nor of the uteri

in which the neoplasias were identified, constitute an
adequate reason for considering the findings in the monkeys

unique to that species and irrelevant to the human.

Until

adequate experimental evidence becomes available on the cells

of origin and natural history of the uterine malignancies in

progestogen treated monkeys, the proposition that these
malianancies are in a cell type unique to the Rhesus and that

it has therefore no counterpart in the human must be
considered only a hypothesis.

The etiology of this type of

neoplasia in the human is not known.

Furthermore, the

histological appearance of the uterus as well as of the

ne^yla&ias in the monkeys may have been influenced by the

61
continued administration of DMPA in pharmacological doses

To gain insight into the cells of origin of these

[89k.

neoplasias in the Rhesus, which is what the consulting
pathologists attempted to do, would require serial

observations.

In the IRDC study, regrettably, monkeys that

died in the interim and that might have provided some

information on the subject were allowed to undergo autolysis
and were unsuitable for pathological examination [9].

The proposition that progestogens are unlikely to act as
promoters of neoplasias because they can cause regression of
endometrial cancer has also been raised in relation to breast

cancer.

The therapeutic value of progestogens rests on th e i r

potential to act as anti-estrogens.

In this capacity,

progestogens can, when given in physiological amounts, reduce
the incidence of the type of endometrial neoplasias

associated with relatively unopposed action of estrogens [87,

91 , 92].

Progestogens, in pharmacological amounts, can also

cause regression in hormone-dependent neoplasias of the
endometrium [87].

Some of the biochemical phenomena

underlying these effects have been identified (e.g.. decrease

in estrogen receptor concentrations and, in the case of the
endometrium, also induction of 17B-hydroxysteroid

dehydrogenase causing increased conversion of estradiol to
the less potent metabolite estrone [87, 92] and testimony of

Dr. S.B. Gusberg [91]).

However, progestogens cannot be

exonerated from contributing to the development of endometrial

< \

62

neoplasias on this basis.

As mentioned earlier, estrogen

cannot be implicated as an etiological factor in all cases of

endometrial carcinomas.

Moreover, as discussed in relation to

breast cancer, there is no basis for excluding the possibility

of progestogens having paradoxical effects on the neoplastic
process, such as has been identified in relation to estrogens

and breast cancer (see p. 53).

Briefly, while estrogens are

implicated in promoting the development and growth of cancer

of the breast, they can, when administered in pharmacological
amounts, cause the regression of a significant proportion of

such cancers in the human.

Evidence for a similar paradoxical

effect of estrogens on the uterus is only available with
respect to the non-malignant endometrium.

It has been

reported that involution of endometrial tissue can be
accomplished in the primate by prolonged administration not
only of a progestogen or of progesterone, but also of an

estrogen [87 (p. 156)].

The relevance of the endometrial cancers identified in
the monkeys to the human has been questioned also on the

grounds that the cancers occurred only in animals receiving
the highest doses of DMPA.

The implication is that the

pathology would not occur at the lower. contraceptive doses

used in humans and that, at the high doses. new and different
mechanisms of action come into play.

This argument could have

been examined critically only if sufficient numbers of animals

had been included in the different experimental groups and

63

followed adequately to determine the nature of the

dose-response relationship; howeverf this was not the case in
the IRDC study of the monkeys (Table 3, p. 29).
The doses administered to test animals are defined

operationally and represent multiples of the human dose,
adjusted for differences in body weight.

In the absence of

adequate data on the many factors that may modify
effectiveness of the drug after its administration. this

remains a practical basis for comparison of drug effects
across species.

There is no evidence that DMPA’s potency in

the Rhesus would be greater than in the human.

On the

contrary, there are some data to suggest that progestogens
may be cleared faster in monkeys than in the human and that z

therefore, more of the drug would have to be given to achieve
the same effect [93-95].

In the frequently cited study by

Mora and Johannson monkeys were given the same dose of DMPA
as humans (150 mg total dose to each), although their body

weights were only a tenth that of the human [95]•

Nevertheless, as far as can be deduced from the minimal data
presented, after an initial, brief period during which blood

levels of immunoreactive DMPA measured in monkeys were
somewhat higher than in the human female. the levels in the
two species were stated to be comparable, and evidence of

return of ovulation occurred.
same time [95] .

in both species, at about the

The histology of the endometrium of

uinPa treated Rhesus monkeys also suggests that the potency of

64

a given amount of DMPA may be less in the Rhesus than in the

human.

Specifically, only at ten times, but not at one times

the human dose, did the changes in the endometrium of the

monkeys resemble those in the human receiving contraceptive
doses of the drug.
2.2.2b.1

SUMMARY OF EVIDENCE ON
POTENTIAL RELEVANCE OF THE
FINDINGS IN THE MONKEY TO THE
HUMAN

None of the major reasons proposed for dismissing the

relevance of the findings in the Rhesus to the human can be
substantiated by the evidence presently available.

The poor

design and execution of the IRDC study preclude the
conclusion that the endometrial cancers were a consequence of

the extreme dose of the drug used or that the two monkeys
were in some way unique and not representative of monkeys in

general.

The hypothesis that the cancers originated from an

endometrial cell type present in the monkeys but not in the

human remains to be tested.

Finally, whether the endometrial

cancers that developed in the two monkeys in the IRDC study

were the consequence only of circumstances unique to the
particular experimental conditions of the IRDC study. as
claimed by Upjohn, can not be determined without repeating the

experiment in an adequate manner.

65

2.3

ANIMAL TESTING FOR CARCINOGENESIS:
APPROPRIATENESS OF GUIDELINES FOR TESTING AND
INTERPRETING RESULTS WITH STERIOD HORMONES TO BE
USED AS CONTRACEPTIVES

The reliance on animal testing has been conventionally

applied to drugs as a prelude to their widespread
administration to humans.

Such tests are aimed at screening

for major adverse effects of the drug. its toxicity following

short term use, and its carcinogenic potential following long
term use.

The principles underlying animal tests of drugs,

in general, have been incorporated into the guidelines

established for testing of contraceptive steroidal agents
[96] .

The pitfalls and the limitations of such animal tests

have been recognized and debated since these guidelines have

been established.

The complexity of the issues involved mav

be gauged from the discussions held during a three day

workshop held by NIH in 1983 [2].
The debate among proponents and opponents of a drug that
fails the animal test screen, as in the case of DMPA, tends
to center around two theoretical problems:

the doses of the

drug used and the appropriateness of the species selected for
O U



The traditional approach in studies of drug safety has
been to administer a wide range of doses of the drug.

including doses much larger than those proposed for use in
the human.

This convention can be rationalized on several

grounds.

It is assumed that use of high doses will permit

66

the observations of events that otherwise may take a very

lon<£ time to develop or require a very large number of

animals to detect.

Use of a wide dose range helps delineate

a safe dose range and if a dose-response relationship exists.

it provides evidence for causal relationship between the drug
and a specific adverse effect.

In relation to hormonal steroids, the use of very high

doses has been challenged on the grounds that their effects
may differ not only quantitatively, but also qualitatively,

from those of lower, more physiological amounts.

It should

be noted that similar questions have been raised in relation

to chemical carcinogens in general [97].

One way to

compensate for this problem is to design the tests so that
the nature of dose-response relationships can be defined

rather than to abandon the use of multiples of the human

dose.

This was accomplished in the study of dogs by the

Dawson Research Corporation, but not in the IRDC study of

monkeys.
The problem of uncertainties about the suitability of
any particular species has been addressed by the requirement

rug be tested in several different animal species.
Thus, according to FDA guidelines, all contraceptive drugs

must be tested in rodents, dogs and monkeys.

If a

carcinogenic effect is demonstrated in any one species, in
particular, in a site that is expected to be affected by the

particular drug or hormonal agent (i.e., a known target

67
organ), this is considered to constitute evidence of lack of

safety.

If a drug is found to produce cancer in more than

one species, the strength of the evidence is increased.

It

is recognized that a single carcinogenic agent may cause

cancer in different organs in different species and that
cancers may be induced in unexpected sites, not previously

identified as target organs.

Only if relevant biological

responses in the species affected are known to differ in a
major way from those of the human would it seem prudent or
justified to dismiss major findings [97 (pp. 21599-21600)].

Tests on DMPA were conducted on all three species

mandated.

Neoplasms were identified in known target organs of

progestogens in two of the species, the dog and the monkey.

It would require compelling evidence that the human is

uniquely different from each of these two species to disregard
these findings.

Such compelling evidence, in our opinion, is

not now available.

Whether DMPA treatment of mice, the third

test species, was associated with any increase in neoplasias
is not known.

The results of the tests on mice presented by

Upjohn to FDA are uninterpretable, because of the very high

mortality in both the controls and the experimental groups
[98-100] .

This problem is compounded by inadequate

information on the pathology of the large number of mice that

had died and were either canibalized or autolysed

[98, 99].

Unfortunately, FDA apparently did not request that these

68
early, relatively short term experiments on the rodents be

repeated.
The World Health Organization, in its monograph on
Human Sex

"Evaluation of the Carcinogenic Risk of Chemicals:

Hormones" [101] r lists three responses in test animals that
are to be used as indicators of carcinogenicity:

D the

occurrence of types of neoplasias not observed in the
controls; 2) a significant increase in the incidence of the

same types of neoplasms as found in the controls; or 3) a
decreased latency period as compared with controls.

All three

types of responses were observed in animal studies with DMPA.

Similar and some additional criteria for evaluating the
findings from toxicity testing in animals have been proposed

by Squire:

(1) positive results obtained in two or more

animal species; (2) induction of two or more histologically

distinct types of neoplasms in one or more species; (3)
induction of tumors that are normally rare in the test
animals; (4) induction of neoplasm after administration of

low doses, or a shorter latency period required to induce a

neoplastic response; (5) induction of malignant neoplasms,
benign tumors; and (6) positive results obtained
from genotoxicity studies suggesting mutagenic potential
[102] .

All but the last of the phenomena have been observed

in the animal tests of DMPA.

According to the criteria set

by FDA, by the World Health Organization, and those proposed

by Squire, as well as by those suggested most recently in the

69

Office of Science and Technology Policy’s Report on Chemical
Carcinogens [96, 97, 101, 102], the findings must remain a

source of concern.

70

QUESTION 2 - REFERENCES

1.

TR-III, pp. 148-169 (Bardin)

2.

NIH, Workshop on Animal Testing Requirements for New
veneration Steroidal Contraceptives, April 27-29, 19b3,
Vol. I, II, III.
DMB Vols. No. 349, 350 and 351 - Tab #564

3.

IRDC, Long-Term Depo-Provera Study in Dogs, Final
Report 1976.
DMB Vol. No. 5

4.

Dawson Corporation, Long-Term Depo-Provera Study in
Dogs, Interim Findings, and also Final Report, June
1982.
273
Tab #295.
DMB Vol. Nos. 255

5.

The Upjohn Company, Information for FBI on
Responses to the Board’s Questions.
Depo-Provera:
June 25, 1982.
DMB Vol. No. 244 - Tab #219

6.

FDA Addendum to Testimony of M.A.Gross
DMB Vol. No. 311 G-650 A, Vol. 312 G-560 B, Vol. 332
G-668, Vol. 327 G-650 C

7.

TR-II, pp. 75-92

8.

Frank DW, Kirton KT, Murchison TE, Quinlan JW, Coleman
ME, Gilbertson TJ, Feenstra ES, Kimball FA: Mammary
tumors and serum hormones in the bitch treated with
medoxyprogesterone acetate and progesterone for four
years.
Fertil Steril, 31:340-346, 1979.
DMB Vol. No. 184 G-514

9.

IRDC, Long-Term Depo-Provera Study in Monkeys, Final
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DMB Vol. Nos. 181-182 - Tab #67

10.

Nelson LW, Carlton WW, Weikel JH: Canine neoplasms and
progestogens. JAMA, 219:1601-1606, 1972
DMB Vol. 353
Tab #570

1 1 .

Capel-Edwards K, Hall DE,.Fellows KP, Vallance
DK, Davies MJ, Lamb D, Robertson WB: Long-term
administration of progesterone to the female beagle
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DMB Vol. No. 61A G-512, pp. 150-175

71
12.

Progesterone-related gross and
Nelson LW, Kelly WA:
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13:143-156, 1976.
DMB Vol. No. 348

13.

Fowler EH, Vaughan T, Gotcsik F, Reichhart P, Reed C:
Pathologic Changes in mammary glands and uteri from
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Medroxyprogesterone Acetate: An overview of research
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(eds) (Raven Press, New York), pp. 185-210, 1977.
DMB Vol. No. 335 Tab #461

14 .

Graf, KJ, El Etreby, MF:
Endocrinology of reproduction
in the female beagle dog and its significance in
mammary gland tumorigenesis. Acta Endocrinol Suppl
(Supplement) 222:1-33, 1979.
DMB Vol. 217 - Tab #192

15.

El Etrely MF, Graf KJ, Beier S, Eiger W, Gunzel P,
Neuman F:
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DMB Vol. No. 352

16.

FDA Summary of the Testimony of Witnesses for the
National Center for Drugs and Biologies, pp. 7-9
(Sieber)
DMB Vol. No. 31 1 G-646

17.

TR-2d, PP- 36-38 (King)

18.

TR-III, pp.

19.

TR-II, pp. 38-39 (Hertz)

20.

Cancer Center of the University of Rochester Medical
Center, Pathology Report of Monkey #459 submitted by
C. Wayne Bardin.
DMB Vol. No. 324 - Tab #414

21 .

Report of Group of Pathology Consultants Designated by
the Depo-Provera Public Board of Inquiry to Evaluate
and Determine the Nature of the Upjohn Company’s Rhesus
Monkey’s Uterine Tumors Observed in the Long-Term IRDC
Study, 1983.
DMB Vol. No. 346 - Tab #548 (No. G)

148-165 (Bardin)

72

22.

Report of WHO Consultation to Review Histological Data
from Monkey Studies Relating to Progestogens and
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DMB Vol. No. 332 - Tab #483

23.

Report to German Ministry of Health by Consulting
Pathologists (February 11, 1983, Berlin), included in
Upjohn’s Response to Post-hearing Questions, April 14,
1983.
#506
DMB Vol. No. 343 Tab

24 .

The Upjohn Company, Response to Testimony at the Public
Board of Inquiry Hearing, Wash.,/D.C., Jan. 10-14,
1983, Vol.
I: General and Specific Rebuttals, p. 2.
DMB Vol. No. 333

25.

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DMB Vol. No/ S4"6 - Tab #5 59

26.

Sobel S: FDA, Information regarding neoplasia profiles
of approved contraceptives. Memorandum to FBI, May 12,
1983.
Tab #528
DMB Vol. No. 342

27.

TR-III, P. 78 (Ory) and TR-22, p. 39 (Carlson)

28 .

The Upjohn Company, Final Brief. May 4, 1982, P- 7
DMB Vol. No. 344 - Tab #515

29.

Fraser IS, Weisberg E: A comprehensive review of
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1:1-20, 1981, p. 10.
DMB Vol. No. 222, pp. 232-347

30.

Briggs MH: The beagle and dog contraceptive steroids.
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DMB Vol. No. 226, pp. 53-62.

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DMB Vol. No. 28 G-313
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DMB Vol. No. 288

73

May 4 r 1983, p. 6.

33.

The Upjohn Company, Final Brief.
DMB Vol. No. 344 - Tab #515

34.

Moulton JE: Tumors of the mammary gland. InTumors
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1978.
DMB Vol. No. 348

35.

Owen LN, Briggs MH: Contraceptive steroid toxicology
in the beagle dog and its relevance to human
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DMB Vol. No. 161A G-513, pp. 235-253

36.

Hampe JF, Misdorp W: Tumors and dysplasia of the
mammary gland. Bull Wld Hl th Org 50:113-133, 1974.
DMB Vol. No. 139A G-513 - Tab 2, pp. 33-35

37.

Misdorp W, Cotchin E, Hampe JF, Jabara AG, Sandersleben
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II.
Adenocarcinomas, solid carcinomas, and spindle cell
carcinomas. Vet Pathol 9:447-470, 1972.
DMB Vol. No. 352

38.

Gilbertson SR, Kurzman D, Zachrau RE, Hurvita Al, Black
MM: Canine mammary epithelial neoplasms: Biological
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in 232 dog. Vet Pathol 20:127-142, 1983.
DMB Vol. NO. 348

39.

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animal neoplasms in Alameda and Contra Costa Counties,
California. II. Cancer Morbidity in Dogs and Cats from
Alameda County. JNCI 40:307-318, 1968.
DMB Vol. No. 348

40.

Schneider R: Comparison of age, sex and incidence
rates in human and canine breast cancer. Cancer
26:419-426^, 1970
DMB Vol. No. 30 - Tab #460

41 .

Taylor GN, Shabestari L, Williams J, et al.: Mammary
neoplasia in a closed Beagle Colony. Cancer Res
36:2740-2743, 1976.
DMB Vol. No. 30 G-468

42.

Owen LN: A comparative study of canine and human
breast cancer. Invest Cell Pathol 2:257-275, 1979.
DMB Vol. No. 219 - Tab #192

74
43.

MacVean DW, Monlux AW, Anderson PS Jr, Silberg SL,
Roszel JF:
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Upjohn HL; Portion of Letter to the FDA
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*
' \
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The Upjohn Company, Information for PBI on
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TR-III, P- 7-40 (WHO submission)

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Prog Human Pathol

rne errects
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Cell Tiss Res 188:545-550, 1978.
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J Exp Med 109:25-51, 1958.
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55.

Jabara AG:
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Gprague-Dawley rats.
Br J Cancer 21:418-429, 1967.
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Kelly PA, Asseline J, Labrie F, Raynaud JP: Regulation
of hormone RU16117 and other steroids in the rat.
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______ . McGuire WL,
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Asseline J, Kelly PA, Caron MC, Labrie FE:
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101:666-671, 1977.

DMB Vol. No. 352

58.

The Upjohn Company: Roundtable discussions from
workshop of pathologists designated by Upjohn to assess
the endometrial carcinoma in monkeys receiving
Depo-Provera, February 27, 1981.
DMB Vol. No. 211 - Tab #U-14
Reports to the Upjohn Company of the Consulting
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PBI, December 10, 1982. Vol. 2, Appendix VI and
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in dogs. Anat Rec 113:163-172, 1962.
DMB Vol. No. ^46

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Briggs MH:
Progestogens and mammary tumors in the
Res Vet Sci 28:199-202, 1981
beagle bitch.
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168-69,

(Bardin)

76

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Animal models and carcinogenicity in of
Briggs MH:
contraceptive steroids. In: Animal Models in Human
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Serio M, Martin L, (eds) (Raven Press,
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Cameron AM, Faulkin LJ: Hyperplastic and
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Foote FW, Stewart FW: Comparative studies of the
cancerous vs. non-cancerous breast. Ann Surg
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Rush BE, Kramer WM: Proliferative histological
changes and occult carcinoma in the breast of the aging
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Black MM, Barclay TH, Cutler SJ, Hankey BF, Asire AJ:
Association of atypical character sties of benign
breast lesions with subsequent risk of breast cancer.
Cancer 29:338-343, 1 972.
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Ashikari R, Huvos AGr Snyder RE, Lucas JC, Hutter RVP,
McDivitt RW, Schottenfeld D: A Clinicopathological
study of atypical lesions of the breast. Cancer
33:310-317, 1 974 .
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McCarty KS, Kesterson GHD, Wilkinson WE, Georgiade N:
Histopathological study of subcutaneous mastectomy
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contralateral breast. Surg Gynecol Obstet 147:682-688,
1978 .
DMB Vol. No. 348

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Dupont WD, Rogers LW, Vander Zwagg R, Page DL: The
epidemiological study of anatomical markers for
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DMB Vol. No. 348

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Ashikari R, Huvos AG, Snyder RE, Sharma R, Kirsch R,
Schottenfeld D: A clinicopathologic study of atypical
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Further follow up. Path Res
Piact 166:481-490, 1980.
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72.

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carcinoma of the breast.
Surg Gynecol Obstet
152:347-440, 1981.
DMB Vol. NO. 348

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Egger H, Tulsan AH, Schneider ML: A contribution to
the natural history of breast cancer.
II Percursors
and lesions associated with small cancers of tne
breast. Arch Gynecol 231:199-208, 1982.
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Concannon P, Altszuler N, Hampshire J, Butler R, Hansel
W: Growth hormone, prolactin and cortisol in dogs
developing mammary nodules and an acromegaly-like
appearance during treatment with medroxyprogesterone
acetate.
Endocrinology 106:1173-1177, 1980.
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Pearson OH, West CD, Hollander VP, Terves N:
Evaluation of endocrine therapy for advanced breast
cancer. JAMA 154:234-239, 1954.
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76.

American Medical Association Council on Drugs,
Androgens and estrogens in the treatment of
disseminated mammary carcinoma.
Retrospective study of
944 patients. JAMA 172:1271-1283, 1960.
DMB Vol. No. 348

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Nash H: 1n: Estrogen Target Tissue and Neoplasia, Dao
TL (ed.)r (University of Chicago Press), 1972, pp. 287.
Abstract
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Carter A, Sedransk N, Kelley RM, Ansfield FJ, Ravdin
RG, Talley RW, Potter NR: Diethylstilbestrol:
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cancer patients. JAMA 237:2079-2085, 1977.
DMB Vol. No. 348
2cc:: L, Pieters A, Koenders A, Benraad T, Kloppenberg:
Tamoxifen versus ethinyl estradiol in the treatment of
postmenopausal women with advanced breast cancer.
Cane Treat Reg 65:179-185, 1981.
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No.
48

80.

The Upjohn Company, Information for PBI on
Depo-Provera: Responses to the Board’s Questions.
June 25, 1982, pp. 41-47.
DMB Vol. No. 244 - Tab #219

78
81 .

WHO, Annual report for meeting of Advisory Group to the
WHO Special Programme of Research/ Development and
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TR-II, pp. 142-162 (Dallenberg-Hellwig)

TR-2d (See entire transcript)
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Hisaw FL, Hisaw FL Jrz Dawson AB: Effects of the
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Richardson GSr McLaughlin DH: Hormonal biology of
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1981.
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TR-2d, 39-4 2 F (Silberberg)

90.

Two pathogenic types of endometrial
Bokhman JV:
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91 .

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Gusberg SB: The individual at high risk for
endometrial carcinoma. Am J Obstet Gynecol
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93.

metabolism and effects
Goldzieher JW, Kraemer DC: The
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Fotherby K: Metabolism of synthetic steroids by
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Johannson).
DMB Vol. No. 75A G, p. 718

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Mora G, Johannson EDB: Plasma levels of
medroxyprogesterone□ acetate, estradiol and progesterone
in the rhesus monkey after intramuscular injection of
Depo-Provera. Contraception 14:343-349, 1976.
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Berliner VR: U.S. Food and Drug Administration
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Research and Training Center, Stockholm, 1974.
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97.

* * , Chemical
49 fed. Reg. pp. 21594-21661 (May 22, 1984).
Notice
of
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of
the
Science
and its
Carcinogens: 1----- -- --associated principles.
DMB Vol. No. 351

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The Upjohn Company, Response to Testimony at the PBI
Hearing, Vol I. General and Specific Rebuttels, March
11, 1983, p. 32.
DMB Vol. No. 333

99.

Frank DW:
1978 Review of animal safety studies with
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DMB Vol. No. 30“5

100.

“ ---- • : 18 Month Toxicity study on Mice; 24
Depo-Provera

101 .

WHO: Evaluation of the carcinogenic risk of chemicals
to human sex hormones. IARC Monpgraph, Vol. 6, Lyons,
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Squire RA: Ranking animal carcinogens: a proposed
regulatory approach. Science 214:877-880, 1981.
DMB Vol. No. 348

Moduli Toxicity study in Rats.
DMB Vol. No. 337 - Tab #461

80

THE COMMISSIONER'S QUESTION #3:
CAN THE HUMAN DATA SUBMITTED BY UPJOHN SUCCESSFULLY
REFUTE THE RISK OF HUMAN CANCER SUGGESTED BY THE ANIMAL
DATA?

The data relating to the question whether in the human
the use of DMPA as a contraceptive is associated with any

change in the risk of neoplasias of
inadequate and inconclusive.

genital organs are

Most of the data are derived

from studies that were not designed as epidemiological

studies and therefore do not provide the information needed.
The few studies that specifically address the question of the

effect of DMPA on the incidence of cancer in genital organs
in the human suffer from major limitations in design and/or
execution.

Systematic investigation of the incidence of

neoplasias in long term users of DMPA as a contraceptive have

only been initiated recently.

Consequently, the data

available can not serve to resolve the questions that have

been raised concerning the carcinogenic potential of DMPA,

particular, when used over an extended period of time or
after a period of latency.

The legitimacy of these as yet

unanswered questions and the need to resolve them by
observations on the human rests not only on the findings in

the test animals.

An increased incidence of neoplasias in

in

81

genital organs, the cervix and the breast, in DMPA users was
suggested in a few studies [1-3],
Careful epidemiological observations of women using DMPA
as a contraceptive are of particular importance since they

represent the first large group of humans exposed for a
prolonged period of time to a novel hormonal environment.
This is a hormonal state characterized by relatively high

levels of progestogens in the presence of low, early
follicular phase levels or estrogens.

There is no adequate

body of knowledge that could serve as a basis for predicting
with any degree of certainty what long term consequences.
good or bad, such a hormonal state may have.
Opinion may differ on the value of animal studies ano
the interpretation that can be placed on findings derived

from them.

However, there is general agreement that with

agents such as contraceptives that are likely to be used by

large numbers of healthy women for long periods of time, it

is imperative that their long term consequences, bad or good,
be assessed by adequate human studies.

Moreover, experience

with oral contraceptives in the past has shown that there may

oe populalions of subjects at special risk for certain

adverse effects and the need to identify such subjects.
There is also a general consensus on guidelines of design and

execution of studies that need to be followed to provide
acceptable epidemiological data [4, 5].

82

There is general agreement that the data available on

the human are inadequater as discussed at the public hearing

by witnesses both for Upjohn (Drs. R. Hertz and R. Gray [6]}
(Dr. R. Hoover [7]).

Two arguments have been

presented by those who, while in agreement with this
conclusion r nevertheless feel that DMPA is unlikely to pose
any significant cause for concern as a promoter of neoplasias

in the human.

The first is that even though the human

studies individually may be inconclusive and questionable or.
scientific grounds, they are r in their totality^ reassuring
and sufficient to provide a basis for a regulatory decision.
According to this view, quantity of data can substitute for

quali ty.

This viewpoint was most graphically formulated by

the lawyer representing the Upjohn Company at the Hearing

held by the U.K., Department of Health and Social Security,
in London 1983:
If you have 30 studies...in which each has
a flaw but which flaw cannot be pointed to
as being a biased flaw, a flaw which is
likely to exclude the people who
particularly have the cancer, with any one
paper you can say that there is a flaw, and
those cancer cases might have slipped
through that hole. But if you have 30
papers, each with a theoretical flaw but no
bias, then it is inconceivable that an
increased incidence could slip through all 30.
...If you take 30 pieces of paper, each
with a random hole in it, and you put them
together, you have then got something
solid with no gap in it because it is
inconceivable that in a large number of
varied studies, presumably each with no
bias, the increased incidence could slip
unnoticed through all of them [8].

83

The second argument is that if the drug had any

significant effect on the incidence of neoplasias, this would
have made itself evident and been recognized even without any

specific studies.

The assumption underlying this argument is

that if DMPA caused an increase in the incidence of

neoplasias, this would have been noted by the health care
professionals and/or would have been brought to the attention

of the Upjohn Company through the voluntary reporting

sys tern.

Neither of these arguments is acceptable.

There are few

circumstances under which an adverse reaction to a drug will
make itself obvious in the absence of systematic study [9].

The quantitative information needed on the human to provide
some rational basis for evaluating risk versus benefit can
rarely be obtained either from casual observations or from

poor. inconclusive studies, however numerous.
In connection with DMPA, there were early indications
that there might be a special need to obtain human

epidemiological data on the carcinogenic potential of the
drug, and that concerns about its use might arise if such
data were not forth-coming.

The first suggestion that there

might be an increased incidence of cervical neoplasias was

made in 1971, by Seymour and Powell [1], and the subsequent

analysis of the data obtained from subjects receiving DMPA
under an IND between 1968-72 [2, 10].

These findings were a

major factor why questions were raised concerning the

84

approval of DMPA as a contraceptive in 1974.

The report of

the ‘first beagle study became available one year later.

It

suggested an association between DMPA and malignant
of the breast.

Even earlier, at a meeting of the

FDA’s Obstetrics and Gynecology Advisory Committee held in

1972 to assess the safety of DMPA in the human when used as a
contraceptive, concern was voiced about the risk of breast
cancer that may be associated with the use of DMPA in the

human [11].
According to the testimony given at the public hearing

by Dr. Roy Hertz, a witness for Upjohn, members of the
Obstetrics and Gynecology Advisory Committee objected when

the dog and monkey studies were first proposed as a means to

assess the potential risks of hormonal contraceptives on the

grounds that:
...the pertinence of the pre-existing data on
rats, mice, hamsters and guinea pigs could
never be resolved by additional animal
studies. On the contrary, some of us felt
that only through a carefully designed
epidemiological study could we determine the
real significance and some of the untoward
implications of earlier animal studies [12].
Large numbers of women in various countries including

the U.S.A. were receiving DMPA as a contraceptive while the
long term dog and monkey studies were being completed.

Yet

not until recently, and only after approval for general
marketing,of the drug in the United States was denied, were
1 a

c

made or acted upon to collect data in any systematic

85

manner from humans on the consequences of long term use of

DMPA on the incidence of neoplasias in the secondary sex
structures.

It will now require several years before

information will begin to become available from systematic
follow-up of users in different countries that are planned
(New Zealand and Kenya) or are ongoing [WHO]

[13] .

It is

likely to take many additional years of observation before

the full picture can emerge.

Until then, all we have are

results from studies often designed for other purposes in

which observations on neoplasias were made incidentally, and

from a few attempts at epidemiological studies based on
retrospective surveys, aptly termed as "epidemiological
archeology"

[14] .

These studies have major problems which

limit their value as a source of epidemiological data.

EXPERIMENTAL DESIGN AND EVIDENCE:

3. 1

HUMAN STUDIES

For details of the relevant studies, see Appendices
1-3.
CRITIQUE OF THE EVIDENCE ON THE HUMAN

3.2

The following are major, recurring deficiencies in the

studies reported:
1 )

Too few subjects, especially long term users of

DMPA, studied.

Yet it is prolonged use of the drug that is

thought to be required for the induction or promotion of

neoplasias;

A

86

2)

Too short a period of follow-up, thereby precluding

recognition of neoplasias in secondary sex structures that

may require a long period of latency to develop;
3)

Inadequate or inappropriate controls for comparison

of frequency of neoplasia in users versus nonusers;

4)

Failure to control or adjust for the many known

confounding risk factors for carcinomas of the cervix,
endometrium, and breast;
5)

Lack of documentation of the adequacy of data

collection on subjects.

There is. in fact, evidence both in

the United States and abroad of poor recording of information

on subjects that constitute the basis of some of the studies
[15-17] .

It is recognized that in many of the centers where

DMPA has or is being used, and that have served as a source
of published information, follow-up of patients is difficult
because of local conditions and limited resources (e.g.,

migrant population in Africa [18] or rural population in
Thailand [19]).

This conclusion is supported by the

testimony of witnesses at the public hearing and by documents

on record [20, 21]; and
oI

Lack of information on subjects in the United States

or in populations that may be expected to respond similarly

to those in the United States.

There are well known, marked

differences in the incidence of neoplasias of the breast.

endometrium, and cervix in different regions of the world
[22, 23].

They are based on, as yet, little understood

87
genetic and environmental factors.

Therefore, it is

particularly unfortunate that the opportunity was missed to

collect meaningful information at the Grady Clinic, the only
center in this country where a significant number of
subjects were receiving DMPA as a contraceptive under an IND

over a relatively long period of time (11,500 or 15,600
subjects, depending on the source)

[24-27].

This was a

setting in which. at least theoretically, resources might be
expected to have been available for adequate collection of

data relevant to the population in the United States.

That

this was not the case is evident from the findings by the FDA

audit in 1978 of the conduct of the IND at the Grady Clinic

and the information contained in various documents submitted

and published from that Clinic [15, 24-29] .

It is also

regrettable that studies were not initiated earlier in
countries such as New Zealand, where the drug is apparently
used widely as a contraceptive, where adequate data

collection should be feasible and the incidence of neoplasias
of the breast and endometrium are comparable to those in the

United States [22].
The problem of lack of information on any significant

numbers of long term users of DMPA and the lack of adequate

long term follow-up of such subjects cannot be obscured or
overcome by pooling of data from women who have used the drug
for different periods of time and presenting these data in
terms of "number of women-years or months" of DMPA use, i.e.

88
experience with the drug or surveillance following its use.

The "fallacy of this approach has been stated most aptly, by a
witness for the Women’s Health Network to the effect that
while it takes nine months to produce a baby, nine women.
each one contributing one month, can not produce a baby
[Statement not recorded in transcript].

3.2.1

REVIEW OF HUMAN STUDIES OF BREAST CANCER

There are nine publications [3, 10, 18, 27, 28, 30-33]

m which data are presented on breast pathology in subjects

using DMPA as a contraceptive (Appendix 1).

Observations made on breast pathology on 11,631 women
during studies conducted under an IND when DMPA was first

being tested as a contraceptive are summarized in two related
publications [10, 30].

Though the number of subjects is

relatively large, the data are of limited value for the

following reasons.

The information was pooled from over 80

different centers. some outside the United States.

Thus, the

subjects represent different populations which have. however,
not been identified or defined and for which there were no

t is, therefore. not possible to assess the
significance of 5 cases of breast cancer in this mixed
population of subjects.

Nor are data given on how many of

the subjects were long term users of DMPA.

Instead, the data

are pooled and presented only as number of women years of

experience.

/ >

The number given, 17,408 women years, though

89

seemingly large. represents an average of less than two years
per subject.

More importantly, data presented in this

fashion are essentially useless for trying to assess cancer
L X O A.

Xil

relation to dura Lion o£ drug use.

Neither the study reported from Chile [31] nor the one
from South Africa [18] included control groups.

There are,

moreover, no published data available for comparison on the

incidence of breast cancer in comparable populations in the
same geographic locations from which the subjects were drawn.

Both of these reports are examples of studies that were not
designed to provide epidemiological data.

They are

descriptive clinical reports on patients receiving DMPA.
Specifically,

in a prospective study in Chile, 2,418

women were followed for up to 7 years [31].

This is one

study in which a reasonable proportion of the subjects had
received DMPA for a relatively long period of time (52% of

women had taken the drug longer than three years).

Of ten

women with breast nodules, two were found to have

adenocarcinoma.

No conclusions can be drawn from this

report, not only because there were no controls, but also
because the doses of DMPA given varied, and some of the

subjects were receiving estrogens as well.

In the South African study [18], though the number of

subjects observed was much larger (19,875 women), they

included only few long term users:

seventy percent had

received DMPA for only one year or less and another 28.8% for

( \

90

between one to three years.

Moreover, since these subjects

were from a migratory population, follow-up was difficult and

incomplete, as acknowledged by the investigators.

Not a

mammary carcinoma was identified in this large group
of subjects either at initial examination or during follow-up

[18] .

The absence of breast pathology at first examination

in this number of subjects suggests that the background
incidence of breast cancer in this population is likely to be

low.

However, information on this important point is not

provided or available.

Consequently, the significance of the

data can not be evaluated.
In an update of the "Mexican Experience", Pena-Delgado
et al., describe the incidence of breast pathology in 1,025

randomly selected long-term users of DMPA, i.e.f subjects who
had used DMPA regularly for three to eight years [33].

In

this group of women. 83% of whom were between the ages of

25-39, there were no cases of mammary carcinomas.

Once

again, there was no control group for comparison. and

information is not available on the baseline incidence of
breast cancer in the type of population studied.

Therefore,

the significance of the findings can not be evaluated.

McDaniel and Pardthaisong report in a cross-sectional
study on the results of breast examination conducted at one
time point on 1,270 Thai women receiving DMPA with monthly

supplement of DES [32].

Controls comprised of 257 subjects

presenting themselves at the clinic for contraceptive

91
services for the first time.

No cases of malignant breast

lesions were identified in either group.
subjects was small.

Moreover,

The number of

it included only very few

long term users of DMPA (39.6% were using DMPA for one year
or less, 32.8% for 1-2 yrs., and, only 27.5% for longer than
2 years).

To determine what magnitude of change in the

incidence of breast cancer could have been detected in so

small a number of subjects would require information on
base-line incidence of the disease in Thailand.

This

information is not available, but it is reasonable to assume

that the incidence of breast cancer is likely to be lower in

Thailand than in the United States [22, 23].

If so, a larger

number of subjects would have had to be studied in order to

be able to detect a rare (i.e., low incidence) event.
There have been two recent reports from the Grady

Clinic, the one center in the USA where a large number of
subjects (11,400 or 15,600 depending on document) have

received DMPA as a contraceptive between the years 1968 and
1978 [27, 28]. ' Both were retrospective studies, based on

information retrievable from files and records.

Obviously,

the quality of the initial collection and recording of the

data is of crucial importance in determining the value of the
information presented.

There are reasons to question both

the accuracy and the completeness of the records kept on the

patients because of the findings by FDA in an audit of the
records, in 1978, at the Grady Clinic [15].

t

Reports,

92
published and unpublished, from the Grady Clinic also
acknowledge that in a number of cases essential information

such as parity and dates of injection were not recorded, and
that there were even uncertainties whether some of the

subjects identified through the computer as having received

DMPA had actually received the drug [24, 25, 26].

Liang et al

[28] attempted to retrieve information on

the incidence of cancer of the uterus, breast, and ovary in

5,000 black women receiving DMPA at the Grady Clinic over a
10 year period.

In this retrospective survey, computerized

information on subjects at the Grady Clinic was linked with
comoosite files of hospitalization at the Grady Hospital.

Besides the questionable accuracy and completeness of the

data base, discussed above, this study is of limited value
because of the short exposure of the majority of subjects to
DMPA (58.7% had received DMPA for less than one year, and

only 12.6% for longer than 3 years).

In these subjects, no

increased incidence of neoplasias was identified above <_hat
expected in this age-and—race-specific group.

conclusions are appropriately guarded:

The authors'

"This study indicates

c is unlikely to be a strong association between
DMPA use and cancer of the breast, uterine corpus, or ovary."
To this should be added ”at least not after a short period of
use of the drug."

Greenspan et al. reported a retrospective case-control

study of 30 subjects with breast cancer (29 black, 1 white)

/

93
and 179 matched controls [27].

Again, the duration of DMPA

use "was short (average number of injections:

2.8 for those

with cancer and 3.2 for the 179 controls).

No increased risk

of breast cancer was identified in users of DMPA compared to

nonusers in a study design that could have permitted

identifying a three-fold increase in risk.

Again r the

conclusion of the authors is appropriately modest:

"It seems

reasonable to conclude that short-term use of DMPA in black
women is not associated with any increased risk in breast

cancer" .

To this should be added "at least not a 3-fold

increased risk."

It is important to remember that with

respect to a neoplasia with an incidence as high as that of

breast cancer in the USA (1 woman in 10 is estimated to be at
risk of developing breast cancer in her lifetime), even a
small increase in risk, one that the above study could not

identify, cannot be considered insignificant.

Such risk, if

it exists. would constitute a serious individual as well as a
major public health problem.

A positive association between the use of DMPA as a

contraceptive and breast cancer was reported in one study
L

J

g a restrospective survey of nine centers for the

mentally retarded in Canada, Zarfas reported 3 deaths from

breast cancer among 533 females known to have received DMPA.

He calculated that this number of deaths due to breast cancer
in users of DMPA was much higher than the expected number of

deaths in a comparable age-cohort in the general population

/ >

94

in Canada.

But this study, too, is flawed in that these

women had received, in addition to DMPA, anticonvulsive and
psychoactive medication, and also may have had other risk

factors for breast cancer. such as nulliparity.

The Zarfas study is the only one in which DMPA use was
implicated in causing an increased incidence of breast

cancer.

Advocates of the use of DMPA tend to stress the

deficiencies of this study and to discount it on scientific
grounds.

Conversely, those opposed to the use of DMPA point

to the weaknesses of the studies in which no association

between breast cancer and the drug were identified.

But if

the same standards are applied equally to all studies, we are

left essentially without information on the effect that the
use of DMPA as a contraceptive may have on the incidence of

breast cancer.

The application of appropriate standards to

studies on which decisions are to be based is not simply an
academic exercise.

It is a fundamental requirement for

arriving at conclusions that are not subjective and

arbitrary. and conclusions that can provide an adequate basis
for a regulatory decision.

It is also required by the health

^K^fcoolouals and their clients for making an informed

decision when chosing among therapeutic options.

/

95
3.2.2

REVIEW OF HUMAN STUDIES OF ENDOMETRIAL
CANCER

Most of the evidence presented by the Upjohn Company in

relation to the endometrium and the long term use of DMPA as
a contraceptive consists of findings from endometrial

biopsies [34].

Understandably, the number of subjects that

could be studied by this invasive approach is too small to
provide any definitive data on the incidence of endometrial
cancer in subjects using DMPA as a contraceptive.

All but

the last three of the studies cited by Upjohn were carried

out before the endometrial neoplasias were identified in the

monkeys.

The primary aim of these earlier studies appears to

have been to define the morphological changes induced by the
drug as these relate to its contraceptive effects and to some
of its side effects, e.g., amenorrhoea, menorrhagia. and

return of fertility [35—38].

Therefore, not only were the

numbers of subjects studied small, but the duration of DMPA
use, as well as the follow-up after termination of use of the
drug were short.

Finding no cases of cancer of the

endometrium under these conditions can not constitute a basis
for any conclusions on the issue.

The design of these earlv

studies was appropriate for achieving the stated objectives.

but not for providing information on long term consequences

of DMPA on the incidence of endometrial cancer.
Following the discovery of endometrial cancers in the

two monkeys, five additional studies were initiated.

Three

96

of these, again, were based on endometrial biopsies.

The

last two studies represent attempts to determine.
retrospectively, whether there was any association between
the use of DMPA and cases of endometrial cancer identified in
hospital records (Thailand)

(Mexico)

[17].

[32] or death certificates

None of these latter studies contributes to

the resolution of the question, because in the biopsy studies

the number of subjects was small and the epidemiological

studies had major flaws [Appendix 2].
Pena-Delgado biopsied 92 subjects from a group of 1,025
women and found no neoplasias [34].

Cervantes and Azcona

reported on 76 biopsy specimens, 40 from long term users of

DMPA (4.5-13 years) and 36 from women who had stopped taking
DMPA for 0.6-5.4 years following long term use of the drug.

Our attempts to obtain additional information on these
subjects pointed up serious questions about the quality of

the data [16].

The deficiencies in the data base were

identified under the following circumstances:

since the

biopsy material obtained by Cervantes appeared unique but the
description of the pathological findings presented in the

report by the Upjohn Company ambiguous [39], we wanted to

have the histological slides examined by the pathologists

appointed to review the slides from the uteri of the IRDC

monkeys.

In the course of trying to obtain additional

information on the subjects. the following problems were
lueu Ln ±ed :

97

1)

According to the dates provided in the tables by the

Upjohn Company, three of the subjects receiving DMPA were

pregnant at the time when they were biopsied.

Yet the

oathologists did not report having seen any of the

characteristic changes of pregnancy in the tissue examined.

2)

The Upjohn Company confirmed that one of the

subjects was, indeed, known to be pregnant.

However, it was

unable to clarify the status of the other two subjects at the
time of the biopsy or the fate of the offspring if any were

born, because "the original clinic records apparently have

been destroyed"
3)

[16] .

Upjohn was also unable to offer any explanation for

the obvious discrepancy in at least the one case. Subject
#27, between the pregnant state of the subject and the

pathologist’s finding.

4)

Upjohn did not have and was unable to obtain

information on the dates the biopsies were taken in a number

of the subjects.

The dates provided were stated to have been

estimated from interview dates [16].
Since it was evident that accurate information could not
*_>c

obtained on these subjects, we abandoned plans to have the

histological slides examined by our panel of consulting

pathologists.
There have been only two studies designed as

epidemiological investigations of the effect of DMPA on

endometrial cancer [17, 19].

In both there is serious

98

question of ascertainment.

In the study from Thailand [19],

subjects with endometrial cancer were identified from

hospital records.

It is not known what proportion of

suhiects who become sick in rural Thailand are actually

hospitalized, but it is reasonable to assume that it is small

(see quote from Gray’s letter below).

In this study, in only

9 out of 45 probable cases of endometrial cancer did the

investigators attempt to determine whether they had been
exposed to DMPA (for details see Appendix 2).

Similarly, in

the Mexican study, it is difficult to appraise the accuracy

of the diagnoses obtained from death certificates,
on which the cases were identified

these retrospective studies,

[17].

the basis

Finally, in both of

in an undefined number of cases,

relatives rather than medical records were the source of the
information on whether the subjects had received DMPA.
Relations are unlikely to be an accurate source of

information, especially if we accept the claim that one of
the advantages of DMPA is the privacy it affords.

Some of the problems with the study from Thailand [32]

are highlighted in the letter by Dr. R. H. Gray from the
xuoudoa Scnoul of Tropical Medicine and Hygene to Dr. Colin

McCord :
The review of endometrial cancer
admissions to the Chiang Mai Hospital
between 1974-78 was not intended as a case
control study.
It is merely a first look
at available data. We are aware that case
acertainment would be incomplete and that
the data might be biased in several

99

respects, but still it seemed to be a
reasonable evaluation of the situation....
One can not interpret the findings that
none of the 10 women in the limited review
of cancer cases had used DMPA. The
relative risk would have to be increased
more than 20 fold if we were to detect any
significant effects in such a small
sample. Having said that, I think that
your calculation that only 2.2% of the
cases were reported may be a considerable
underestimate. You used U.S. data to
calculate expected deaths, but it is
known that endometrial carcinoma is far
more frequent among Americans than among
Asian women.
For example, U.S. rates are
more than 12 times greater than in Japan
and around 4.7 times greater than in the
Malay population in Singapore... We do
not know the figures for Thailand, so we
can not estimate the degree of under
reporting. Undoubtedly some cases were
missed since hospital coverage is limited
in northern Thailand. However, there is
no indication of bias since we have no
information to suggest that the use of
DMPA might be different among
non-hospitalized as compared to
hospitalized cases [21].

Finally, the unpublished study by Greenspan,
representing a further attempt to retrieve information from

the "Grady Experience"

information, this time on endometrial

cancer, serves only to demonstrate the problems of trying to
retrieve data when no appropriate record system was set up
Ldie uegxnning

[40] .

It also highlights how misleading

it may be to rely on information obtained from answers given

by patients, in particular when the questionaires are
inadequate (Appendix 2).
Thus, the issue of the risk of endometrial cancer in

long-term users of DMPA appears not to have received much

100
consideration until after such cancers were identified in the
monkeys in 1978.
In conclusion, there are no data available that could

serve as a basis for deciding whether in the human the use of
DMPA as a contraceptive has an effect on the incidence of

endometrial cancer and whether in this respect the human

female's response is similar to or differs from that of tne
Rhesus monkey.
Since 1980, the Upjohn Company has been alerted to two
ins tances in which endometrial carcinoma was diagnosed in

subjects receiving contraceptive doses of DMPA [42, 43] .
These cases are of interest primarily because they point to

problems that may arise in the diagnosis of cancer of the
endometrium in subjects receiving DMPA.

The significance of

irregular bleeding, which is the symptom of such cancers, may
not be recognized because it is an expected side effect of

DMPA use.

Thus the use of DMPA might delay the diagnosis of

endometrial carcinoma.

Both subjects in whom endometrial

cancers were diagnosed were older women.

In one of the cases

the carcinoma was undifferentiated (Class 3, Grade la) and
was diagnosed 9 months after the last injection of DMPA.

the second case the carcinoma was. apparently, well
d if ferentiated.

/ \

In

101
3.2.3

REVIEW OF HUMAN STUDIES OF CERVICAL
CANCER

Historically, the first question raised concerning
DMPA’s carcinogenic potential was in relation to carcinoma of
tne cervix.

This occurred shortly after the introduction of

DMPA for contraceptive use.

When data on the efficacy and

short-term side effects of DMPA were being collected under an

IND, a higher incidence of abnormal cytology was observed at
one of the centers in women receiving DMPA than expected in

that hospital population [1].

Specif ically. in a group of

1,123 women using DMPA, Powell and Seymour reported finding

abnormal cervical cytology in 34 women and cervical cancer in.
situ in 11 women [1] .

These findings were noted over a 66

month period; however, 60% of subjects discontinued using

DMPA over this 5 1/2 year period and only 40% remained in the
cohort at completion of the observation period.

An attempt

was made to obtain cervical smears on all continuing patients

and a "majority" of the discontinued patients; apparently

smears were obtained in 1,107 patients.

The authors

calculated a rate of about 10 cases of carcinoma in situ per
1,000 patients in the DMPA group—over a variable and unclear

time period.

They compared this to a figure of 5 per 1 ,000

"for the past 3 years" in an unexposed group of women seen in
the same hospital.

No information about age, race, etc. is

listed for the comparison group.

P J2. - C|O0

[5x6

COMMUNITY HEALTH CELL

BANGALORE - Soiree

102

Subsequently, B.D. Litt of the FDA attempted to provide

a suitable comparison group for the 10 per 1,000 figure of
Powell and Seymour, but concluded he was unable to do so

because of the incomplete description of the study population
and the inability to relate the observed rate to a defined

time period [2].

Litt used for comparison the figures

provided by the Third National Cancer Survey but pointed out
that this could be questioned since the more careful

screening of the participants in the DMPA study could inflate
the rates.
A curious feature of the observations made on these

subjects is that in many the cervical abnormalities were

diagnosed only a short time after initiation of drug use.
This raises the question whether the pathology can be
attributed to the drug, since with chemical carcinogens a

long lag time is to be expected between exposure to the

carcinogen and the development of neoplastic changes.

Under

the influence of progestogens there are hyperplastic changes

in cervical histology,
45] .

in particular in the endocervix

[44,

However, it would seem unlikely that experienced

pathologists would mistake these for cervical cancer.
In summary, the problems with the observations reported

by Seymour and Powell are:

(1 )

No verification of cytological diagnoses;

103

(2)

Rates of dysplasia and in situ cancer not related
to duration of exposure or elapsed time since

exposure;
The dysplasia and in situ cancers are not analyzed

(3)

in relation to concomitant estrogen
supplementation; and
No suitable comparison group included in the study

(4)

design.

The issue of carcinoma of the cervix in DMPA users was

brought out at a Congressional hearing [46], and was the
basis for FDA’s staying, in October 1974, the provisions of

approving the NDA for use of the drug as a contraceptive
(Table 1, p. 13) .
As a consequence of the questions raised at the

Congressional hearing, FDA obtained from Upjohn an update of

information on subjects that were diagnosed to have carcinoma

of the cervix while receiving the drug as a contraceptive

under an IND [47], and then attempted to analyse all the data
available.

The FDA noted, in addition to the problems listed

above in relation to the report by Seymour and Powell, that

the data were collected from subjects at various centers,

both in and outside the United States representing different
populations w ith unknown background incidence of cervical
cancer.

Therefore, only for the women in the United States

on whom such information was available. could some meaningful
attempt be made to analyse the data.

In both white and non

104

white subjects the age-specific and age-adjusted incidence
was higher than the expected rate based on the Third National

Cancer Survey [2].

This was evident irrespective of the

dosage of DMPA used and whether supplemental estrogen was

administered or not.

As in the study by Seymour and Powell,

the finding of an increased incidence in cervical cancer in
the DMPA treated subjects could have been due to the closer

surveillance of subjects being treated under an IND.

Appropriately designed studies needed to test this assumption
were not initiated, at least not until recently.
In their memorandum of May 17, 1974, officers of FDA who

reviewed the issue of the effect of DMPA on the incidence of

cervical cancer raised at the Congressional hearing,
concluded:

"FDA analysis of the data has been hampered by

the poor quality of the submission and the inaccessibility of
the required information" [47] .
In the same memorandum the following recommendations

were made:
1)

The FDA should undertake a more thorough evaluation

of the Depo-Provera NDA and all NDAs dealing with
contraceptives, especially with regards to adverse

reactions.

2)

An orderly procedure should be developed for

calculating event rates on person years of exposure and

characterizing the population in each clinical trial of a

contraceptive by relevant demographic characteristics.

105
3)

Standardized and age specific rates should be

computed for all important medical events observed during a

contraceptive trial.

There is no indication in the interval between 1974 and

the resubmission by Upjohn of a supplemental NDA in 1978 that

these basic considerations were incorporated into the design
of studies undertaken on the influence of DMPA on "important
medical events" or whether FDA had been successful in
implementing its own recommendations.

In the response to our questions, Upjohn cites, in
addition to Powell and Seymour [1] and Schwallie [10] , only

one other set of observations.

This report by Ide et al

[48]

is lacking in detail and the data presented cannot serve to

support the authors' conclusion that "a possible carcinogenic
effect of the hormone contraceptive on the cervix could be
related to its estrogenic component"

[48] .

There is one additional report, not cited in either

party's responses to us, that addresses the issue of DMPA and
carcinoma of the cervix [52].

Though the study was too small

to resolve the issue, it is of interest since it represents
the single attempt in the past to carry out an appropriately

designed, prospective epidemiological investigation of
carcinoma of the cervix in DMPA users.

In this study from

Chile no statistically significant differences were found in
the incidence of cervical cancer in a group of 2,239 women

receiving DMPA for up to seven years and in 2,409 women using

106

an IUD as a contraceptive .

The number of years of

observation on which the incidence rate is calculated is not

clear.

According to the tables, it was four years, while the

text implies seven years.

In either case, as the authors

acknowledge, the number of women studied and the duration of
follow up were insufficient to provide conclusive evidence
that DMPA has no influence on the incidence of cervical
cancer.

It is evident that the questions raised in 1974

concerning the incidence of the cancer of the cervix in DMPA
treated subjects could only be resolved by appropriately
designed epidemiological studies, that is, studies that

include a suitable control group for comparison.

Yet, no

such studies were initiated until very recently.

The one

started by WHO in October 1979, is not yet completed and only
preliminary data are available.

The studies of the epidemiology of carcinoma of the

cervix are known to present special difficulties.

The

problems relate not only to the numerous putative confounding

factors that need to be controlled for, but also to the lack
of agreement among pathologists on histological diagnosis

[49] .

It has even been suggested that these problems

preclude studying the effect of DMPA on cervical cancer [50].

This pessimistic view seems not to be shared by WHO.
carcinoma of the cervix is among the end points included in

its multinational case control study and is also to be

107

investigated in the study sponsored by Upjohn in New Zealand
[51] .
Thus, until the reports from the above studies are
published, the early suggestions that the drug may increase
the incidence of cervical neoplasia can not be dismissed.

We

have examined the preliminary, confidential report by WHO of

its initial findings, and found no basis for changing this
conclusion .

An examination of the documents and events relating to

the question of cervical cancer and DMPA provide an insight
into the basis of the problems with the evidence submitted on
the safety of DMPA.

The initial collection of data under an

IND was not adequate to provide a basis for evaluating

whether the drug had any influence on "important medical

events" whether carcinoma of the cervix, breast or
endome tr i urn.

This is perhaps not surprising, since at the

early phases of research into the use of the drug as a
contraceptive, the major objective was, understandably, to
establish efficacy, decide on dosage and identify immediate,

short term side effects.

Hence the different sources of

subjects, the range of doses given with or without estrogen
supplementation, and the relatively short and variable period
of observation.

The attempts to derive epidemiological data

from such observations, as in the case of carcinoma of the
cervix, only demonstrate the difficulties inherent in trying

to derive such data from studies not designed to provide

108
them.

Even when these early studies did point to the

possibility that DMPA might increase the incidence of a major

medical event, such as carcinoma of the cervix in the human
(not in a test animal), no attempt was made to initiate

appropriately designed studies to resolve the issue.

Consequently, the NDA submitted in 1978 did not contain any

new, substantial evidence on this or any other of the major
outstanding issues.

109

QUESTION 3 - REFERENCES—^

*1.

Powell LC, Seymour RJ: Effects of
depo-medroxyprogesterone acetate as a contraceptive
agent. Am J Obstet Gynecol 110:36, 1971.
DMB Vol. No. ‘116A G-513

*2.

Litt BD: Statistical review of carcinoma in situ
reported among contraceptive users of Depo-Provers,
1 974 .
DMB Vol. No. 25 G-161 , G-161A through 161N G-148 ,
G-148AZ G-148B, G-170B, G-180, G-180A, G-151, G-17 1 .

*3.


~:
The
Zarfas DE, Fyfe I, Gorodzinsky
F:
Utilization of Depo-Provera in
i.. the Ontario Government
Facilities for the Mentally Retarded: A pilot project.
October 1981 (Unpublished).
DMB Vol. No. 203 G-550.

4.

Ory
Ory H:
H: Minutes of a meeting of the Obstetrics and
Gynecology Advisory Committee, January 6, 1977, pp. 9
(H. Ory).
Ory).
(C. Anello) and 41 (H.
DMB Vol. No. 252

5.

Committee of the Epidemiology Work Group of the
Interagency Regulatory Liason Group of the Society for
Epidemiologic Research: Guidelines for Documentation
1 14:609,
of Epidemiologic Studies. Am J Epidemiol
1981 .
DMB Vol. No. 348

6.

TR-I, pp. 192-195 (Gray); pp. 62, 65 (Hertz) and
The Upjohn Company, Text of Witnesses Oral
Presentation (Gray RH, Hertz R)
Tab
DMB Vol. No. 289 - Tab #321, DMB Vol. No. 291
#321

7.

Tr-IIr pp. 184-197 (Hoover)

8.

"
’‘:
Official
U.K., Dept, of Health and Social’ Security:
public
hearing
under
the
provisions
of
transcript of a i
the Medicines Act 1968, Section 21(5), held in London,
April 25-29, 1983. Day 1, p. 9.
(Bathhurst)
DMB Vol. No. 347 - Tab #540

*/

Abstracts of references marked with an asterisk are
found in the appendices.

110

N

9.

Jick H: The discovery of drug-induced illness.
Engl J Med 296:481, 1977.
DMB Vol. No. 352

10.

Experience with Depo-Provera as> an
Schwallie PC:
injectable contraceptive. J Reprod Med t 13:113,
1 974 .
pp. 58-62
DMB Vol. No. 1 35A

11 .

FDA, Obstetrics and Gynecology Advisory Committee,
Transcript of Proceedings, June 2, 1972.
DMB Vol. No. 209 G-564

12.

Tr-I, pp. 38-39 (Hertz).

13.

Tne Upjohn Company, Information for PBI on
Depo-Provera: Responses to the Board's Questions June 25, 1982. pp. 86-98.
Tab #219
DMB Vol. No. 244

14.

TR-III, pp. 95-112 (Potts).

15.

FDA, Data audit of IND #9693 (Depo-Provera as an
injectable contraceptive) at Grady Memorial Hospital,
Dec. 18-22, 1978.
DMB Vol. No. 305 G-652 (Summary)
DMB Vol. No. 305A G-652 (Confidential)

16.

-- j to
Questions on
The Upjohn Company, Response
the
Effect
of
Depo-Provera on
Cervantes Study on 1-1 983 , pp. 2-4.
Endometrium, April 14, 1983,
DMB Vol. No. 343 - Tab #506

*17.

al . : Effect
Cervantes A, Azcona SC, Bribiesca LB, et al.:
of medroxyprogesterone ace ta te on human endometrium
after five or more years of use as a contraceptive.
(Unpublished)
DMB Vol. No. 213 - Tab #U 20(a)

*18.

Rail HJS, et al.: Comparative contraceptive
experience with three—month and six—month
medroxyprogesterone acetate regimens. J Reprod Med
18:55, 1977.
pp. 268-273
DMB Vol. No. 161 A

*19.

McDaniel EB, Potts M: International Forum Update:
Depot medroxyprogesterone acetate and endometrial
carcinoma.
Int J Gynecol Obstet 17:297, 1979.
DMB Vol. No. 222 pp. 43-45

20.

TR-III, pp. 87-88, 89, 90.

111

21 .

Letter from RH Gray, London School of Hygiene and
Tropical Medicine to Dr. Colin McCord, Chief Technical
Advisor at MCH/PP/UNFPA in Dacca, Bangladesh,
April 30, 1980.
DMB Vol. No. 302 G-325

22 .

Waterhouse J, Muir J, Correa P, et al (eds) : Cancer
Incidence in Five Continents, Vol. Ill/ Lyon: I ARC
Publication No. 15, 1976.
DMB Vol. No.
335

23.

Mahboub E, Eyler N, Wynder EL:: Epidemiology of Cancer
Clin
Gynecol, 25:5-17,
of the Endometrium. Cl
--- Obstet
2'-- 1 982 .
DMB Vol. No . 348

24 .

Hatcher RA, Greenspan A, Long WN, et al.:
Experience at the
Depo-medroxyprogesterone Acetate:
Grady Memorial Hospital Family Planning Program in
1967-1979 (Unpublished)
Atlanta, Georgia:
Tab #295
DMB Vol. No. 279

25.

Greenspan AR, Hatcher RA: The prevalence of estrogen
use and pregnancy in women using
Depo-medroxyprogesterone acetate for contraception at
Grady Memorial Hospital Family Planning Clinic.
(Unpublished) Sept. 1979.
DMB Vol. No. 285 - Tab #320

26.

A:: Depo-Provera and Exogenous
Mohberg NR, Greenspan
the
Grady
Memorial Family Planning Clinic:
Estrogen at
Technical Report, September 26, 1 980.
DMB Vol. No. 214 - Tab #U-29

★ 27 .

Greenspan AR, Hatcher RA, Moore M, et al.: The
Association of Depo-medroxyprogesterone acetate and
breast cancer. Contraception 21:563, 1980.
DMB Vol. No. 222 pp. 84-90

*28.

Risk of
Liang AP, Greenspan A, Layde PM, et al.:
Breast, Uterine Corpus, and Ovarian Cancer in Women
Receiving Medroxyprogesterone Injections. JAMA
249 : 2909 , 1983. (unpublished version)
DMB Vol. No. 283 - Tab G 628

*29.

al. : Mortality among
Ory HW, Rubin G, Jones U, et al.:
young black contraceptive users
users..
(Unpublished) 1982
DMB Vol. No. 283 - Tab #190C, G-629

112

*30.

Schwallie PC, Mohberg NR: Medroxyproges terone
Acetate: An Injectable Contraceptive. Advances in
Planned Parenthood, 12:36-43, 1977.
DMB Vol. No. 161A G-513

*31 .

Mammary
Zanartu J, Onetto E, Medina E, Dabances A:
to
under
continuous
exposure
i
women
gland nodules in
1
973
.
Contraception
7
:
2
03
,
progestagens.
DMB Vol. No. 93A, pp. 635-644

*32.

McDaniel EB, Pardthaisong T: Incidence of breast
nodules in women receiving multiple doses of
medroxyprogesterone acetate. J Biosoc Sei 5:83,
1 97 3 .
Tab #66, pp. 31-33
DMB Vol. No. 170

*33.

Pena-Delgado J, Aleman-Herrera M, Baez-Reyes A:
Long-term use of medroxyprogesterone acetate in
contraception.
Sem Med Mex 98:331, 1981.
DMB Vol. No. 221, p. 95

34 .

Tne Upjohn Company, Information for PBI on
Responses to the Board’s Questions Depo-Provera:
pp. 70-81.
1
982.
June 25,
- Tab #219
No
.
244
DMB Vol.

35.

Lee RA: Contraceptive and Endometrial Effects of
Medroxyprogesterone Acetate. Am J Obstet Gynecol,
104:130-133, 1 969 .
DMB Vol. No. 336 - Tab #461

36.

Maqueo MT, Gorodovsky J, Rice-Wrey E, Goldzieber JW:
Endometrial Changes in Women Using Hormonal
Contraceptives for Periods up to Ten Years.
Contraception, 1:115-120, 1970.
DMB Vol. No. 336 - Tab #461

37 .

Roland M, Clyman MJ, Decker A, Ober WB:
Classification of Endometrial Response to Synthetic
Progestogen-Estrogen Compounds. Pertil Steril,
15:143-163, 1964.
DMB Vol. No. 336

38.

Rice-Wray E, Aranda-Rosel1 A,, Maqueo M, Goldzieher DW:
effects of
Comparison of the long-term endometrial
c
synthetic progestins used in fertility control. Am J
Obstet Gynecol, 87:429-433, 1963.
DMB Vol. No. 336

113

39.

jy Information for PBI on
The Upjohn Company,
Responses
to the Board’s Questions Depo-Provera: 1
June 25, 1982, p.
P- 73.
DMB Vol. No. 244 - Tab #219

*40.

Greenspan
AR: a follow-up study of D&C or endometrial
biopsy in Depo-Provera users, December 1978.
(Unpublished, Chap. 8 in Ref. #24)
DMB Vol. No. 221, pp. 388-390

41 .

The Upjohn Company, Information for PBI on
Responses to the Board’s Questions Depo-Provera:
June 25, 1982. p. 76.
Tab #219
DMB Vol. No. 244

42.

The Upjohn Company, Information for PBI on
Responses to the Board’s Questions Depo-Provera:
June 25, 1 982, P- 74.
244 - Tab #219
DMB Vol. No.

*43.

Stamm H, DeGrandi P: Adenocarcinome de 1’endometre
sous traitement contraceptif par medroxyprogesterone.
Rev Med Suisse Romande 101 : 9 1 3, 1981.
DMB Vol. No. 234 - Tab #1

44 .

Maqueo M, Azuela JC, Calderon JJ, Goldzieher JW:
Morphology of the Cervix in Women treated with
synthetic progestins. M J Qbstet Gynecol,
Gynecol, 96
f Vol,
pp. 994-998. 1966
- Tab #461
DMB Vol. No. 339

45.

Candy I, Abell MR: Progestogen-induced Adenomatous
Hyperplasia of the Uterine Cervic. JAMA, 203
p. 323-326
Tab #461
DMB Vol. No. 338

46.

U.S. House of Representatives, Hearings before
oetore a
Subcommittee of the Committee on Government Operations
on the use of advisory committees by the FDA, March,
April, May, 1974.
G-358
DMB Vol. No. 32

47.

Letter from Dr. Dubey Satya for Dr. Charles Annello,
Division of Statistics, Bureau of Drugs, to Dr. Marion
J. Finkel, Acting Director, Office of Scientific
Evaluation, Bureau of Drugs, May 17, 1974.
DMB Vol. No. 25 G-153

114
48.

observations of
Ide Pr Wijants P, Bonte J: Cytological observati
cervico-vaginal smears on hormonal contraception. Rev
Cytol Clin 5:105, 1972. (Cited in Upjohn's response to
the FBI, p. 82)
Tab #219
DMB Vol. No. 244

49.

TR-I pp. 81-82 (Weid, GL)

50.

United States Agency for International
Development: Report on the Ad-Hoc Consultative Panel on
Depo Medrot Medroxyprogesterone Acetate, July 1980.
DMB Vol. No. 2 09 - Tab # 190(e)

51 .

The Upjohn Company, Information for the FBI on
Depo-Provera: Response to the Board’s Questions.
25 1982, pp. 88-94
Tab #219
DMB Vol. No. 244

52.

Dabancens A, Prado R, Larraguibel R, Zanartu J: Intra
Epithelial Cervical Neoplasia in Women Using
Intra-Uterine Devices and Long-Acting Injectable
Progestogens as Contraceptives, Am J Qbstet Gynecol
119:1052-1056 (1974)
DMB Vol. No. 353 - Tab #570

June

115

THE COMMISSIONER’S QUESTION #5:
WHETHER, IN THE EVENT OF CONTRACEPTIVE FAILURE, USE OF
DMPA MIGHT INCREASE THE RISK OF TERATOGENIC EFFECTS
MORE THAN OTHER CONTRACEPTIVES?

There is no evidence to suggest that MPA, intrinsically,
would be more teratogenic for humans than other progestogens
incorporated into oral contraceptives.

Like other

progestogens, MPA may influence sexual differentiation. most
obviously that of the external genitalia and, possibly also

affect the incidence of some rare but serious malformations

of other organ systems.

However, there are two reasons why,

in practice, MPA used as a depot preparation might increase

the risk of any adverse effect the compound may have on the

developing organism.

First, the action of DMPA, once

injected, can not be terminated even if pregnancy is

d iagnosed .

Second, since the use of DMPA is associated with

amenorrhea or irregular bleeding, one of the best and
earliest indicators of pregnancy is lost.

Consequently,

pregnancy may go undiagnosed and the mother may receive
additional injections of the drug.

(This potentially

important problem is not mentioned in the literature and it
is not clear how and when such patients get alerted to the
fact that they are pregnant.)

These two features of DMPA

will tend to increase the duration of exposure of the fetus

116

to the drug and, thereby.

the number and range of critical

events that might be affected by it.

On the other hand, provided that the injections are
administered correctly and the schedule is adhered to,
In

contraceptive failure with DMPA should occur only rarely.

so far as use failure can be reduced or eliminated, overall
failure rate should be lower than that achieved in the

general population with oral contraceptives.

Similarly, if

-guidelines for avoiding injecting patients who may be
pregnant are strictly followed. and, in case of doubt,

pregnancy tests applied, the incidence of inadvertent
exposure of the fetus to DMPA should be reducible still
further.

Finally, judging from the experience gained when

progestogens were used during pregnancy for therapeutic
purposes, the frequency with which the teratogenicity of the

drug is likely to express itself can be estimated to be
small.

Therefore, the chance of an individual using DMPA as

a contraceptive giving birth to an abnormal offspring is very

small and, within reasonable limits, quantifiable.
Consequently, the teratogenic potential of DMPA should,

in

itself, not constitute a reason against using DMPA as a
contraceptive, when otherwise indicated.

The above conclusion should. however, not be equated

with the view that progestogens such as DMPA, whether

administered alone or in combination with estrogens, have
little or no potential to harm the developing fetus [1,2].

117

There is. in our opinion, inadequate basis for rejecting the
possibility that progestogens may be teratogenic, although
this potential action of this class of steroids may be

relevant to only a few, susceptible individuals.

The

d i f ference in viewpoint and interpretation of the data are

not simply of academic interest.

It is likely to influence

the degree of care taken to avoid injecting women with DMPA

who may be pregnant and, therefore, the number of fetuses
exposed to the drug unnecessarily.

The fact that the increased risk indicated in some
studies is not confirmed by others can not be explained
simply on the basis of differences in quality of positive
7/ Rather, it could reflect the
versus negative studies.—

fact that when an agent poses only a small added risk, as is
the case in the positive studies implicating progestogens as

teratogens, and the base line incidence of the abnormality is
low, one is operating close to the limit of sensitivity of

the epidemiological methods used.

It would take very large

studies of many subjects and accurate collection of data to
detect consistently any changes in incidence [6].

Small

risks identified in epidemiological studies could be

7/

Details of the design and the findings in the various
studies have been tabulated in the testimony submitted
by Dr. Grey, witness for Upjohn [3] and will not be
restated. A similar analysis of the substantive
portions of the studies is found in the submission of
Dr. Done, witness for The Women's National Health
Network [4].

118

artifacts and there may, indeed, be no causal relationship.
However, the small size of the risk attributable to

proges togens in the positive studies could be due to the
presence of a small number of susceptible individuals in the

large, heterogeneous population of subjects studied in the

epidemiological surveys.

Factors, including some that are

clearly genetically determined, are being identified that can

account for marked differences in individual susceptibility
-to specific xenobiotics, environmental agents as well as

drugs [7].

Under these circumstances, while the risk may

appear negligible, at least for the population at large. for
the few that are susceptible, it is not small.

Therefore, we

think it is unwarranted to deny the possibility that
exogenous progestogens can cause significant harm to any

fetus on the grounds that epidemiological findings are

contradictory.

We also reject the argument that the

progestogens are unlikely to cause extragenital abnormalities

because no mechanisms have been identified by which they

might do so.

This argument assumes a completeness of

knowledge about the mechanisms of action of steroid hormones
in differentiation and on their target cells that is

unwarranted.

Accepting either of these premises is likely to

encourage a decrease in precautions taken to avoid injecting

DMPA to pregnant women.

That this may, in fact, have

happened is suggested by Upjohn ’s estimate that approximately

one woman in 200-250 receives her first injection of DMPA

119

when already pregnant [1].

It is reinforced by such finding.

as those in the report by Cervantes, in which certainly one.

and possibly three out of 40 long term users of DMPA were
apparently pregnant, presumably unbeknown to themselves or

their physicians, when biopsied for endometrial specimens
(see Question 3).
Proponents of the use of DMPA as a contraceptive have

stressed the very low incidence of any malformations that

might be attributed to DMPA have tended to focus on the
genital abnormalities, specifically in females, and to
minimize their severity.

Opponents of the use of DMPA, on

the other hand, have concentrated on the range and severity
of the congenital malformations that DMPA might cause, with

little regard for the frequency with which such effects may
be expected to occur.

However, both of these factors, the

nature of the abnormalities and the frequency with which they
may be expected to occur following use of DMPA as a

contraceptive need to be evaluated to arrive at an estimate

of risk.

In summary, the two primary concerns in this evaluation
have been to try to determine whether sufficient data are

available to arrive at a conclusion on the nature of the
abnormalities that may be caused by MPA, and to make a

reasonable estimate of the magnitude of risk to the
individual, that is, the chance of her bearing a child with a

congenital abnormality when using DMPA as a contraceptive.

A

120

detailed comparison with the risk posed by other

contraceptive agents was not attempted.

5.1

EVIDENCE ON THE TERATOGENICITY OF DMPA:
OF INFORMATION

SOURCES

The rate of inadvertent exposure of fetuses to

contraceptive doses of DMPA can be deduced from data

available on contraceptive failure.

However z there have been

no systematic studies to define the circumstances under which

inadvertent exposure tends to occur and, most importantly.

the fate of such exposed infants.

That there must be several

thousand such offspring can be deduced from the estimates of

the number of women years of experience with DMPA as a
contraceptive (stated by Upjohn to be to be over 11 million)
and the rates of contraceptive failure reported in the
various studies (generally below 1 but up to 1.5/100

women years of use in some series)

ID .

Yet specific

reference to the fate of fewer than 50 such infants can be
found in the literature.

(See Appendix for summary of some

representive publications in which these cases are
mentioned.)

For the most part. even the sex of the baby is

not stated.

Yet altered sexual differentiation of the

external genitalia is the best documented and understood

congential malformation associated with the use of
progestational agents during early pregnancy.

There is also

no evidence that the infants exposed inadvertently to DMPA in

( '•

121
utero were reexamined at any time after the immediate post

partum period, though it is recognized that many birth

defects, including severe abnormalities. go undetected if the
babies are not followed after birth.

For example, in the

prospective study of 20,000 deliveries by women who were

members of the Kaiser Foundation Health Plan, the incidence
of serious congenital malformates diagnosed at birth was

1.1%, rose to 2.5% at year 1 and to 3.7% at five years [8].
The corresponding figures for non-severe abnormalities in the
same study were 1.8%, 6.2% and 11.3%.

Serious anomalies were

considered ones that. if not corrected, would interfere with
the child’s development and/or well being. e.g., congenital

heart defect, limb reduction, cleft lip [8] .

Consequently,

neither the scant information contained in the few reports in

which mention is made of a few infants born to mothers who
had received DMPA inadvertantly while pregnant nor the fact
that only a single case of mild virilization was reported to

the Upjohn Company under a voluntary reporting system [1],
can provide the data base needed to try to quantify the risk

of teratogenicity of DMPA when used as a contraceptive or to
identify the nature of the abnormalities that might be

attributed to the drug under these conditions.

In responding to our questions Upjohn stated that "After
15 years of postmarketing experience with Depo-Provera,

sample sizes are just becoming adequate to allow systematic
epidemiological studies of children exposed in utero to

/

122
contraceptive doses, particularly those that have reached at
least five years of age"

[1] .

This statement implies that

information on such children might be retrievable.
Documentation has, however, not been provided that adequate

records have been kept on a sufficient number of cases to
make such retrospective survey meaningful.

In addition.

Upjohn refers to plans for one retrospective and one

prospective study in Thailand and New Zealand, respectively.

Until these studies are completed and the data published,
they clearly can not serve as a source of information on the
effects of exposure of fetuses in utero to contraceptive

doses of DMPA.
Since contraceptive failure rate with DMPA is low, a
substantial number of subjects would have had to be followed

in order to accumulate information on an adequate number of
infants born to mothers receiving the drug as a
contraceptive.

Theoretically, such information would have

been simpler to accumulate than that on the incidence of

neoplasias in individuals using DMPA as a contraceptive.

The

risk of exposing an infant to DMPA inadvertently and the
effect the drug might have on the fetus may be assumed not to
be effected by the duration of use of the drug.

Consequently, information can be pooled from subjects
irrespective of duration of treatment and the terms "women

years of experience" can be used legitimately and
meaningfully.

/

This is in contrast to the use of the term in

123
relation to the development of neoplasias, in which case the

length of exposure of each individual has to be taken into
consideration if the data are to be meaningful (see

p. 88) .
In the absence of adequate information on the incidence

of birth defects in infants born to DMPA users as a result of

contraceptive failure, one has to fall back on data available
on the teratogenic effects of MPA and other progestogens when

used in the human for purposes other than contraception.

There is an extensive literature on the effect on fetuses of
progestogens used therapeutically, or to diagnose pregnancy

and of progestogens combined with an estrogen used as a

contraceptive or to diagnose pregnancy [2, 5).

The problems

associated with these studies and with extrapolating from
these data are well recognized.

They include the following:

(1) The estimates of risk are based on pooled data on
the outcome of pregnancy in women who have received different

progestogens, frequently in combination with estrogens and

other drugs.

Though synthetic progestogens share many

actions in common, there are important differences among
them.

These are reflected in differences in relative potency

with respect to various biological end points that
progestogens may effect and. hence, in the spectrum of

salient actions characteristic for each.

Progestogens

are

known to differ markedly in their androgenic potency, the

aspect of their action through which they cause

124

masculinization of female fetuses.

Their antiandrogenic

potency, the basis for their ability to interfere with
masculinization of male fetuses, is also likely to vary.

But

this aspect of their action has been less well characterized.

Thus there is inadequate basis for comparing the relative
antiandrogenic potency of the different progestogens that

have been administered over the years to pregnant women.

(2) There has been a wide variation in the nature and
doses of progestogens given and the time in pregnancy when

they were administered.

(3) The progestogens were given therapeutically to women

suspected of being at risk for spontaneous abortion and
therefore r possibly, already at increased risk for giving

birth to offspring with deformities.

(4) Lack of adequate controls constitutes a major
problem in a number of studies.

(5) A key problem referred to previously is the small
size of the increase in risk attributable to progestogen even

in the positive studies.

Consequently, any effect is likely

to be close to the limit of sensitivity of the epidemiologic
methodology used.
5.2

INFLUENCE OF PROGESTOGENS ON SEXUAL
DIFFERENTIAffON; GENITAL STRUCTURES

In experimental animals progestogens can masculinize the
external genitalia of females by acting as an androgen.

125

However, because of their antiadrogenic potential.
progestogens can also interfere with the normal

masculinization of these structures in males [6,9].

A number

of characteristics of progestogens* actions on its target

organs have been identified that help explain this apparent
paradox (see below).
There is general agreement that in the humanr as in

experimental animals, progestogens may masculinize the
external genitalia of females.

There is, however,

disagreement whether in the human the converse. defective

masculinization of the external genitalia, manifested as

hypospadias, can be attributed to progestogens.
A causal relationship between exogenous sex steroid
administration and masculinization of external genitalia of

the human female could be established relatively easily.

This abnormality occurs only rarely and, when it does, it can

be related in most instances to congenital adrenal
hyperplasis or adrenogenital syndrome, an enzyme defect

causing abnormal androgen secretion by the adrenal cortex.
When masculinization of the female fetus occurs in the

absence of any such abnormal endogenous sburce of androgen
secretion, there is little difficulty in assigning the cause
to the exposure of the fetus during the critical early stages
of its development to an exogenous agent of known androgenic

potential, such as a progestogen [10],

126

The ability of progestogens to cause permanent
masculinization of the external genitalia of the human female
was recognized when these agents were widely used

therapeutically for recurrent or threatened abortions [5,

10] .

However, as was also noted during this period,

masculinization occured only in a small proportion of the
fetuses of mothers given the progestogen.

Moreover, only in

a few of these was the masculinization severe enough to

result in labioscrotal fusion.

In mild cases, clitoral

enlargement, the most frequent abnormality, was noted to

be come less obvious with time, leading to the impression that

the defect is reversible. However, true reversibility of the
abnormality, as suggested by Upjohn [1], would be most

surprising if masculinization occurred during the period of

organogenesis, before the 12th week of life.

Only if the

androgen or androgenic progestogen acted during the later

stages of pregnancy could the clitoral enlargement be

expected to regress.
Fusion of the labioscrotal fold requires corrective

surgery.

Whether the abnormality is considered slight and

the requirement for surgery a relatively trivial matter, as

claimed by Upjohn [1], would depend on the context in which

it develops.

Such abnormalities were initially considered

trivial, because the investigators believed in the efficacy

of the progestogen treatment and that its benefits far
outweighed this risk or side effect.

As stated by Wilkins et

127
al in their first publication on the subject, "It is most

probable that most of the patients we have studied would
never have been born without their use" i.e., without the
progestogen [10].

Under those circumstances, not

surprisingly, they considered even surgical correction to be
a simple and relatively trivial matter.

However,

underplaying this side effect. in relation to the use of

progestogens as a contraceptive, may mislead physicians and

result in less care being taken to avoid injecting women who
may be pregnant.

We have only been able to identify four studies that
provide information on the actual incidence of

masculinization of female offspring of mothers receiving

progestogens therapeutically during pregnancy.

According to

a retrospective survey by Bongiovanni and McPadden [11], from

a total of 650 female offspring of mothers receiving 17
ethinyltestosterone or its nor derivative starting before the
7th week of pregnancy, only 2 females were noted by their

attending physician to exhibit signs of virilization of the
urogenital sinus at birth and on follow up.

In a prospective

study, Burstein and Wasserman also reported a low incidence

of masculinization, 2 cases in 172 mothers receiving Provera,
an incidence of 0.6% [12].

In contrast, Jacobson identified

signs of virilization in 18% of female offspring of mothers
receiving noreth indrone [13].

One reason for the much higher

incidence in this study could be a more focused examination

128

of the offspring for signs of masculinization by a single
physician.

Finally, in a Japanese study an incidence of

2.25% virilization was recorded in 888 female offspring of
mothers treated with progestogens [14].

It should be noted

that in none of these publications is there a definition
provided of the criteria used to consider the clitoris to be

pathological in size.

Since DMPA is relatively less androgenic than many of

the progestogens used therapeutically, the frequency and the
magnitude of the clitoral enlargement is likely to be less in

susceptible fetuses exposed to contraceptive doses of DMPA

than recorded in these surveys.

The reason(s) why only a few

fetuses are susceptible to maculinization, while others are

not, is not known.
tested .

Hypotheses have been offered but none

Th us there is no way of predicting who the few

susceptible individuals might be.

Similar surveys on the incidence of hypospadias in male
offspring of mothers treated with progestogens for pregnancy

salvage are not available in the published literature.

However, there must have been some cases of hypospadias among
such offspring, since the background incidence of this
abnormality in the United States is relatively high (15).

Currently, approximately one in 200-250 males are noted to

have hypospadias at birth.

Some cases of hypospadias in

offspring of mothers given DMPA were, in fact, noted in a

small survey conducted by the Upjohn Company and submitted as

< \

129

part of the application for an NDA for the use of
Depo-Provera as a contraceptive in 1967 [16].

Six out of 204

male offspring of mothers who received DMPA for pregnancy
salvage exhibited some abnormality of the genitalia.

Four of

these were in the 182 males that had been exposed to the DMPA

during the first trimester, the period critical for

masculinization of the external genitalia.

Of these, two had

isolated hypospadias, one bilateral undescended testes and
one bilateral hydrocele.

The two remaining cases of genital

abnormalities, bilateral hydrocoles, occurred in the group of
55 males whose mothers had been treated with DMPA during the

second trimester. that is, after the period of organogenesis.
The incidence of 2 cases of hypospadias in the DMPA treated
group would appear to be high.

However, whether this

represents a statistically significant increase cannot be
deduced from this report because there were no controls and
the sample size was small.

By the same token these data

cannot serve to support the reason why they had been

submitted in the first place, that is. to provide evidence

that DMPA used as a contraceptive is unlikely to increase the
frequency of congenital malformations in general.
Whether progestogens do or do not increase the incidence

of hypospadias is still a subject of controversy, 14 years
after such an association was first suggested by Aarskog

[17] .

Progestogens have been identified as a significant

risk factor in some studies but not in others [17-23].

Tnus,

130

and failure of
a causal association between progestogens
masculinization is less clear cut and, in fact, is likely to
virilization in the
prove more difficult to establish than

female.

Unlike the latter abnormality, minor degrees of

hypospadias, without indentifiable cause, occur relatively
frequently in the U.S.A,

[15].

The number of etiological

of masculine
factors that could interfere with the process
differentiation are also much greater than those that can be
implicated in abnormal masculinization of females.

Masculinization requires adequate production of testosterone
functioning of the mediators
by the fetal testes and normal
its target
of the differentiating action of testosterone on
includes the androgen receptor as well as
organs. The latter
Several mechanisms have
steroid metabolizing enzymes [9].
been identified through which progestogens may act as
antiandrogens and, thereby, intervene in the normal process
of masculinization [24 29].

These include, inhibition of

[24] or in
enzymes involved in the synthesis of testosterone
metabolites in target cells
i ts conversion to active
including 5 alpha reductase, the enzyme required for the

formation of dihydrotestosterone, the mediator of the

differentiating action of testosterone on the external
genitalia [9, 26].

Progestogens can also interfere with and

influence testosterone * s interaction with its receptor
[27-29].

131
Interestingly several congenital defects have also been

ident if ied that could be responsible for defective
masculinization [9] .

There are some clues on factors that

may make some fetuses susceptible to the antiandrogenic

actions of progestogens.

For example, several genetic

defects have been identified that. like progestogens, effect
specific enzymes in the pathway of biosynthesis of

testosterone or enzymes responsible for its conversion to

active metabolites at its target organs [9].

These

abnormalities may be responsible for some cases of congenital

failure of masculinization. such as is manifested by
hypospad ias.

Since these genetic defects appear to be

autosomal recessive in nature, they would find overt

expression only in individuals that inherit a defective gene
from both parents.

The superimposition of a progestogen on

such an abnormality could make overt an abnormality in a

heterozygous individual in whom it would otherwise remain
latent and could exaggerate the abnormality in a homozygous

ind iv idual.

Similarly synergism between the progestogen and

other xenobiotics effecting one of the many steps in the
process of masculinization could be the basis of

susceptibility in others.

These are clearly only hypotheses.

They are advanced only to provide an example of the types of

underlying factors that may make some male fetuses
susceptible to exogenous progestogens.

Like the hypotheses

advanced by others to explain the susceptibility of a small

(>

132

number of female fetuses to the masculinizing actions of
progestogens, they need to be tested.

However, since there

is no way to identify individuals who may be susceptible to
progestogens for whatever reason, it is essential that all

precautions be taken to avoid administering DMPA to women who
may be pregnant and not to underplay the teratogenic

potential of the progestogens.
5.3

INFLUENCE OF PROGESTOGENS_ON SEXUAL
[HF F E R E NT I AT IONS: FUNCTIONS ^MEDIATED BY THE
CENTRAL NERVOUS SYSTEN (CNS)

A legitimate concern with respect to the exposure of
developing humans to drugs and other xenobiotics has to be
whether they effect the future functional capacity of the

individualr in particular the expression of CNS mediated
functions.
Traditionally, teratology has been concerned with

structural abnormalities affecting major organ systems.

Such’

abnormalities are readily identifiable within the first few

years of birth.

Information available on human embryology

also makes it possible to pinpoint times in development when

specific events in the formation of major organ systems occur

and could be disrupted by teratological agents,

Structural

malformations of major organ systems can only be induced by

teratological agents during the period of organogenesis,
within the first trimester.

However, there is increasing

recognition of important functional changes and defects that

I >

133
may be induced by agents acting on the developing organism

after completion of organogenesis when more subtle anatomical
and biochemical developmental events take place.

Interference with these so called organizational events may

lead to permanent functional changes, deficits and
abnormalities in the offspring.

This phenomenon has been

identified and defined in some detail relation to the CNS and
has given rise to the concept of behavioral or
neurob io1og ical teratology.

Sex steroids have been among the first agents recognized
as having important organizational effects on the developing
mammalian CNS.

They are known to act as determinants of the

functional capacity of the individual with respect to a wide

range of sexually dimorphic behavioral functions [30].
Specif ically, in males masculinization of sexually dimorphic

functions mediated by the CNS require that testosterone acts
on the developing brain during critical periods of its

development.

Progestogens, by acting as androgens, could

cause inappropriate masculinization of these functions in
females.

Conversely, since progestogens are also

antiandrogenic, they could interfere with the normal
masculinization of brain by endogenous testosterone in males.

The extensive literature on findings on experimental animals,

including subhuman primates, provides the basis for the
questions that need to be raised concerning the long term
effects that DMPA may have on the developing CNS in the human

I >

134

during later stages of fetal development.

Specifically, can

they cause any masculinization of CNS mediated functions in

females or interfere with normal masculinization of such

functions in males?

As in case of the genital structures, it

will be necessary to keep in mind that there may be certain
individuals who, either because of genetic or environmental

factors, may be particularly susceptible to the androgenic
and antiandrogenic actions of progestogens.

There are

considerable problems involved in obtaining meaningful data

to answer these questions [30].

They include selection of

appropriate behavioral end points for study, their the
quantification, and the need for detailed, long term follow-

up of affected individuals and matched controls by scientists
experienced in the field.
There is one ongoing study of the behavioral and

intellectual development of a small group of male and female

offspring of mothers who have received DMPA therapeutically

during pregnancy [30].

The females are ones born with

virilized external genitalia as a result of this treatment.
The tests being administered aim to identify consequences of

both the androgenic and antiandrogenic effects of the
progestogen.

This study, though small. is of considerable

value because of the care taken in its design and execution.
The findings to date have been reassuring in that no major
d i f ferences from controls have been detected in the indices

of behavioral, psychosexual or cognitive functions selected

135

for study.

Considering the difficulties attending such

stud ies t it is unlikely that very much additional information
will become available in the near future. in particular,

since no adequate provisions appear to have been made to

obtain detailed information and to follow prospectively
offspring exposed in utero to contraceptive doses of DMPA.

It is only through adequately designed prospective studies
that the more subtle effects that drugs may have on CNS
-mediated functions in the human may be identified.

That

these may be unexpected and likely to remain unrecognized
without adequately designed studies is illustrated by recent

findings on the influence of exposure to DES in utero on the
incidence of psychiatric illness in later life [31].

The

uncertainties that are likely to remain with respect to
whether DMPA can cause any permanent functional changes in

the CNS of fetuses and that these may be variations in

individual susceptibility to its actions, underscore once
more the importance of taking all precautions to avoid
injecting women who may be pregnant with contraceptive doses
of the drug.

The concern over potential functional changes that might
be caused by DMPA in the CNS of the developing human has to

be extended to the postnatal period.

This issue and the need

for additional studies to identify any such effects has been

addressed in a report by WHO [32].

One specific area of

concern is a continued role that androgens may have in the

/ \

136

postnatal period in shaping sexually dimorphic functions of

males.

This suggested by the marked elevation in plasma

testosterone in boys during the first three months of life

[33, 34].

Medroxyprogesterone acetate is known to be

excreted into milk were its concentration is comparable to
that in maternal serum [32, 35].

It has been estimated that

the amount absorbed by "a theoretically average infant” and

the levels of the drug in its circulation are likely to be
small [ 35].

However r direct measurements still have not been

carried out to test the appropriateness of the assumptions on

which these calculations are based.

Nor have testosterone

levels been measured in blood of males ingesting MPA and its
metabolites via the maternal milk to determine if the amount

of the drug or its active metabolites transferred to the

neona te is sufficient to have a biological effect.

Such

information is needed to provide a more rational basis for
choices among contraceptives during the period of

lacta t ion.

5.4

PROGESTOGENS AND EXTRAGENITAL ABNORMALITIES

The epidemiological data relating to the question
whether progestogens can be held responsible for causing

congenital abnormalities in extragenital structures is far

from conclusive.

The problem is not so much in the quality

of the date but in the nature of the problems associated with

investigating this question.

It is likely to prove difficult

137

to establish by means of standard epidemiological approaches
does not exist between
whether a causal relationship does or
The
progestogens and the various abnormalities implicated.
number of organ systems implicated in some reports is large,
and without an understanding of underlying mechanisms'there

is no rational basis for grouping the various abnormalities.
The background incidence of the different abnormalities

implicated is low, considerably lower than that of
hypospadias [15] and the increase in risk that could be

attributed to the steriods, even in the most positive
stud ies, is small [ 2-5] .

A wide v ariety of progestogens have

and at different times
been administered at different doses
during pregnancy.

In re trospective studies there have been

serious problems of ascertainment of drug exposure.

Under

the circumstances, it is doubtful if further analyses of the
existing literature and data base can shed any new light on

the subject.

Experimental data on animals are also scant, as

ex tragenitai
is our knowledge of how progestogens might cause
the situation with
defects. This is in clear contrast to
genital structures
respect to the effect of progestogens on
and on sexual differentiation.

However, even if one accepts

the possibility that progestogens are teratogenic for

extragenital structures, it is evident that the risk of DMPA
causing the birth of a child with extragenital abnormalities
as a
is small, provided the drug is used appropriately
contraceptive. The risk is not a sufficient reason to reject

138

using the drug as a contraceptive when indicated or for
aborting a fetus that has been exposed to it inadvertently.
However r the seriousness of the abnormalities implicated
reinforces the need to ensure that all precautions are taken
to avoid administering DMPA to women who may be pregnant.

The absence of known mechanisms by which progestogens
might cause abnormalities in extragenital structures has led

some reviewers to consider such risks to be negligible or
nonex is tent [2].

Specifically, it has been stated that only

genital structures should be considered targets for the
teratogenic effects of progestogens, since only in these

structures have receptors, through which progestogens might

exert an effect, been identified during the period of
organogenesis.

several grounds.

This proposition needs to be questioned on

First, the mechanisms through which

progestogens may act are no t restricted to those mediated by
receptors.

For example, as discussed in relation to the

affects of progestogens on sexual differentiation, these
steroids can also act via non receptor mediated mechanism
by a direct interaction with the enzymes [24-26].

It is also

difficult to explain on the basis of receptor mediated

mechanisms alone the remarkably high concentrations of
labeled steroid found in the adrenal gland of human fetuses
following the administration of radioactive MPA to the mother

[36] .

The significance of this observation, made close to

two decades ago, is still obscure.

Second, progestogen can

139

interact not only with the progesterone receptor but also

In

with the receptors for glucocorticoids and androgens.

fact, the interaction of MPA with the glucocorticoid receptor
has been held responsible for the ability of progestogens to

cause cleft palate in rabbits [37] and its interaction with
the androgen receptor for the ability of progestogens to

masculinize female fetuses, as discussed previously.

It

would require detailed knowledge of the ontogenic pattern of
all three classes of receptors in the various extragenital

organs to exclude the possibility of progestogens having any

receptor mediated teratogenic effects on organogenesis.

The

application of sensitive and discriminating techniques, both
biochemical and autoradiographic, have revealed the presence

of receptors for sex steroids in a number of unexpected sites

in adults (e.g., androgen receptors in the heart muscle,
kidney and fibroblasts [27-29, 41]).

Similar, sensitive

methods have not yet been applied in any systematic manner to

study steroid receptors in various organs of the mammalian

fetus throughout the period of organogenesis.

Thus there is

no theoretical basis for discounting the possibility of

progestogens influencing organogenesis.

! \

140

*/
QUESTION 5 - REFERENCES—
1 .

The Upjohn Company, Information for PBI on
Board
Depo-Provera : Response to the I
-- ”' ’s 2Questions.
June 23, 1982.
DMB Vol. No.
NO. 244 - Tab #219

2.

sex ---------------------------hormones
Brant RL: Are female --------WllbUll UO,
Wilson
JG OLCUIU
teratogenic? Am J Obstet Gynecol 14:567-580 (1981)
DMB Vol. No. 283 G-633

3.

Gray RH: Progestins in therapy: Teratogenes is.
Written testimony submitted by R.H. Grey, witness for
Upjohn at the public hearing
DMB Vol. No. 283 - Tab #321

4.

Written testimony submitted by A. K. Done .r witnesses
for the Women’s Health Network
DMB Vol. No. 302 - Tab #326(c)

5.

Schardein JL: Congenital abnormalities and hormones
during pregnancy. Teratology 22:251-270 (1980)
DMB Vol. No. 246 G-610

6.

Aarskog D: Maternal progestins as a possible cause
of hypospadias. N Eng l J Med 300 :75-78 ( 1 979)
DMB Vol. No. 311 G-654

7.

Omenn GS:
Environmental risk assessment: Relation to
mutagenesis, teratogenesis and reproductive effects.
J Am Coll Toxicol 2:113-123 (1983)
DMB Vol. No. 352 - Tab #565

8.

Torfs CP, Milkovich L, Van Den Berg BJ: The
Relationship between hormonal pregnancy tests and
congenital anomalies: A prospective study. Am J
Epidomiol 113:563-574 (1981)
DMB Vol. No. 289 - Tab #321

9.

Imperato-McGinley J, Peterson RE: Male
pseudohermaphroditism: complexities of male
phenotypic development. Am J Med 61:251-172 (1976)
DMB Vol. No. 352 - Tab #565 pp. 181-202

Abstracts of references marked with an asterisk are
found in the appendices.

141
10.

Wilkins L, Jones HW, Holman GH, Stempfel RS:
Masculinization of female fetus associated with
administration of oral and intramuscular progestins
during gestation: Non-adrenal pseuudohermaphroditism.
J ClinEndocrinol Metab 18:559 (1958)
DMB Vol. No320 - Tab #368

11.

Bongiovanni AM, McFadden AJ: Steroids during
pregnancy and possible fetal consequences. Fertil
Steril 11:181-186, (1960).
DMB Vol. No. 287 - Tab #321

12.

Burstein R, Wasserman HC: The effect of Provera on
the fetus. Obstet Gynecol 23 : 931-934 (1964).
DMB Vol. No. 309

13.

Jacobson BD: The hazards of noreth indrone therapy
during pregnancy. Am J Obstet Gynecol 84:962-968
(1962).
Tab #570
DMB Vol. No. 353

14.

Ishizuka N, Kawashima Y, Nakanishi T, Sugawa T.:
Statistical observation on genital abnormalities of
newborns following the administration of synthetic
progestins to their mothers. J Jap Obstet Gynecol Soc
9:271, 1962.
Tab #570
DMB Vol. NO. 353

15.

Centers for Disease Control: Congenital Malformations
Surveillance Report, January-December 1980, Issued,
February 1982.
Tab #565
DMB Vol. No. 352

16.

Submission by Upjohn 12/26/67
DMB Vol. No. 42 G-512 (confidential)
DMB Vol. No. 42A G-512

*17.

Aarskog D: Clincal and cytogenetic studies in
203:1,
hypospad i as. Acta Paediat Scand (suppl.)
1970 .
DMB Vol. No. 239A A-1

*18.

Czeizel A, Toth J, Erodi E: Aetiological studies of
hypospadias in Hungary. Human Hered 29:166-171,
1979 .
DMB Vol. No. 283 G-624

142
19.

Sweet RA, Schrott HG, Kurland R: Study of the
incidence of hypospadias in Rochester, 1940-1970 and a
case control comparison of possible etiological
factors. Mayo Clin Proc. 49:52, 1974.
DMB Vol. No. 240 A-78

*20.

Mau G: iProgestins during pregnancy and hypospadias,
ogy 24:285, 1981.
Teratoldgy
DMB Vol. No. 248 G-620

21 .

Lorber CA, Cassidy SD, Engel“ E: Is there an
embryofetal exogenous sex i_steroid exposure syndrome?
Fertil Steril, 31:21, 1979.
DMB Vol. No.
No. 239B A-50

22.

Heinonen OP, Slone J, Shapiro: Birth defects and
drugs in pregnancy. Littleton. Mass Pub Science
pp.. 392, 1 977 .
Group. pp
No. 234A - Tab #193(16)
DMB Vol. No.

*23.

Monteleone-Neto R, Castilla EE, Paz JE: Hypospadias:
An epidemiological study in Latin America. Am Med
Genet 10:5-19 1981.
DMB Vol. No.
No . 353 - Tab #570

24.

Goldman AS, Bongiovanni AM: Induced genital
abnormali ties. Ann NY Acad Sci 142:755 (1967).
DMB Vol. No. 239A A-24

25.

Barbieri RL, Ryan KJ:
KJ : Direct effects of
medroxyprogesterone acetate and megasterol acetate on
rat testicular steroidogenesis. Acta Endocrinol
94:419-425, 1980.
DMB Vol. No. 248 G-615

26.

Wright Fr Giacomini* M, Riahi M, Mowszowicz I:
Antihormone activity of progesterone and progestins.
Progesterone and progestins, Bardin C. , Milgrome
I n :__________________
E., and Mauvais-Jarvis, P. (eds), pp. 135-147, 1983
DMB Vol. No. 352 - Tab #565

27 .

Gupta C, Bullock LP, Bardin CW: Further studies on
the antiandrogenic and synandrogenic actions of
progestagens. Endrocrinology 102:736 (1977).
DMB Vol. No. 352 - Tab #565

28.

Brown TR, Bullock LP, Bardin WC: The biological
actions and metabolism of methylprogesterone: a
progestin that mimics and modifies the effects of
Endocr inology 114-1820 (1981)
testosterone.
352
- Tab #565
DMB Vol. No.

143
29.

Bardin WC: The androgenic, an tiandrogenic and
In:
synandrogenic actions of progestins.
Progesterone and progestins, Bardin C, Milgrom E,
Mauvais-Jarvis P. (eds), pp. 135-157 1983 Wright F,
Giacomini M, Riahi M, Mowszowicz I: Antihormone
activity of progesterone and progestins. In:
Progesterone and progestins, Bardin C., Milgrom E.,
and Mauvais-Jarvis, P. (eds), pp. 121-134 1983
DMB Vol. No. 352

30.

Heino HL,
Meyers-Bahlburg H.R.L., Ehrhardt A.A.:
HL
Neurobehavioral effects of prenatal origin.
In:
Drugs and Chemicals; Risks to the fetus and newborn,
pp.' ’gJ^I 07. Allan R. Lisk Inc., N.Y. 1980
DMB Vol. No. 352 - Tab #565

31 .

Vessey MP, Fairweather DVI, Norman-Smith B, Buckley
JA: A randomized double-blind controlled trial of the
long term
value of stilbestrol therapy in pregnancy:
Br
J Obstet
follow up of mothers and their offspring.
Gvnecol 90:1007-1017, 1983
DMB "Vol. No. 352 - Tab #56 5

32.

WHO Technical Report series, The effect of female sex
hormones on fetal development and infant health.
Geneva, Dec. 10th-14th 1979
DMB Vol. No. 248 G-621

33.

Forest MG, Cathiard AM: Pattern of plasma
4-androstenedione in normal
testosterone and
Evidence
for testicular activity at birth.
newborns:
Clin
Endocrino
l
Metab
41:977-987 1975
J_____
Tab
#565
DMB Vol. No. 352 -

34 .

Forest MG, Peretti E Bertrand J: Testicular and
adrenal androgens and
t... their binding to plasma proteins

: Developmental pattern of
in the developmental period:

4-androstenedione
,
plasma testosterone,
< dehydroepianrostenedione and its sulphate in premature
and small for date infants as compared with that of
full term infants. J Steroid Biochem 12:25-36 1980
DMB Vol. No. 352 - Tab #565

35.

Schwallie PC: The Effect of Depo-Medroxyprogesterone
acetate on the fetus and nursing infant: a review.
Con tracept ion 23:375-386, 1981
DMB Vol. No. 302 - Tab #326(D4)

144

36.

Besch PK,
In
N Ullery JC, Barry RD, Couri D:
PK Vorys N,
vivo metabolism of 3H-medroxyprogesterone acetate in
pregnant and nonpregnant women and in the fetus. Am J
Obstet Gynecol 95:228-237 1966
DMB Vol. NoT T84 G-515

*37.

Kimmel GL, Hartwell BS, Andrews FD: A potential
mechanism in medroxyprogesterone acetate
teratogenesis. Teratology 19-171-176 (1979)
DMB Vol. No. 184 G-515

38.

Bartsch W, Krieg M, Voight KD: Quantification of
endogenous testosterone, 5 -dihydrotestosterone and 5
-andostane-3 ,17 -diol in subcellular fractions of
the prostate, bulbocavernosus/levator ani muscles,
skeletal muscle and heart muscle of the rat. J
Steroid Biochem 13:259-264 (1980)
DMB Vol. No. 352 - Tab #565

145
THE COMMISSIONER’S QUESTION #6:

WHETHER, IN VIEW OF DEPO-PROVERA’S ADVERSE SIDE EFFECTS
OR PHARMACOLOGICAL EFFECT, ESTROGEN THERAPY IS LIKELY
TO BE PRESCRIBED, IN ADDITION TO DEPO-PROVERA, IN A
SIGNIFICANT NUMBER OF PATIENTS?

Estrogens, including DES, have been used in an attempt

to counter irregular bleeding. the most frequent short-term
side effect of DMPA.

In add it ion , they have been used to

arrest heavy bleeding, a rare but serious complication of the
drug.

There is no adequate documentation of how effective or

ineffective estrogen has proved to be in controlling these
undesirable side effects.

However, there appears to be a

concensus among those with extensive experience in the use of
DMPA as a contraceptive that estrogen is ineffective in

either regulating or arresting uterine bleeding caused by

DMPA [1-4].

Consequently, it is unlikely that estrogens

would be used in conjunction with DMPA in any significant
number of subjects.

Moreover, estrogen is not likely to be

prescribed for the particular groups of subjects for whom the

use of DMPA is indicated, that is, for those with

contra-indication to the use of estrogens, and in those who
do not wish or cannot be relied on to take a medication on a

daily basis.

( \

146

QUESTION 6 ■ REFERENCES
1 .

Long acting progestins - promise and prospects.
Population Reports 9:18-55 1983. Population information
program, The Johns Hopkins University.
DMB Vol. No. 353 - Tab #570

2.

World Health Organization, Injectable hormonal
contraceptives: technical and safety aspects, WHO
offset publication No. 65 1982
DMB Vol. No. 210 - Tab #191

3.

In:
Vecchio TJ: Long acting injectable contraceptives.
Adv Steroid Biochem Pharmacol, Briggs MH, Christie GA
(eds.) Academic 'Press, London, 1 976, pp. 1-64
DMB Vol. No. 299 - Tab #322

4.

Fraser IS, Weisberg, E, A comprehensive review of
injectible contraception with special emphasis on depot
medroxyprogesterone acetate Med J Austral 191, Special
supp:
1-20 1981
Tab #159
DMB Vol. No. 199A

147
INFLUENCE OF DMPA ON PLASMA LIPIDS AND BONE
The focus in the controversy surrounding the general
marketing of DMPA as a contraceptive has been on the
carcinogenic potential of the drug.

In this section we

address briefly two additional issues relevant to an
assessment of the long term safety of the drug, both of which
The

have been raised during the course of this inquiry.

first of these, the effect of MPA on plasma lipoproteins. was
the subject of an extensive discussion at the public hearing

[b 2] .

Its importance relates to findings that some

synthetic progestogens can cause the types of changes in the

pattern of plasma lipoproteins that have been found in
epidemiological studies to be associated with an increased

risk of atherosclerotic cardiovascular disease [3, 5].

The

second, the influence of prolonged use of DMPA on bone

integrity, relates to one of the questions we addressed to

the parties before the public hearing [6].

Specifically, we

requested information on the status of estrogen dependent

structures in long term users of DMPA and whether there is
any evidence of hypoestrogenism in such subjects.

The

consequence of hypoestrogenism on bone is of particular
concern because it could predispose the individual to

osteoporosis.

Both atherosclerosis and osteoporosis are

serious, essentially irreversible conditions.

Therefore, for

the sake of completeness we are including a brief section on

/ \

148

these two issues, although they were not specifically

addressed by the questions of the Commissioner, and our

findings on these issues have not been considered by us in
our decision.

As indicated above, some synthetic progestogens have
been found to alter the profile of plasma lipoproteins [3-

5] .

Specifically, they may reduce the concentrations in

blood of high density lipoproteins (HDL) and elevate the

.concentration low density lipoproteins.

In epidemiological

studies, decreased levels of high density lipoproteins and

increased levels of low density lipoproteins have been found
to be associated with an increased risk of atherosclerotic

heart disease.

These observations provide the basis for the

concern that synthetic progestogens may be a predisposing

factor to atherosclerotic cardiovascular disease andr
therefore, the need to evaluate the effects of MPA on plasma
1ipoprote ins.

The direction of the changes caused by the progestogens

is similar to that caused by androgens [3, 5], specifically
by testosterone, the hormone considered to be one of the
factors responsible for the higher incidence of
atherosclerotic cardiovascular disease in males.

Estrogens,

in contrast, change plasma lipoprotein profiles in the

opposite direction.

Consequently, they are considered to be

one of the factors protecting females from such diseases.

Based on these considerations it is reasonable to propose

149

that synthetic progestogens effect plasma lipoproteins by
virtue of their potential to act as androgens and/or as
antiestrogens, and in case of DMPA, also by causing a

decrease in the levels of estrogens in blood.

However,

progestogens could influence plasma lipoproteins not only by

acting as androgen agonists but also by acting as progestins

or progesterone agonists.

This has been proposed by some

investigators on the basis of a comparison of the influence
of various progestogens w ith different relative androgenic,
antiandrogenic and progestational potencies (see discussion

in [7] ) .

That progesterone may act directly on fat cells and

influence the disposition of lipids is suggested by findings
in experimental animals [8].

In the rat, fat cells have been

found to have both estrogen and progesterone receptors, and

both these steroids appear to play a role in the regulation
and distribution of the bodies’ metabolic resources in part

by acting on peripheral metabolic tissues including the lipid
compartment [8].

It is also of interest to note that the

weight gain experienced by many women receiving DMPA appears

to be attributable to changes in the lipid compartment [9].
The statement found in reviews that progesterone itself
appears to lack effects on lipid metabolism [4] are

referenced by publications that pre-date some of the more
sophisticated methods that have since become available for

establishing plasma lipoprotein profiles.

150
As discussed in relation to the teratogenic effects of

progestogens, the various synthetic progestogens differ

greatly in their relative potencies with respect to their
actions as androgens, antiandrogens, antiestrogens and

progestins.

There have been insufficient systematic studies

of the influence of different progestogens on plasma
lipoprotein patterns to evaluate the relative importance of
these different potential mechanisms of action of these

drugs.

Consequently, there is no adequate basis for

predicting what the consequences of the long term use of DMPA
on plasma lipoprotein profiles might be.

The question needs

to be resolved by direct experimentation, specifically, by
systematic, longitudional collection of data from women
receiving DMPA as a contraceptive.

There have been two reports on plasma lipoproteins in
women receiving DMPA as a contraceptive

[10, 11].

In a cross

sectional study from Holland, 23 women receiving three
monthly injections of 150 mg DMPA for one year or longer had
significantly lower concentrations of plasma high-density
cholesterol levels than a matched group of 23 women using IUD

[7] .

The time elapsed since the last injection did not

appear to effect the findings.

Plasma triglyceride levels

were not significantly different in the two groups.

In the

second study. in 12 Thai women receiving three monthly
injections of 150 mg DMPA, there were no changes in the
concentrations of serum cholesterol, phospholipids or

151
triglycerides either three weeks after initiation of
treatment or after three and 12 months of treatment [10].

The number of subjects in both studies was small and in

neither were all the relevant lipoproteins measured.

Consequently, they do not provide an adequate basis for
evaluating whether the long term use of DMPA affects the
profile of plasma lipoproteins.

A much more detailed analysis of the influence of MPA on
different plasma lipoprotein fractions is to be found in a

report from Finland [12] .

Oral administration of MPA to 8

healthy women for two weeks during the luteal phase of the
cycle was found to have no effect on plasma high density

1ipoprotein fractions.

In contrast, the more androgenic

progestin, levonorgestrel, a nortestosterone derived steroid,
caused under the same conditions a significant reduction in

HDL.

However, the value of this more detailed study for

resolving the issue at hand is limited for two reasons.

First, the subjects were exposed to the progestins for only
two weeks and second, the drug was administered orally rather

than parenterally.

Duration of treatment is an important

consideration since certain effects of progestins on
antiandrogens lipoprotein profiles may take time to become

man i fest [3].

The route of administration of the progestogen

is important since it can affect the potency and actions of

the drug.

When the drug is administered orally, it is acted

on by the liver before reaching other target organs, and it

WITY

C^LL

152

also acts in a high concentration on the liver, one of its
major target organs with respect to metabolic effects (first

pass effect).

The same limitations apply to some of the

other studies in which MPA was reported to have statistically
significant effect on plasma lipoproteins when given orally
either alone or in combination with estrogens [12, 13] .
Clearly, additional studies are needed to determine what

changes may be associated specifically with the use of MPA in
these putative indicators of atherosclerotic cardiovascular
disease, when the drug is administered parenterally and over
at least one year.

This should be possible to accomplish

relatively easily.

More long term epidemiological studies

will be needed to find out how any changes that may be

identified relate to the long term risk of atherosclerotic
carciovascular disease.

Clarification of these issues is

especially important, in particular, since one of the
proposed indications for the use of DMPA is for subjects with
other risk factors for cardiovascular disease, such as
hypertension, which might be exacerbated by estrogens.

The need to evaluate the consequences of the long term
use of DMPA on bone is based on the following considerations.

In women receiving 150 mg DMPA at three monthly intervals the
concentration of estrogens in blood is maintained at the
level found during the early follicular phase in women with
normal menstrual cycles [14].

These levels, though higher

than those found after menopause, are lower than the

153

concentration of estrogens at any other stage of the
menstrual cycle.

The net effect is that estrogen dependent

tissues in women using DMPA as a contraceptive are exposed to
a lower integrated dose of estrogens than normal.

There is

insufficient information to predict whether these levels are

sufficient to maintain the integrity of bone.

If not, this

could result in diminished bone mass and an increased
predisposition to osteoporosis in susceptible individuals.

There is some evidence to suggest that this effect of DMPA
might be counteracted by the drug having, like other

synthetic progestins, a direct anabolic action on bone [15,
18] .

The data available is, however, insufficient to provide

the definitive evidence needed to resolve this issue.

There

have been only few attempts to evaluate the influence of
progestogens in general on calcium balance and on bone, and
we have only been able to identify one very limited study in

which women actually using parenteral DMPA as a contraceptive
have been the subject of such an investigation [19].
Altogether, in only two studies was an attempt made to
evaluate directly the consequences of the administration of

progestogens on bone, in addition to indirect indices of
calcium balance, that is, blood levels or urinary excretion

of calcium, urinary excretion of proline.

To evaluate the influence of MPA on bone, Simpson and
Dale compared serum levels of phosphorus, calcium and
magnesium in women using DMPA with those of subjects using

154

Ovulen, or mechanical devices for contraception and with

pregnant women in 35th week of gestation [19].

In the women

receiving DMPA, calcium levels were reported to be elevated

in the first three months of treatment but then returned to

levels comparable to those not receiving any steroids.

The

DMPA treated women also had higher than normal levels of
serum phosphorus and magnesium levels that did not vary with

duration of use of the drug.

Clearly this study does not

provide much insight into what may be happening to bone
integrity in these subjects.

In another study, the influence

on bone of the prolonged use (3-13 years) as a contraceptive

of another progestogen, lynestrenol, was evaluated in 104

women by applying radiogrammetric methods to x-rays of the
hand [17].

Tne authors report finding an increase in bone

mass in those using lynestrenol and conclude that this

progestin, like estrogens, has a protective effect on bone
mass.

It should be noted that norethisterone is one of the

major metabolites of lynestrenol.

This raises the question

whether the anabolic effect observed in this study might not

be attributable to the androgenic aspect of noreth indrone ’ s
action.

A related steroid, norethisterone. was found to

lower plasma calcium concentrations as well as urinary
calcium/creatinine and urinary hydroxyproline/creatinine

ratios in hypoparathyroid subjects, a finding which led the
investigator to propose a protective role of progestogens on
bone [15].

155

Finally, there have been two studies in which the
influence of medroxyprogesterone acetate on bone integrity

was examined [16, 18].

In both only indirect indices were

used and only the acute effects of the drug evaluated.

Both

studies provide an indication that DMPA may have an anabolic
effect on bone.

This conclusion is based, in the earlier

study by Dompani et al [16], on a decrease in calcium
excretion following acute administration of MPA to patients
with senile osteoporosis and in the recent one by Mandel et
al

[18] on the basis of a decrease in ratios of calcium and

hydroxyproline to creatinine ratios in postmenopausal women

following four weeks treatment with MPA administered orally.
As Mandel et al state in their concluding remark to the

abstract of their publication. "Long term studies of bone
density will be required to confirm these apparent.
beneficial effects of DMPA on bone metabolism in

postmenopausal women."

Such long term studies are equally

necessary to establish definitively that bone integrity is
maintained in subjects using DMPA as a contraceptive for an
extended period of time.

In conclusion, the questions concerning MPA’s influence
on plasma lipoproteins and bone have a legitimate basis.

Women using DMPA as a contraceptive have not been the subject
of any systematic investigation with respect to these issues.

The available data on the effect of various progestogens on

plasma lipoproteins is too incomplete and contradictory to

156

provide an adequate basis for concluding whether DMPA is or
is not likely to effect the incidence of atherosclerotic
cardiovascular disease.

The data on the influence of

synthetic progestogens on bone may be considered encouraging

in that, at least according to certain indirect indices of

bone metabolisms, they appear to have an anabolic effect on
bone.

To establish this definitively will however, require

additional studies.
As stated previously, our analysis of the data of the

influence of DMPA on plasma lipoprotein profiles and on bone
integrity has not been considered in making our final

decision.

There are two reasons for this.

First, these were

not issues addressed directly by the Commissioner’s
questions.

Second, their importance in contrast to that of

DMPA’s carcinogenic potential, has only come to be recognized
relatively recently.

The data from large scale

epidemiological studies, establishing an association between
high and low density plasma lipoprotein concentration in

blood and atherosclerotic cardio-vascular disease, only
became available in the late 1970’s.

The prevelance of post

menopausal osteoporosis in the U.S.A. has also become
recognized only relatively recently.

We have addressed these

issues since they were raised during the inquiry.

Moreover,

they represent valid questions and concerns that, now that

they have become clearly identified, will need to be resolved

promptly by appropriately designed studies.

157

REFERENCES
1.

Written testimony of Dr. JC LaRosa, witness for FDA.
DMB Vol. No. 311 G-643

2.

Tr-II, pp. 42-58 (JC LaRosa)

3.

Lithell H, Ahren T, Odlind V, Weiner E, Vessby B,
Victor A, Johannson EB: Effects of progestins on
lipoprotein patterns. In: Progesterone and
progestins, C.W. Bardin C.W. Milgrom, E. and
Mauvais-Jarvis P. (eds.). Raven press, New York, N.Y.
1 983.
DMB Vol. No. 352
Tab #565

4.

Miller, G.J.: Clinical implications of hormonal
changes in lipoprotein metabolism, with special
reference to the progestins.
In: Progesterone and
progestins, C.W. Bardin C.W. Milgrom, E. and
Mauvais-Jarvis P. (eds.). Raven press. New York, N.Y.
1983, pp. 433-446.
DMB Vol. No. 352
Tab #565

5.

Krauss RM: Effects of progestational agents on serum
lipids and lipoproteins. J Reprod Med 27:510 1982
DMB Vol. No. 352 - Tab #565

6.

The Upjohn Company, Information for PBI on Depo-Provera
Response to the Board's Questions, June 25, 1982
DMB Vol. No. 224 - Tab #219

7.

Kremer J, Bruijn HWA, Hindriks FR: Serum high density
lipoprotein levels in women using contraceptive
injection of depo-medroxyprogesterone acetate
Contraception, 22:359-367 1980.
DMB Vol. No. 224 - Tab #219

8.

Gray JM, Wade GN: Food intake, body weight, and
adiposity in female rats: actions and interactions of
progestins and antiandrogens. Am J Physiol
2 40: E474-E48 1 , 1 98 1

DMB Vol. No. 352 - Tab #565

9.

Amatayakul K, Sivascomboon B, Thanangkul O: A study of
the mechanism of weight gain in medroxyprogesterone
acetate users. Con tracept ion 22:605-622 1980
DMB Vol. No. 353“-“Tab T570

158
10.

Amatayakul K, Silvassomboon B, Sinkamani R: Effects of

* j on serum lipid, protein,
medroxyprogesterone acetate
glucose"tolerance and liver function in Thai women,
Con traception 21 :83 1 980
DMB Vol. No. 353 - Tab #570

11.

Tikkanen MJ, Nikkala EA, Kuusi T, Sipinen S: Different
effects of two progestins on plasma high density
lipoprotein (HDL 2) and postheparin plasma hepatic
lipase activity, Ath e rosclerosis 40 : 365-369 , 1 981
DMB Vol. No. 273 G-589

12.

Bradley DD, Wingard J, Pettiti DB, Krauss RM,
Ramacharan S: Serum-high-density-1ipoprotein­
cholesterol in women using oral contraceptives,
estrogen and progestins, N Engl J Med, 299:17-20, 1 978
DMB Vol. No. 206 G-552

13.

Silverstolpe G, Gustafson A, Samsioe G, Svanborg A:
Lipid metabolism studies in oophorectomized women.
Effects of three different progestogens, Acta Obstet
Gynecol Scand (suppl), 88:89-95, 1979
DMB Vol. No. 235A - Tab #193

14.

Jeppson S, Johansson EDB: Medroxyprogesterone acetate,
estradiol, FSH and LH in peripheral blood after
intramuscular administration of Depo-Provera to women,
Contraception, 14:461-479, 1976.
DMB Vol. No. 161A G-513

15.

Gallagher JC: Biochemical Effects of Estrogens and
Progesterone on Calcium Metabolism, Osteoporosis:
Recent Advances in Pathogenesis and Treatment, Univ.
Press, Baltimore, 1981
DMB Vol. No. 352 - Tab #565

16.

Molinis G, Bompani R, Sacli G, Gavazzoli L:
Modificazioni indotte dal trattamento con
medrossiprogesterone acetato sull'escrezione urinaria
del calcio dopo carico per os e per vena in soggetti
anziani. G Gerentol 18:361-372 1970 English
translation on record.
DMB Vol. No. 205A - Tab #183

17.

Dequeker J, de Muylder E, Fer in J: Effect of
Lynestrenol treatment on bone mass in cycling women.
Con t r a c e p t i o n, 15:717-722 1977
Tab #322
DMB Vol. No. 298

159
18.

Mandell FP, Davidson BJ, Erlik Y, Judd HL, Meldrum DR:
Effects of Progestins on Bone Metabolism in
Postmenopausal Women. J Reprod Med, 27:511-514, 1982
DMB Vol. No. 352 - Tab #565

160

THE COMMISSIONER'S QUESTIONS 1, 4 AND 7 REFORMULATED:
WHETHER THE RATIO OF BENEFIT TO RISK OF DEPO-PROVERA
WHEN USED AS A CONTRACEPTIVE WARRANTS ITS APPROVAL UNDER
CONDITIONS OF GENERAL MARKETING? WHETHER APPROVAL FOR
GENERAL MARKETING AS A CONTRACEPTIVE MIGHT INCREASE ITS
USE FOR UNAPPROVED INDICATIONS? AND, IF NOT APPROVED
FOR GENERAL MARKETING, ARE THERE CONDITIONS FOR
CONTROLLING THE LIMITED DISTRIBUTION OF THE DRUG AS A
CONTRACEPTIVE FOR CERTAIN PATIENTS WITH SPECIAL NEEDS?

The available evidence presented fails to provide an
adequate, scientifically justifiable basis for concluding

whether the use of DMPA as a contraceptive does or does not
pose any long term risks.

The collection of data from the

women who have been using DMPA as a contraceptive world wide
over the last 15 years has been too haphazard and

uncoordinated to provide evidence of the nature and quality
required to resolve major outstanding questions concerning
the drug's long term safety.

The theoretical arguments and

hypotheses offered why MPA is unlikely to be carcinogenic in

the human or why the findings of neoplasias in the test

animals are not to be considered relevant to the human do not
substitute for the lack of data.

In the absence of adequate

data there is no basis for concluding that the benefits of
the drug as a contraceptive outweigh its risks, a requirement

which is inherent for approval of an NDA in the U.S.A.

[1] .

Neither the obvious benefits offered by the drug nor the fact

that it appears to be devoid of short term serious and

161
irreversible adverse effects can compensate for the lack of

data on the long term consequences of its use as a

contraceptive.
Depo-Provera represents the first successful large scale

application to contraception of the concept of using a pure

progestational agent, and of a formulation of a chemical

contraceptive that provides convenient long-term protection
from pregnancy.

DMPA is a highly effective contraceptive.

Method failure appears to be as low as that with oral

contraceptives, but with DMPA, failures due to lack of
patient compliance can be reduced or eliminated.

Consequently, it is possible to achieve with DMPA lower
overall lower failure rates than with any other currently
available reversible contraceptive.

The convenience and the

privacy afforded to the individual user, as well as the
relief from the burden of daily pill taking are some
advantages of DMPA that have been stressed.

The absence of

any estrogen in the formulation and the lack of any obvious

estrogenic action of MPA can also be of importance to certain
subj ects.

The short term, immed iate t and reversible side effects

of DMPA have been well studied and documented.

While some of

these side effects, such as excessive bleeding or spotting,
depression, headaches, weight gain, and loss of libido, are
not trivial, the drug has proved acceptable to a large number

of women.

/ A

Some of the side effects may prove intolerable to

162

certain subjects leading to an overall discontinuation rate
for DMPA at least as great as that for oral contraceptives.

One obvious, regrettable omission in the literature on the
immediate side effects of DMPA is information on how long it

takes for potentially serious complications, such as

However,

depression, to disappear after the last injection.

there is no evidence that following short term use DMPA

causes serious, irreversible side effects, such as the
thromboembolic complications associated with oral
contraceptives.

Serious bleeding requiring surgical

intervention is reported to be rare.

Fetal abnormality is

the one potentially serious and irreversible consequence of

DMPA that may occur at any time during DMPA use.

But, as

discussed in relation to question 5, this can be considered a
rare and largely avoidable risk.

Thus, neither the

short term side effects of the drug nor its teratogenic
potential should constitute a reason for not proposing to use
DMPA as a contraceptive, provided that these risks are
communicated clearly to potential users.

They do not

constitute significantly greater problems than are posed by
oral contraceptives.
In contrast, the possibility that DMPA may have serious

irreversible effects that become evident only after its

long-term use or after a period of latency must continue to

pose a problem to the approval of the drug for general
marketing as a contraceptive.

Concerns over DMPA’s

163

carcinogenic potential was why in 1974 questions were raised
about the advisability of approving the supplemental NDA for
use of the drug as a contraceptive.

The questions arose

because an analysis of the data then available from the
initial IND studies indicated increased incidence of

carcinoma of the cervix in women receiving DMPA as a
contraceptive [see pp.

101-108].

While the findings can not

be considered conclusive, since data on appropriate controls
we re not available, they did provide a clear indication for a

need to carry out controlled studies.

Yet no such studies

were undertaken, at least not until recently.

Therefore,

there are no additional data at this time to either confirm

or dispell the suspicions raised by these early observations
that DMPA may be carcinogenic in the human.

In the interim,

the suspicion that DMPA may be carcinogenic has been
reinforced by the findings of neoplasias in DMPA treated dogs
and monkeys, the two species selected to study the long term
effects of the drug.

During the same period of time, data

that could have served to evaluate the significance to the

human of the findings in test animals were not being
collected in any purposeful and systematic manner.

Only

recently have appropriately designed epidemiological studies
been initiated to follow the very large number of women
receiving contraceptive doses of DMPA.

Nor has any

significant new information been added to help resolve the
long-standing controversy whether the dog is, or is not, an

164

appropriate species for studying the influence of

progestogens on the human breast (see pp. 36-54 ) .

This

failure to accumulate relevant, scientifically valid, new
information is unfortunate and frustrating.

If the fear of

carcinogenesis is unfounded, this needs to be established

lest an important addition to the options available for

fertility control be condemned unnecessarily.

If; on the

other hand, such a risk does exist, its magnitude must be

def ined, and the use of the drug limited accordingly.

Data

are also inadequate on the effect of DMPA on bone and on

plasma lipoprotein patterns to provide a basis for deciding

whether the long term use of the drug does or does not
increase the subsequent risk of osteoporosis or
atherosclerosis.

Thus , while the benefits of the drug are

clear, there is insufficient basis for evaluating the risks

associated with its use.
The questions raised concerning the long term risks of
DMPA relate, for the most part, to diseases to which women in
the United States are already at increased risk.

Tn is

applies to carcinoma of the breast and uterus, postmenopausal
osteoporosis and atherosclerosis.

Should DMPA prove to cause

even a relatively small increase in the risk of any one of
these diseases, this would carry a different significance in
the United States than in countries where the background
incidence of these diseases is markedly lower.

Consideration

of the specific circumstances of each country and population

165
of subjects can, we think, effect not only the benefit but

also the risk side of the equation on which the decision
whether or not to use the drug must depend.
Approval of a drug for general marketing implies that
questions raised concerning major side effects and risks
associated with its use have been adequately investigated and
resolved.

In this context, resolution, like the term safety,

does not necessarily mean that the drug has been shown to be
entirely without major undesirable effects, but that these

.side effects have been defined and the frequency of th e i r
occurrence established within reasonable limits by

scientifically acceptable methods.

This information is

needed to enable health care professionals and the subjects
they treat to arrive at an informed decision concerning the
risk vs benefits associated with the use of a drug and to

make an informed choice among drugs.

This is a reasonable

expectation for a drug that has been approved for general

marketing and one that also conforms to the legal
requirements .

Such information is not available for DMPA and

in its absence there is no valid basis for comparing the

risks of DMPA with those of other contraceptives.
The immediate benefits of DMPA as a contraceptive.
combined with the fact that no immediate life-threatening

complications appear to be associated with its use, may make
questions of possible delayed, serious adverse effects of the

drug appear, to some, a theoretical exercise.

We reject this

166

view.

In certain situations the immediate benefits may.

indeed, outweigh any unknown long term risks.

However, the

long term risks need to be defined before a decision can be

made on the level of safety of a contraceptive intended for
use by essentially healthy women, possibly for long periods

of time.
The immediate risks posed by pregnancy, the problems of

unwanted pregnancies and the risks of abortion, are well
documented (testimony of E. Connell

[1]).

The importance for

women of achieving control over their fertility is also
recogn i zed .

These considerations have been rightly stressed

by those involved in the important social task of family
planning .

Additional options for contraception are

unquestionably needed.

But the risks of unwanted pregnancy

and the benefits of DMPA as a contraceptive can not obscure

the fact that the factual information available on DMPA fails
to provide adequate, scientifically valid information on the

major outstanding question of the drug s long term side
effects.

To imply by approval of the drug for general

marketing that such data exist would be misleading.
The fact that the available scientific evidence on DMPA
is, in our opinion, insufficient to warrant its approval as a

contraceptive under conditions of general marketing in the

United States makes the question whether such an approval
would lead to increased use of the drug for unapproved

indications largely irrelevant.

In any case, it would seem

167

that the decision on approval of DMPA as a contraceptive

should r in any case, not be influenced by what consequence a
decision would have on the use of the drug for otherr

unapproved indications.

Physicians in the United States may

and are using DMPA for a variety of unapproved indications
either as part of an approved new drug investigation or as

part of their own practice of medicine.

It is, we

understand , FDA policy not to regulate the physician's

practice of medicine in prescribing approved drugs for
unapproved indications.
Since our analysis leads us to conclude that the data
available are insufficient to warrant approval of DMPA for

general marketing in the United States, the next

consideration is whether the drug should or could be made
available as an approved drug for certain patients with
special needs.

There are, unquestionably, individuals with

special needs for whom using DMPA as a contraceptive may
indeed provide a reasonable and desirable option.

They

include those in need of the degree of protection from
pregnancy offered by chemical contraception but for whom the
use of oral contraceptives is contraindicated for medical

reasons.

Similarly, there may be compelling personal reasons

why DMPA may need to be considered as a contraceptive for
some individuals.

These include subjects who can not rely on

themselves or can not be relied on to take a pill regularly

or need the privacy offered by the drug.

f \

168
Upjohn provides in its final brief a more extensive list
Of 10 categories of patients for whom it considers
the
risk/benefit ratio to be particularly favorable [2].—/

Seven of these 10 categories of indications (#’s 1,
2, 3, 5,
7 and 8) would essentially cover the subjects
we have
identified, and listed above, as having special needs
that
would warrant considering using DMPA as
a contraceptive. Two
of the categories refer to subjects for whom
the use of DMPA
may be indicated for very special reasons and which,
in our
opinion, are not relevant to the
more general issue of the
use of the drug for contraception,
specifically, subjects

with sickle cell anemia (# 4) and those
for whom amenorrhea
would be advantageous (# 10).
In persons with sickle cell anemia,
the indication for
□sing DMPA rests on a study in which DMPA
was found to

improve the hematological status of patients with
th is
disease [3]. Confirmation of these
interesting observations

8/

D
2)
3)
4)
5)
6)
7)
8)
9)

10)

f A

Patients who have medical contraindications to other
highly effective methods and who are unwilling or
unable to terminate pregnancy due to method
failure;
who have a high
1
risk of infection from IUDs;
who have a risk of cardiovascular
----- : problems,
regardless of age and
.2 smoking habits;
who have sickle cell anemia;
who can not tolerate tthe

side effects of estrogens;
who have had repeated failures
------------’ with other methods;
who have had repeated abortions;
who need a rcontraceptive method that
provides a high
degree of privacy;
for whom anovulation would provide relief
dysemenorrhoea and premenstrual syndrome; from
for whom amenorrhea would be advantageous.

169

is needed on a larger number of subjects.

Subjects for whom

amenorrhea would be advantageous presumably refers to those

mentally retarded for whom the drug would be used for hygenic

reasons.

Finally, it is not clear why Upjohn considers that

DMPA would be "uniquely well suited n for women needing relief
from dysmenorrhoea or premenstrual tension, since oral
contraceptives may be equally effective in such cases.
Whether it is desirable and feasible for the FDA to

approve the use of DMPA as a contraceptive for a lim i ted ,
defined population of subjects under controlled conditions,

is a subject on which there was some divergence of opinion

among the three members of the PBI.

Two of us (Drs. Stolley

and Weisz) do not think it desirable that the FDA set
up broad categories of indications for use of DMPA as a

contraceptive since the use of the drug is likely to be
appropriate only for selected patients within each category.

It is, in our opinion, preferable if the indications and the

risk/benefit evaluation are arrived at on an individual
basis, and with informed choice and consent being arrived af
by the physician and the patient or those responsible for

her.

We do not think that indications should be considered

routine.

In those instances in which the physician and his

or her patient should come to the conclusion that DMPA is the

drug of choice for that patient, this option is available
under the practice of medicine without any additional action

on the part of FDA since DMPA is currently approved in the

170

United States for use for other indications.

A minor

inconvenience is that the dose of the injectable formulation
on the market for the approved indication, i.e., for

endometrial cancer. is larger than that needed for
contraception and needs to be adjusted accordingly.
Two of the Board members (Drs. Stolley and Weisz) also
question whether there is, at this time. any effective
mechanism by which FDA can limit the distribution of the drug

to a specific population of subjects or by which information
on subjects receiving the drug as a contraceptive can be

collected in a systematic fashion in the U.S.A.
Dr. Ross, on the other hand, suggests that, if feasible,

approval should be given for use of the drug for two broad
categories of patients, the mentally retarded and drug

addicts (see Dr. Ross' letter, P.

181).

A summary of our Findings of Fact and our Conclusions of
Law follow.

171
REFERENCES

( A

1.

Tr-I (Dr. E. Connell)

2.

The Upjohn Company, Final Brief.
DMB Vol. No. 344 - Tab #515

3.

Ceulaer K, Hayes R, Gruber C, Serjeant GR:
Medroxyprogesterone Acetate and Homozygous sickle-cell
disease. Lancet 2:229-231, July 31, 1982
DMB Vol. No. 282 - Tab #317

May 2 r 1983, P- 3

-4

, Ke^cvH

"TlMt

r

e■

'A
172

(A;-

/7 Oc'^

FINDINGS OF FACT

DATA AVAILABLE ON THE LONG-TERM RISKS OF DMPA ARE
INSUFFICIENT AND INADEQUATE TO PROVIDE A BASIS FOR A
DECISION WHETHER THE BENEFITS OF THE DRUG AS A
CONTRACEPTIVE OUTWEIGH ITS DISADVANTAGES UNDER
CONDITIONS OF GENERAL MARKETING IN THE USA.

I.

There are adequate data to assess the efficacy and
benefits of DMPA as a contraceptive.

There is also

sufficient information on its short term side effects and
risks.

The drug is clearly a highly effective contraceptive

with certain specific advantages, and it does not appear to

pose any immediate irreversible serious side effects.
However , the facts relating to the long term consequences of
the use of the drug are inadequate and insufficient to

provide a basis for risk assessment.

This is a serious

deficiency in light of the specific questions that have been

raised that the drug may have major adverse effects following

its long term use or that may become evident only after a
Most important among these has been the
. . < 9/
concern over the drug’s carcinogenic potential.—'
latent period.

The long term consequences of the use of DMPA on

neoplasias, in particular of the breast.and uterus, as well

2/

Data are also inadequate to establish effect of MPA on
bone and on the profile of plasma lipoproteins,
information needed to evaluate whether the long term use
of the drug will or will not predispose the individual
to osteoporosis or to atherosclerosis. Our Conclusions
of Law do not rely on this finding.

173

as osteoporosis and atherosclerosis are of particular

relevance for any risk/benefit assessment of the drug’s use
in the United States because of the susceptibility of the

population in this country to these diseases.
In the absence of adequate data on the long term

consequences of the drug it is not possible to arrive at any

scientifically defensible conclusion whether or not the
benefits of the drug, when used as a contraceptive, outweigh

its risks for the average healthy individual in the United
States.

It also makes it impossible to compare the

r isk/benefit ratio of DMPA with that of other drugs availablefor contraception.

II.

DATA FROM THE STUDIES OF RHESUS MONKEYS AND BEAGLE
DOGS CAN NOT BE DISMISSED AS IRRELEVANT TO THE HUMAN
WITHOUT CONCLUSIVE EVIDENCE TO THE CONTRARY. SUCH
EVIDENCE IS NOT AVAILABLE AT THIS TIME. THEREFORE,
THE FACT THAT MALIGNANT NEOPLASIAS DEVELOPED IN TWO
SPECIES IN TARGET ORGANS OF SEX STEROIDS MUST BE
CONSIDERED AS AN INDICATION OF A POTENTIAL OF
PROGESTOGENS, INCLUDING DMPA, TO PROMOTE THE
DEVELOPMENT OF MALIGNANCIES IN TARGET ORGANS.

The findings from animal tests implicate DMPA as a

potential promoter of neoplasias because:

D

Chronic administration of DMPA was associated with

the development of malignant neoplasias in two mammalian

species.

2)

steroids.

The neoplasias developed in target organs of sex

174
3)

There is good evidence to support the conclusion

that in both species the malignancies were drug related.

4)

There is no evidence to support the conclusion that

the effect of the drug is to be attributed only to the

administration of excessively high doses and that the effect
of lower doses would differ qualitatively from those of

higher doses.
Therefore t DMPA in these experiments exhibited the

characteristics of a potential carcinogen according to
generally accepted criteria.

Under the circumstances, to

dismiss the findings as irrelevant to the human would require

conclusive experimental evidence of fundamental differences
among the species in the basic mechanisms of action of the

hormone or in the responses of target cells.

no such evidence at hand.

There is as yet

Specifically, there are no data on

the histogenesis of the neoplasias nor on the mechanism of

action of progestogens on the presumed cells of origin of the
neoplasias in the test animals.

Therefore, there is no

evidence to support the claim that the malignancies developed

either in cell types unique to the species or as a result of
a species specific response of target cells to progestogens.

Conversely, data on women who have been exposed for prolonged

periods to the relatively unopposed action of progestogens
are inadequate to warrant the conclusion that their response

to this hormonal state in terms of neoplasias would differ in

175

some fundamental way from the two species of test
animals.

THE DATA ON THE HUMAN ARE INSUFFICIENT AND
INADEQUATE TO EITHER CONFIRM OR REFUTE THE
IMPLICATION OF THE ANIMAL DATA THAT DMPA MAY
INCREASE THE RISK OF CANCER IN WOMEN USING DMPA
AS A CONTRACEPTIVE.

Ill.

The available data on the human can not provide a basis
for concluding whether DMPA, used as a contraceptive, does or

does not influence the incidence of carcinomas in general or
Of the accessory organs of reproduction in particular,
because:

1 )

They fail to provide information on an adequate

number of long term users of DMPA, or on ex-users who have
been followed for a long enough period of time.

There are

only minimal data on subjects that have used DMPA for 5 years

or longer with most of the data reported having been obtained
from women who have used the drug for 2 years or less.

2)

In the majority of the studies there were no

controls followed in parallel with those using DMPA.

In many

studies from developing countries there is not even
information on the background incidence of the diseases being
studied in DMPA users that could serve as a basis for
comparison.

3)

In a number of the retrospective studies there is

reason to question the adequacy of the record keeping on

176

subjects receiving DMPA and. therefore, of the possibility of
retrieving the data subsequently for any valid analysis.

To obtain the direct evidence needed to resolve the
issue would have required purposeful, systematic collection
and recording of data on users of DMPA and appropriate

controls with consideration of the natural history of the
diseases being monitored.

Not until recently have such

studies been initiated.

Until they are completed and full

reports of them available their value as evidence is
-1 imi ted.

IN CASE OF CONTRACEPTIVE FAILURE WITH DMPA, THE
RISK OF A MOTHER GIVING BIRTH TO A MALFORMED
CHILD IS UNLIKELY TO BE MEASURABLY GREATER THAN
THAT POSED BY THE ORAL CONTRACEPTIVES. THE
CHANCE IN EACH CASE CAN BE ESTIMATED TO BE SMALL
ENOUGH NOT TO POSE AN OBSTACLE TO THE USE OF THE
DRUG AS A CONTRACEPTIVE WHEN OTHERWISE INDICATED.

IV.

Data have not been systematically collected on offspring
that have been inadvertently exposed to DMPA in utero.

Conclusions, therefore, can only be based on the body of

epidemiological data obtained on the effects of a variety of
sex steroids, including progestogens , on the developing human

fetus.

In these cases, the drugs had been administered for a

variety of indications and at various times during pregnancy.

This is clearly a less than ideal data base.

Nonetheless it

can provide some general estimate of the magnitude of the

risk.

! \

177
According to these data the risk of various
malformations attributable to protestogens for the various

malformations implicated is low.

The rate of contraceptive

failure with DMPA when used appropriately is also low.

Consequently, the chance of a mother bearing a malformed
child following contraceptive failure can be estimated to be

small.

However, because DMPA is a long acting depot

preparation, the exposure of any susceptible fetus to the
drug is likely to be more prolonged than with oral

contraceptives.

Consequently, tne range of critical and

vulnerable events that may come under the drug’s influence

may also be expected to be greater than with oral

contraceptives.

It should be possible to counter balance

this disadvantage of DMPA oy ensuring that contraceptive

failure is kept at a minimum and taking the necessary steps
to avoid injecting women already pregnant.

As with oral

contraceptives this risk should not, in itself, constitute a

reason for not using the drug if otherwise indicated.
There have been no direct determinations of the

concentrations of MPA in the blood of breast fed infants of
mothers receiving DMPA as a contraceptive nor if the amount

of the drug transferred passed onto the infant is sufficient
to have a biological effect.

This information is needed

before advocating the use of DMPA as a contraceptive to
lactating mothers in the postnatal period and before it is

178
possible to conclude that the drug does not pose any risk of

functional teratogenicity.

179

CONCLUSIONS OF LAW
Accordingly, Upjohn's supplemental new drug application

for Depo-Provera (DMPA) sterile aqueous suspension for
intramuscular injection as a contraceptive agent in humans

does not contain reports of investigation adequate to show
that the drug is safe for use under the conditions
prescribed, recommended or suggested in the labeling as

required by § 505(d)(1), (2) and (4) of the Federal Food,
.Drug , and Cosmetic Act, and the information contained in the
supplemental new drug application, combined with other
information about the drug, does^
not provide sufficient basis

from which FDA can determine that DMPA is safe for general
marketing in the United States.

y/

.1

V
6

I

< 5

180

Dated this

/z^

day of

, 1984.

P —
Judith WeisZf MB BUhir.
Chairperson

2>.

/nj>

Paul D. Stolley? M.D^/^M.P.H.

- 181 The University of Texas
Health Science Center at Houston

MEDICAL SCHOOL
Department of
Obstetrics, Gynecology and
Reproductive Sciences

6431 Fannin, Suite 3.270
Houston, Texas 77030
(713) 792-5360

July 23, 1984

Dr. Judith Weisz
The Pennsylvania State University
College of Medicine
500 University Drive
Hershey, Pennsylvania 17033

Dear Judith:
I am disappointed to inform you that deterioration in my health prevents
my participation in drafting and parsing the final report of the Public Board
of Inquiry. - Since my appointment to the Board in September, 1982, I have
participated in both of the public hearings and in the various meetings we have
held to review the evidence presented at the hearings, As a result, I have
formed an opinion about the quality of the information in the record, which I
wish to summarize briefly, and suggest a it"Bottom Line" for the decision.
The quality of the data submitted in writing and orally is inadequate to
provide a scientifically valid basis to either affirm or deny the long term
safety of the drug for use in human subjects, As I understand the law, approval
of a drug for marketing requires test results scientifically adequate to show
that the drug is safe for use.

While I concur with you and Paul that the data submitted are inadequate to
show that Depo Provera is safe, these also fail to show that the drug is unsafe
for human use. Accordingly, as an alternative to outright disapproval, I would
recommend that the Commissioner consider approval, if practicable, for limited
use in two populations of patients for whom satisfactory alternatives do not
exist. These populations are:
1.
2.

Oliogophrenic (mentally retarded) women and
Women using drugs abusively.

Moreover, such a course of action would make it possible for physicians to
participate with these persons or their agents in reaching decisions about the
use of the drug for contraception.
This course of action would be consistent with the fact that nothing we have
seen or heard established the concept of intolerable risks following use on human
subjects, and allow time for further tests to be performed and results analyzed.
Sincerely,

Griff T. Ross, M.D., Ph.D.
GTR: bmc
•nu.BFjnch • Dimwi o( Continue Eflucitxxi • GrMJuita Sc hod of Bomajoi Satncw • Sena* of »umc hmm • Moocai Schoa • SpMch »no HMnng imtmm • ScW of Muwng . Seftoa of A»*o Hmm Scwncos

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M. *'

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ri X
APPENDIX-!

DMPA USE AND RISK OF BREAST CANCER_:
Reference
Greenspan, A.R.,
Hatcher,R.A., Moore, M.,
et al.
The Association of
Depo-Medroxyprogesterone
Acetate and Breast
Cancer. Contraception
21:563, 1980

DMB Vol. 285 Tab #320

HUMANOATA

Number of Women Studied,
Dose and Duration of DMPA Use

Case-control study of breast cancer in the Grady
Memorial Hospital Family Planning Clinic, Atlanta,
Georgia.
Thirty women with breast cancer, age 55 or younger,
who were enrolled in the Clinic between 1967 and
1979 and 6 controls per case, not known to have
breast cancer, and matched to the case for age
(+2 years), race, and date of visit to the clinic
(±6 mos), had their contraceptive history ascertain­
ed via the medical records in the Clinic.

Findings

1)
Used
DMPA

The mean number of DMPA Injections (150 mg) was
2.8 In cases and 3.3 in controls (i.e., short term
users).

Cases with
Controls
breast
wl thout
Cancer
| breast cancer
(16.7%) |
(17.9%) |
I

I

5

Did not |
use DMPA |

25

L

1
Total

Average parity was 3.3 in cases and 4.6 In controls.
70% were older than 30 years of age

Comments

2) Short latency period.

I
32
|
J_________ I 3) The study did have the
power to detect a RR of
I
I
147
I
|
3-fold or 4-fold (with 80%

J________ I
30

1) Short average exposure
to DMPA.

and 95% chance,
respectively).

179

Matched relative risk estimate = 0.92.
(95% CI:0.33-2.58). Controlling for
parity did not alter this result.
2) For all 5 exposed cases, DMPA
exposure preceded diagnosis of
breast cancer by an average of
4 years (range 2-5 yrs) (i.e.,
short latency).

I
00

NJ

I
Liang, A.P., Greenspan,
A.R., Layde, P.M., et al.
"The Risk of Breast,
Uterine Corpus, and
Ovarian Cancer In
Women using DMPA"
JAMA, 249:3909, 1983
0MB Vol. 283 Tab G-628

5000 Black women attending the Grady Clinic during
1967-1976 were followed up through 1980 for occur­
rence of cancer.

The followup period ranged from 4 years (for women
whose initial Injection was in 1976) to 13 years
(for women whose initial injection was in 1967).
The median length of followup was 9 years. In the
1981 stratified random sample of GMH Clinic attendees,
72% of DMPA users could be contacted. (28% not
contacted).
Duration of Use
< 13 mos.
13- 36 mos.
37- 60 mos.
61-114 mos.

Number_of_Women
2,934
(58.7%)
1.438
(28.7%)
425
( 8.5%)
_206
( 4 1%)
N-5.0U3
(100%)

1) Based on the National Cancer
Institute SEER age-specific
incidence data for Black women
1973-1980, the expected number
of breast cancer cases was
10.07. This compares to 7
cases of breast cancer actually
observed at Grady.
The RR = 0.69 (95% CI: 0.3-1.4)

1) Short average duration of
DMPA use.
2) Incomplete ascertainment
of occurrence of cancer.
Deceased persons obviously
not contacted.
3) Authors state that
■although these data are
not conclusive* they are
reassuring. This study
Indicates that there Is
unlikely to be a strong
association between DMPA
use and breast cancer."

2) 6 out of 9 cases with cancer (7
breast cancer, 1 uterine
corpus, 1 ovary) In this
series of women had only 1
or 2 Injections of DMPA.
Authors suggest it is unlikely that
4) Evidence exists from other
the cancers of these women were
sources of Incomplete
causally linked to DMPA.
Initial recording of data
(See FDA Audit).

J. A
Reference

McDaniel, E.B. and
Pardthalsong, T.
Incidence of Breast
Nodules In Women
Receiving Multiple Doses
of Medroxyprogesterone
Acetate J. Biosoc, Sci.
5:83, 1973
DMB Vol. 170
Tab #66

A

r

Number of Women Studied,
Dose and Duration of DMPA Use

i

-A 1

1

d

Findings

Cross-sectional study of 1527 Thai women:
1) the Incidence of mammary nodules
257 were new patients presenting for contraceptive
was 1.2% In the controls (3 out
of 257 IUD patients or firstservices (l.e. controls).
1270 already received 1 to 25 consecutive 3-month
timers OCS or DMPA) vs. 0.8% in
DMPA (150 mg) together with monthly oral DES supple­
DMPA users (8 out of 1270).
ment .
2) on re-examination of 6 of the 8
women, 3 had definite breast
Number of Homen
masses (1 galactocele; 1 scar
Duration of DMPA Use:
503 (39.6%)
tissue from old breast abscess;
1- 4 consecutive Injections (1 yr.)
417 (32.8%)
1 large mammary dysplasia with
5- 9 consecutive injections (2 yrs.)
315 (24.8%)
chronic inflammation).
17-20 consecut ive 1njec t i ons (5 yrs.)
35 ( 2.7%)
21-25 consecut i ve inject ions (6 yrs.)
N=127O
100%
3) Authors noted that in over 6
years of experience with DMPA
and estrogen supplement In
13,418 patients (with 18,890
women yrs. of use and 74,086
injections), the formation of
breast nodules has never been
a patient complaint.

Comments
1) No Information on how
controls on IUD
compare with the DMPA
users on risk factors such
as, age, parity, previous
oral contraceptive use.
2) A latency period of a
maximum of 6 years may not
be sufficiently long for a
breast tumor to develope.

3) The use of estrogen
supplement (DES) Is a
confounder.
4) No nodules In the breast were
observed In a series of
13,418 women.

5) If the Incidence of breast
cancer is low in Thai women,
these data may not be
relevant to U.S. women in
whom the Incidence of breast
cancer is much higher. There
are marked international
variations in the rates of
cancer,
e.g. the age-standardized
Incidence rate for breast
cancer is:
19.4/100,000 Chinese women
in Singapore.
17.6/100,000 Malayan women
in Singapore.
25.5/100,000 Indian women
in Singapore,

n-

76.1/100,000 white women
in U.S.
56.5/100,000 black women
in U.S.
44.0/100,000 Chinese women
in U.S.
(based on Waterhouse J,
Muir C, Correa P. et al.
Eds. Cancer Incidence in 5
Continents, Leon, IARC, 1976)

.1

6) Sampling bias because
patients too 111 to travel
to the city or who had died,
did not have an equal chance
of being sampled.

I
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I

APPENDIX 1

DMPA USE AND RISK OF BREAST CANCER:
Referenc e

Ory, H.W., Rubin, G.,
Jones, V., et al.
"Mortality among young
black contraceptive
users" 1982.
(unpubli shed)
DM8 Vol. 283
TAB #190C G-629

Number of Women Studied,
Dose and Duration of DMPA Use

Comparison of mortality rates in black women using
one of four contraceptive methods (OCS, DMPA, IUD,
Barrier).

Death certificates for 218 women whose names,
addresses and birthdates matched the Grady family
planning records were analyzed for cause of death,
(ages 10-44 yrs. old).
Person-months of observation were computed from
the date of first visit to the family planning
clinic to the date of death or to Dec. 1977 (which
ever came f irst).

HUMANL_DAlTA

Findings

Comments

1) The rates of death per 10,000
years of follow up from all
causes among the 4 groups were:
12, 30, 30, 0 for users of IUDs,
OCs, DMPA and barrier methods,
respect ively.

1) Misclassification bias
because women were
considered users on only
1 method of contraception,
the one chosen at the first
clinic visit. If switched
to other contraceptive,
women were still counted in
original grouping.

2) The cause specific death-rates
show a risk of death from cancer
for 0C users 3 times higher than
the risk for ever use of IUD or
DMPA.

2) No information on former
contraceptive use, before
attending the clinic.

On average, women were followed up for 8.2 years.

3) No information on duration
of contraceptive use.

Person-years of contraceptive use were computed from
the date of first clinic visit to the date of last
visit for that method + 6 months (ignoring switching
between methods).

4) Type of cancer not
spec i fled.

All rates were age-standardized because of different
age distributions in the 4 groups.

5) The computerized name­
matching system may not have
Identified the total number
of deaths.

I

Total Number
Cause of Death
1 1
Cancer
Circulatory
51
134
Total Medicine
84
Accident & Violence
All Deaths
218

.1

Death rate/10,000 women per yr.
Use Ever of___________
DMPA
Barrier
IUD Ever
PC
0.0
0.3
0.3
1 .1
1 .4
2.0
2.5
2.1
6.7
4.5
5.3
5.4
2.9
3.1
2.9
3.5
7.6
9.6
8.1
8.9

co
4^

I

r
APPENDIX 1

DMPA USE AND RISK OF BREAST CANCER:

Reference
Pena-Delgado, J.,
Aleman-Herrera, M., and
Baez-Reyes, A. Long term
Use of Medroxyprogesterone
Acetate in Contraception
Sem, Med. Mex.
98:331, 1981
DMB Vol. 221 :95)

Number of Women Studied,
Dose and Duration of DMPA Use
Study of IX random sample (N-1025 cases) out of
71.188 new clients who chose DMPA (150 mg) and who
used the method continuously for 3 to 8 1/2 years.

Duration of DMPA Use
< 12 doses
13-24 doses
25-36 doses
37-38 doses

Number of Women
(8.3X)
85
(72X)
738
199
(19.4X)
LO.JX}
3
(100%)
N=1025

HUMAN DATA

F Hid i ngs
1) "No sign of any greater
tendency to occurrence of
benign breast nodules or
mammary cancer under DMPA"
(compared to what??)
2) 6 out of 1025 had mammary
nodules with 5 breast
biopsies negative. No
information on the sixth.
3) "In all 6 cases, it was not
possible to verify that the
presence of nodules was due
to use of the drug."

Comments

1) Basically, a follow-up study
of long-term users of DMPA
without controls.
2) No information on previous
contraceptive use, parity,
etc .

3) No Information on background
incidence of breast cancer
in this population of
Mexican women.

4) In some Instances, manrnary
tension was decreased by
the medication.

I

Rail, H.J.S.,
Van Niererk,W.A., et al.,
Comparative Contraceptive
Experience with ThreeMonth and Six Month
Medroxyprogesterone
Acetate Regimens
J. Reprod. Med.
18:55, 1977

Cross-sectional study of 19,875 women (migratory,
1ow-to-middle socioeconomic population) in South
Africa, treated in 2 hospitals between 1970-1975
with 150 mg/3 mos or 450 mg/6 mos DMPA.
Duration of DMPA Use
< 13 mos.
13-36 mos.

> 37.mos.

DMB Vol. 161A

Number of Users
13,922
(/0.0X)
(28.8%)
5.715
238
L_L2%1
(100X)
N-19,8/5

1) No mammary tumors were diag­
nosed in the 3-month or
6-month DMPA groups.
(i.e., 0 out of 19875 women
seen over 5 years )

1) Complete ascertainment of
mammary tumors is
questionable in this
migratory population.
2) No information available
on the incidence rate of
mammary tumors in a
comparison group in South
Africa.
3) Short-term use and short
follow-up.

.1

co
CH

I

APPENDIX 1
DMPA USE AND RISK OF BREAST CANCER:
Reference
Schwallie, P.C.
Experience with DepoProvera as a Injectable
Contraceptive
J Reprod Med.
13:113, 1974

Number of Women Studied,
Dose and Duration of DMPA Use

Pooled data from 11,500 women worldwide (all ages,
all dose-regimen, U.S. and non-U.S., black and
white) who were treated with OMPA during 1963-1973.

H^MAN_DAT_A

1) 14 women among the 11,500
studied either developed
mammary nodules or had an
enlargement of previously
existing nodules.
8 of the 14 received
2
received
2
received
1
rece ived
1
rece1ved

DMB Vol. 135A pp. 58-62

Comments

Findings

150 mg DMPA

250 mg
300 mg
400 mg
500 mg

Their age range was 20-45,
para 1-7, and number of
Injections 1-24.

and See Also

1) No control data available
and therefore cannot estimate degree of excess
risk posed by DMPA. Note:
heterogeneity of subjects
from different countries
with different breast cancer
incidence.
2) No adjustment for
confounding risk factors
(e.g., parity, obesity,
etc.)

2) 3 of the 14 had also received
estrogen supplements.

Schwal11e P.C., and
Mohberg N.R.
Medroxyprogesterone
Acetate: an injectable
contracept1ve

Review of same data on women as in the above.

1) 24 women either developed
mammary nodules or had an
enlargement of preexistent
nodules.
2) 5 of the 24 had care inoma,
but 3 of these received also
concomitant estrogen therapy.

Adv. Planned Parenthood
12:35, 1977
DMB Vol. 161A G-513

.1

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co
cn
I

f

APPENDIX 1

DMPAJJSL-AND RI SK _OF_ BRF ASJ_CANC£R:

Reference

Zanartu, J., Onetto E.,
Medina, E., Dabancens A.
Mammary Glands Nodules in
Women Under Continuous
Exposure to Progestagens
Contraception
7:203, 1973

DMB 93A pp. 635-644

Number of Women Studied,
Dose and Duration of DMPA_Use

Prospective study of the mammary gland in 2418 women
using DMPA (250, 300, 500 mg/3 mos. or 1000 mg/6 mos.)
and 932 women using chlormadinonp acetate (CA) in
Chile. Women were given estrogen supplement in cases
of amenorrhea
Duratlon of DMPA Use
< 13 mos.
13 -36 mos.
37 60 mos.
61-84 mos. (5-7 yrs.)

OMPA_Usej^s
491 (20.3X)
6/1 (2/.8%)
923 (38.2%)
_333 (13,8%)
N-2418
100%

HUMAN DATA
F i nd Ings

Comments

1) the incidence of breast nodules
was 10 out of 3350 women treated
with DMPA or CA between 1965 and
1971. (i.e. 3 per 1000)

1) An adequate control group of
similar age and parity,
never exposed to
progestagens is not
available for comparison.

2) Of the 10 cases with mammary
nodules,
2 received 150 mg. DMPA,
6 received 250 mg OMPA,
1 received 1000 mg. DMPA,
1 got CA.

2) Use of estrogen is a
confounder as is the high
number of pregnancies in
these women.

3) 7 of the 10 received also
cyrlic estrogen during 1
month to 3 years.

4) 2 cases of these 10, (the
250 and 1000 mg. OMPA)
were mammary care inomas.
2 was chronic mastitis
1 fibroadenoma and
5 adenosis.
5) All 10 cases with nodules
were long-term users of DMPA
or CA (46 to 12 months); the 2
carcinomas occurred in users
for 60 and 66 months.

6) These 10 cases ranged in age
from 23 to 37 years old, and
had 1 to 15 pregnancies.

,1

3) The follow up study
comprised breast examination
twice a year. It is not
clear If, and how, women who
stopped using the drug were
examined if they didn't
return to the clinic.x i.e.,
question of complete
followup and ascertainment.

I
co

I

1

APPENDIX 1

DMPA_USE AND RISK OF 8REAST_CANCER:
Reference
Zarfas, D.E., Fyfe, I.,
Gorodzinky, I., The
Utilization of Depo
Provera in the Ontario
GovernmentFac11ities for
the Mentally Retarded:
A Pilot Project,
1981. (unpublished)
DMB Vol. No. 203 G-550

Number of Women Studied,
Dose and Dura t i on_ of DMPA Use

Questionnaires were completed by the staff of 9
facilities for the mentally retarded on all 533
woman for whom DMPA had been prescribed.

HUMAN DATA

Lj Dd in-gs

Consents

(1) Of 533 females who received
DMPA. 21 had died.

1) The information based
entirely on reports from the
staff of the facilities for
the mentally retarded; no
independent verification of
the data attempted by the
authors.

(2) Of the 21 deaths, 3 died of
breast cancer.

Duration of DMPA Use

No. Women

< 3 yrs.
3-5 yrs.
> 5 yrs.
Unknown Duration
Tota 1

218 (41%)
67 (13%)
208 (39%)
40 ( 8%)
N-533

(3) Information on all deaths of
female residents in those
facilities since 1965 for
ages 15 and over produced an
additional cohort of 342, 3
of which were due to breast
L§.nc e£.
Breast Cancer Mortality
in DMPA
in DMPA
Nonusers
Users
3/342
3/21

(ages 32,33,40)

(ages 53,66,77)

2) Duplication of cases may
have occurred since most
Centers use case numbers
rather than names to
identify individual
questionnaires, and record
linkage between Centers was
impossible.
3) No adjustment made for^
confounders such as
nulliparity, use of other
drugs, etc., which may
increase risk of breast
cancer in this group.

4) Complete ascertainment of
breast cancer questionable
because post-mortem
examination of breasts is
not required unless there is
apriori evidence of breast
cancer. Therefore, some
cases may have been missed.
5) NOTE the younger ages at
which breast cancer occurred
among the DMPA users!

.1

I
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APPENDIX 1

DMPA USE AND RISK OF BREAST CANCER■
Reference

Spellacy, W.N., Buhl,
e W.C.,
Birk, S.A., Stimulated
Plasma Prolactin Levels
in Women Using
Medroxyprogesterone
Acetate or an
Intrauterine Device
for Contraception
Fertil. Steril.
26:970, 1975

Number of Women Studied,
Dose and Duration of DMPA Use
Study of plasma prolactin levels in women using DMPA.

12 women who had been receiving MPA (150 mg.) for
4-5 years were compared to 9 women who had been
using an IUD for
1 year) and none of these women
was taking other drugs.
MPA women were older than the IUD women
(mean age: 33.3 yrs. vs. 26.4 yrs.)

MPA women has a higher parity (mean:

4.5 vs. 1.5).

IWMAN-DATA
Findings

Comments

1) Although less prolactin was
relpased after the
chlorpromazine stimulation
in the MPA group, the
differences were not signifi­
cant .

1) Authors* conclusion was that
since breast neoplasia may
be related to chronically
elevated prolactin levels,
these data are reassuring.
But, relationship of
prolactin to breast cancer
in humans, unlike in the
rodent, is not known.

2) There was no significant
difference also in basal blood
prolactin concentrations be­
tween the two groups.

Blood samples were drawn before and after
chlorpromazine stimulation.

9
Zanartu, J., Aguilera,
E., et al.. Effect of LongActing Contraceptive
Progestogen on Lactation
Obstet. Gynecol.
47:174,1976

0MB Vol. »

Prospective study on the duration of lactation in 406
mothers injected postpartum for contraception with
DMPA (150 mg./3 mos. or P5O-3OO mg./6 mos.) compared
with 173 nontreated controls.
The follow up period was 18 months.
Average age and parity reported to be comparable in
both groups.

.1

1) no pathologic breast conditions
were observed in mothers during
the study.

1) Only 1 or 2 injections,
1.e. short-term use.
2) The objective of the study
was to examine effect on
lactation. The observation
on breast pathology was
Incidental.

I

o
vx
I

e

I

appendix.2

REFERENCE

STUDY DESIGN

HNOINGS

COMMENTS

Cervantes, A., Azcona,
Bribiesca. Aguirre, Velasco.
"Effect of
Medroxyprogesterone
acetate on human
endometrium after
five or more years
of use as a contra­
ceptive," 1982
(unpubli shed)
DMB Vol. 213 Tab #U-20(a)

Phase I of the study
involved histophatological
examination of biopsies
taken from 76 women who
used DMPA (150 mg) for >5 years.
(40 active pat ients
and 36 who discontinued use).

The histophatology findings:

1) Question concerning
confirmation of
histopathology (for detailed
discussion see text).

see also Upjohn’s response
to questions on this study
April 15, 1983. pp. 2-4
DMB Vol. 343 Tab #506

1)

No anaplasia was found
in any of 40 active patients:

g^simple hyperplasia"
21 "slight to severe
atrophy of endometrium"
4 "normal secretory or
proliferative endometrium"

Phase II of the study
involved the examination of
all death certificates of
women above 20 years of age
between 1967-1978 in Coahuila,
Mexico, to identify the
cause of death, and then
inquire from relatives or
last attending physician
about prior contraceptive use.

2)

Among the 36 inactive patients
(on average discontinued use
for more than 1 1/2 years):
17 "normal active endometrium"
11 "simple hyperplasia"
8-"slight to severe atrophy
of endometrium"

The epidemiological findings:
1) 12,356 total deaths in the
12-year period 1967-1978.
Of these. 172 women died of
genital cancer during this
period:
146-cervical cancer
12-ovarian cancer
6-endometrla 1 cancer
8-und iagnosed
2) The history of contraceptive
use in these women was:

.1

6-cases of endometrial cancer
who never used any kind of
steroid contraceptives.
12-cases of ovarian cancer
who never used any kind of
steroid contraceptives.
6-of 146 cases of cervical
cancer used combine_d oral
contracept1ves at one time
during 11fetime.

2) Possibility of difference in
coding cause of death.
3) Ascertainment of drug use
questionable. Interview
with next-of-kin about
contraceptive use may cause
mis-classification.

4) No information on background
incidence of either breast or
endometrial cancer in
comparable Mexican population.
Note high degree of
international variations in
Incidence rates of cancer.
e.g., the age-standarized
incidence rate of cancer of
the corpus uteri for Spanish
women 1s:
9.5/100,000 in El Paso
8.4/100,000 in New Mexico
6.1/100,000 in Puerto Rico

The incidence rate for white
women is:
33.3/100,000 in Alameda, CA
20.1/100,000 in Detroit
For black women, the rate is
13.6/100.000 in Alameda. CA
10.5/100,000 in Detroit

(Based on Waterhouse and Muir,
1976).

|
o

I

• •••

. *

1

APPENDIX 2
THE ASSOCIATIOfLBETWEEN_P”!A_ySL_LMQ
0EVEL0PMENT OE ENDOMETRIAL CANCER

STUDY DESIGN

FINDINGS

COMMENTS

REFERENCE

Greenspan, A.R.
Chap. 8: "The endo­
metrium and DMPA,"
in The Grady
Experience, 1978
(unpublished)

832 current users of DMPA at
the Grady Clinic were asked
to respond to the question:
"If you have used the shot
before, have you had a D&C
since you started using it?"
34 replied "yes."

1) No patients were found to have
had cancer based on the
pathology reports.

1)

Serious misclassification
problems (e.g. only 19%
agreement between medical
record and patient report).

2)

Serious problems of
ascertainment, since only
the charts of those who
responded "yes" were
reviewed while among those
responding "no" there may
have actually been some
DiCs.

0MB Vol. 221 and
DMB Vol. 279 Tab 295

Out of 34 responders, the medical
charts of 26 were reviewed for a
history of D8tC or endometrial
biopsy done anytime after
having at least 1 DMPA
injection.

21 of the 26 patients
answering "yes" didn't have
history of D&C or endometrial
biopsy. Patients misin­
terpreted question or did not
know what D&C meant.

Pitts, H.,
Endometrial biopsy series, 1979
(cited in above)

(1) 6 had inadequate
endometrial tissue for
biopsy;
2 had evidence
of atrophic endometrium

Examination of endometrial
biopsies from 8 patients
who had used DMPA for > 3 years.

(2) These results suggest
hypo rather than hyper­
plastic changes in the
endometrium following
long-term administration
of DMPA

.1

1) Study of consequences of
DMPA on endometrial
histology, not of incidence
of endometrial cancer.

A,

I

APPENDIX.?

THE ASSOCIATION BETWEEN DMPA USE_AND
DEVELOPMENT OF ENDOMETRIAL CANCER
REFERENCE

STUDY DESIGN

hndings

COMMENTS

Williams, 0.
The endometrium after prolonged
use of DMPA, 1975.
(cited in above)

The names of all women
having hysterectomies at
Grady Memorial Hospital
between 1967 and 1974 were
obtained and their drug
histories were reviewed.

1) 7 women (out of how many?)
who had hysterectomy
were found to have a
history of DMPA use
of 1 year or longer.

1)

Study uninterpretable.

2)

No information provided on
the size of the denominator
in the study.

2) duration of DMPA use
by these patients was
19 39 months; mean
duration of use was
25 months.

3)

Cervical dyplasia is not a
usual indication for DMPA
use.

4)

Uncertainty about reason
for administration of DMPA
in these women suggests
serious problems in record
keeping.

3) 6 of the 7 patients had
received DMPA at 60 or
fewer days prior to
surgery; 1 patient had
received DMPA 120 days
prior to surgery.

©

4) No cases of endometrial
cancer were found in
this group. Author states
that these patients had
cervical dysplasia and DMPA
may have been used as
palliative treatment.

.1

I

I

APPENDIX 2

THE ASSOCIATION BETWEEN DMPA_USE AND
DEVELOPMENT OF ENDOMETRIAL CANCER
REFERENCE

STUDY DESIGN

FINDINGS

COMMENTS

Stamm, H., deGrandi, P.
Adenocarcinoma of the
Endometrium Following
Treatment with
Medroxyprogesterone
For Contraception
Rev. Med. Suisse Romande
101:913, 1981

Case report of endometrial
cancer In a 44-year-old
woman after use of DMPA
(150 mg) for 2-1/2 years.

1) Stage I endometrial carcinoma
diagnosed In 1980 and a
hysterectomy performed.

1) Endometrial cancer diagnosed
while on DMPA.

DMB Vol. 234 Tab #1

Behary, C.M., Dollberg, L.,
Czernobllsky, B.
Endolymphatic Stromal Myosts
In Two Patients on Progestagen
Therapy Contraception
13:1-6, 1976

DMB Vol. #

Patient history:
- father who died from
cancer of the esophagus
- patient smoked 1 pack of
cigarettes dally
- had menarche at age 14,
2 pregnancies
- at age 38 (1975) started
oral contraceptive use
for 2 months
- then IUD use for 2 years
- In 1978 started DMPA use
- severe bleeding appeared
In 1980.

I

(1) The authors speculate that
growth of these lesions was
stimulated by the progestagen
therapy.

Case report of 2 women, in
Israel, who were found to
Shave massive endolymphatic
stromal myosis after
receiving DMPA (50 mg and
ethinyl estradiol) for > 1
year and for > 8 years,
respectively.
Case 1:

20 year-old, unmarried,
given progestagen for
severe menorrhagia and
dysmenorrhagla.

Case 2:

44 year-old, 2 pregnancies,
suffering from menometrorrhagla for 8 years
while receiving Metrulen
(ethynodlol diacetate and
mesteranol).

.1

l

e

rtHrt

. 2

I

THE ASSOCIATION BETWEEN_DMPA.USE AND
DEVELOPMENT OF ENDOMETR_IAL CANC£R

REFERENCE

STUDY DESIGN

FINDINGS

COMMENTS

McDaniel,E.B., Potts, M.
International forum update:
depot medroxyprogesterone
acetate and endometrial
cancer.
Inti. J. Gynecol. Obstet.
17:297, 1979

Retrospective survey of all
hospital admissions for
proven endometrial cancer
in two Thai provinces where
DMPA (150 mg or 450 mg/4 mo.)
has been widely used since
1965.

1) Total number with discharge
diagnosis of endometrial
cancer, 1974-1978, in seven
hospitals in the two
provinces with over four
million population....^ 49

1) Numbers dwindled fast from
49 to 9.

2) Total number with confirmed
pathology of endometrial
cancer..... ..... = 39
27 proven diagnosis
12 presumptive diagnosis

3) Ascertainment of drug use
questionable.

DMB Vol. 222

2) Assumes that all cases of
endometrial cancer reach
the hospital.

4) Incidence of endometrial
cancer in this population
is not known.

3) Of 27 with proven diagnosis,
only 16 came from the two
provinces where DMPA was
widely in use
(27-16=9 were not followed
up because assumed to be
nonusers of DMPA.)
4) Of the 16 assumed to have
had an opportunity to be
exposed to DMPA, another 7
were not followed up
because:
- 4 were assumed too old
(>50 years) to have
used contraceptives
- 1 had never married or
borne children, so
assumed not to have used
DMPA.
- 1 gave false address and
could not be located
- 1 had changed address and
moved too far.

ie

.1

5) Of the 9 successful follow­
ups :
- 4 were alive
- 5 were deceased
and the Information on drug
use was obtained either by
mail, or by personal inter­
views, either with the patient
or with family members.
(Why could not the clinic
records be checked for
verification??)

6) None of the 9 contacted cases
reoorted use of DMPA ever.

i
J:

i

(

• ••••

•••••

APPENDIX 3

The Association between DMPA Use and Risk of Cervical Carcinoma 1n-S1tu

*

Reference

Oabances, A.,Prado, R.,
Larragulbel, R., Zanartu, J.
Intraepithelial cervical
neoplasia in women using
intrauterine devices and
long-acting Injectable
progestogens as contraceptives.

£

Number Women Studied
and Follow-up Period

Findings

1) The group of women receiving
the injectable contraception
had a higher prevalence rate
of preclinlcal cervical
neoplasia at baseline as
compared with women using IUDs
The follow-up period was (1965-1971),
(13.1/1000 vs. 7.3/1000 in the
with women regularly evaluated
two groups, respectively).
for cervical neoplastic changes.

A controlled prospective study of
2684 women receiving either DMPA
or chlormadinone acetate, and of
2409 women given IUDs, in Chile.

Am. J. Obstet. Gynecol.
119:1052, 1974

2) The Incidence rate (i.e. new
cases) of preclinlcal cervical
neoplasia were not different In
the two groups after 4 years of
followup. (1.26/1000 women-years
with 95% CI: 0.4-2.06 in the
OMPA/CA group vs. 1.82/1000
women-years with 95% CI: 04-3.33
in the IUD group).

0MB Vol. #

3

1) The only study with relatively long
follow-up of women receiving DMPA
(4 years of prospective observations
on these women).

2) The study Includes a relatively larg<
number of long-term users of DMPA.
(1428 women were taking DMPA or CA f<
3 years or longer. Of these, 443
women were taking Injections for 5
years or longer).
3) Authors concluded that no significant
difference seen In the risk of
developing cervical carcinoma betweer
the two cohorts of women taking DMPA
or IUD.
i

Ide P, Wljnants P, Bonte J:
Cytological observations of
cervlco-vaglnal smears on
hormone contraception.
Revue Cytologic Clinique
5:105, 1972

DMB Vol. 244 Tab #219

Microscopic and cytologic examina­
tion of the cervix In Belgian
women participating in a program
for early cancer detection.
482 women were using continuous
progesterone contraception
(duration unspecified), 2,349
progesterone contraception, and
2,134 randomly chosen controls,
matched on age and parity.

©

■©

Comments

.1

(1) 34% of the controls had cervical
abnormalities (Pap I and II
smears), compared to 47% in the
continuous progesterone group,
and 60% In the combined
estrogen progesterone group,
based on clinical pathology.

1)

Lacking details on duration of use <
contraception In the respective
groups.

2)

Demographic Information on the
controls not provided.

3)

Authors attribute pathology only to
effect of estrogens.

4)

It is difficult to deduce either
the study design or findings from
this report.

• •••

1

APPENIDX 3
The Association between DMPA Use and Risk of Cervical Carcinoma In-Situ

Reference

e

Litt 80., FOA Statistical Review
of CareInoma-in-Situ Among
Contraceptive Users of OepoProvera.
June 17. 1974
DMB Vol. G-161

Number Women Studied
and Fol low-up Period

A re-analysis of the Upjohn data
for 127 U.S. women with a Grade HI
Pap smear.

FDA Vol. 116A

1,123 women In a hospital In
Galveston, Texas given DMPA
(150 mg) for contraception,
together with estrogen supplement.

Cervical cytology was done on
1,107 patients.

Duration of use

No. of Women

< 12 months
13-36 months
37-54 months
> 54 months

756 (67.3%)
300 (26.7%)
66 ( 5.9%)
1

tota I

N-l,123

100.0%

Hospital population Is approximately
80% Black; older age-group; higher
parity; lower socio-economic status
group with a higher than usual­
incidence of cervical malignancy.
.1

©

Comments

1) 11 (of 127 women with Grade III
Pap smear) had carelnoma-1n~S1tu.
Specifically, the 11 cases of
carcinoma in situ reported by
Powell and Seymour.

1) Source of denominator is ambiguous.

2) Comparison of rates for cervical
cancer In Depo Provers users with
those of the third National Cancer
Survey showed for DMPA users a
rate 4.9 times higher than the
general population In white women,
and 3.1 times higher In non-wh1te
women.

e
Powell, L.C. and Seymour, R.J.
Effects of DepoMedroxyprogesterone Acetate
as a Contraceptive Agent.
Am. J. Obstet. Gynecol.
110:36, 1971

Findings

1) 23 (out of 1107) had suspicious
and positive smears.
(Abnormal cytology rate of
21/1,000 patients In DMPA group).

This compared to an abnormal
cytology rate of 12/1,000 patients
with repeat smears over 3 years
in general population In this
hosplta1.
2) In 82 patients who had the
cervix evaluated histologically:

Histopathology

No. women

58
no malignancy
11 (13.4%)
dysplasia
11 (13.4%)
carcinoma In-sltu
0
Invasive carcinoma
other pelvic malignancy 0
_2
Unknown

Total

82

3) Authors observed that the rate
of carcinoma In-sltu In the DMPA
group (9.8/1,000) was twice as
high as the' f^ate occurring In
previously screened patients In
past 3 years In their hospital
(5.02/1.000).

2) The effect of detection in a1 screened
population may account for the
apparent tripling of rate in the
treatment group compared to that
reported by the 3NCS which draws from
the general population.

3) Illustrates the difficulties of
attempting to derive epidemiological
Information from a study that was not
designed as an epidemiological study
In the first place.

i)

Observations made In course of a
study carried out under an IND.
primarily to establish efficacy and
side effects. No controls Included
In the protocol.

2)

Confounders for risk of cervical
cancer not controlled for (e.g. age,
parity, sexual activity).

3)

The detection rate of cervical
cancer In a screened population may
be expected to be higher than that
In the general population, l.e.
close surveillance under an IND.

v
c

L0

, 3

i

APPENDIX 3

The Association between DMPA Use and Risk of Cervical Carcinoma In-Sltu

Reference
Schwallle PC. Experience with DepoProvera as an Injectable
Contracept1ve
J. Reprod. Med.
13:113, 1974
DMB Vol. 135A pp. 58-62

Number Women Studied
and Follow-up Period

Pooled data from U.S. and non-U.S.
studies on DMPA.

11,500 women treated with various
dosage regimens during 1963-1973.

and Upjohn Responses to the PBI
Questions 1982; p. 81
DMB Vol. 244 Tab #219

.1

Findings

Comments

1) 35 patients (out of 11,500)
diagnosed cervical carcinoma
in-situ.
(Papanicolaou smears were done
at 6 month to yearly Intervals
on all pat ients).

1) Information on dose and duration not
avaIlable.

2) Upjohn Report to the PBI,
referring to Schwallle's data,
adds that on further analysis
it was shown that 33 cases were
diagnosed among 6,378 U.S.
women studied for a total of
8504 woman-years.
(does it mean that only 2 cases
were observed In 5122 subjects
from other countries?)

3) Race - specific rates not provided.

?) “
No3 controls and no Information on
background incidence for the different
populations.

4) International variation In the rates
of cancer not controlled for.
(e.g., age-standardized Incidence
rates for cervix uteri are:
27.5/100,000 In Brazil,
62.8/100,000 In Colombia, /
25.5/100,000 in Puerto Rico,
16.2/100,000 In Osaka, Japan
compared to:
14.0/100,000 for White females
32.1/100,000 for Black females
in Detroit.
(based on Waterhouse and Muir, 1976).

I

I

I

APPENDIX 4
REVIEW OF TERATOGENICITY ASSOCIATED WITH DMPA EXPOSURE.:

Reference

3

Andrew, F.D. and Staples, R.E.
Prenatal toxicity of
medroxyprogesterone acetate
in rabbits, rats, and mice.
Teratology
15:25, 1976.

ANIMAL STUDIES

Study Design

Post-implantation study:
MPA given daily for 3, 6 or 9 consecutive days during gestation days
7-15 to mice and rabbits and to rats on days 8-16.
(at least 6 animals were included in each group).
Glucocorticoids cause cleft palate In rabbits.

FDA Vol. 302
Tab - 01

Cbang, M.C.
Effect of medroxyprogesterone
acetate and estrogen on the
development of the early
rabbit embryos.

Findings

1) Malformations attributable to MPA did not
occur in fetuses of mice or rats exposed to
the largest dosage tested.
2) But 1. 3 or 10 mg/kg on days 13-15 to rabbits
resulted in 6, 28, and 42% cleft palate,
respectively in each dose. Comparable cleft
palate frequencies were not seen in untreated
control fetuses.
3) A significant dose-related Increase In fetal
mortality occurred In rabbits given MPA at
all periods tested, but not in mice or rats.

Injection of high dose OMPA given to artificially inseminated
mature female rabbits on Day 1. Al I 6 rabbits (with MPA treatment
before or after insemination) were examined on Day 11.

1) The Injection of MPA on Day 1, 4, or 5 had no
effect on the development of early rabbit
embryos.

Contraception.
10:405, 1974.

c

Vol. 239(A)
Tab - Al 5

e

e

Eibs, H.G., Splelmann, H.
Hagele, M.
Teratogenic effects of
cyproterone acetate and
medroxyprogesterone treatment
during the pre - and
postImplantation period of
mouse embryos. I.

Pregnant mice treated with a single Injection of MPA on Day 2 of
pregnancy, or days 1-12 of gestation.

1) 1st experiment: MPA treatment on day 2 was
followed by sporadic Increases In dead and
resorbed fetuses, a decrease in fetal weight,
an increase in the rates of cleft palate and
malformed or abnormally developed fetuses.
2) None of these effects, however, were dose
dependent.
3) 22nd■ experiment: MPA treatment on one day
between 1-12 days revealed a high rate of
respiratory and urinary tract abnormalities
only on day 9.

Teratology,
25:27, 1982.

FDA Vol. 247
Tab - G598

4) Cleft palate was significantly more frequent
In all treated groups, though days of peak
sensitivity were not detected.

e
.i

5) All these effects were observed at massive
doses, i.e. the lowest dose in this study is
2 times the human dose.

6) It differs from the Andrew Study above In
strain of mice studied, time of Injections In
relation to implantation and dose level.

3
APPENDIXJ.

REVIEW OF TERATOGENICITY ASSOCIATED WITH DMPA__W0^^-:
Reference

Kimmel, G.L., Hartwell, B.S.,
Andrew, F.D.
A potential mechanism in
medroxyprogesterone acetate
teratogenes is.

ANIMAL STUDIES

Findings

Study Design

Female rats and rabbits studied to show a distinct species difference
in the binding of MPA to gluco-corticoid receptor.

1) Conclude that MPA may be teratogenic in
rabbits by binding with specific
glucocorticoid receptors.

Teratology,
19:171, 1979.

FDA Vol. 302

Tab - D25
Revesz, C., Chappel, L. I.,
Gaudry, R.

Masculinization of female
fetuses in the rat by
progestational compounds
(abstract)

Rats treated with MPA during 15th - 20th days of pregnancy.
4 received daily dose of 0.25 mg.
4 - 1 mg daily.
5 - 2 mg daily.
4 - 2.5 mg daily.
3 - 5 mg daily.
(small numbers of animals per treatment group).

Endocrinology
66:140, 1960.

FDA Vol. 239(B)
TAB - A67

Satayasthit, N., et al.
The effect of
medroxyprogesterone acetate,
administered to the lactating
ration the subsequent growth,
maturation, and reproductive
function of the litter.

e

28 control and 32 experimental female rats plus 19 control and 19
experimental male ra_ts. The experimental animals were produced
by rats given 5 mg. MPA/g body weight On Day 3 after parturition
(1 e study the effect on lactating young rats.)

2) MasculinizatIon of female fetuses In the rat
was observed.
There were 151 males, 18 females, and 2^5
intersexuals born to the 17 MPA treated
rats.
At the lowest dose of MPA, masculinization
was seen In 2 out of 17 females at 20 days of
age.
At 2.0 and 2.5 mg, all females were
pseudohermaphrodites; externally all appeared
1 Ike ma les.
The effects are related to the androgenec1ty
of the compounds.
1) No difference In growth rates between experl

mental and control animals observed until Day
60.
2) All the experimental rats became pregnant,
l.e. MPA
and no abnormalities seen at birth. 1.-.
Is not obviously androgenic.
3) Treatment of lactating females with MPA did

J. Reprod. Fert.
46:411, 1976.

ignlficantly
sL
. delay the onset of vaglnaj.

.J of •/
opening
and
the? first oestrus cycle In the
jOung
delay In sexual maturity).
young..(i.e.
(
This effect was observed at 2 1/2 the human
dose.

FDA Vol. 30
G-458
Abstract Vol. 6BA
.i

o

1) Delivery was delayed after large doses
of these compounds and the pups were removed
by Cessarian Section on Day 22.

4) What is missing In this study is a
sufficiently long follow up to see if
polycystic ovary develops, a sign of
androgen 1zatIon.

There is no page 200

I

5

I

APPENDIX 5A
EFF EXT_0F_MPA_0N_0FFSPRING £
EXPOSURE OF FETUSES TO CONIRACEPT IVE _OOSES_0L MPA

Reference

Dodds, G.H.
The use of sterile
medroxyprogesterone
acetate suspension as
a contraceptive during
a three-year period.

Number of Women and Condition Studied,
Dose and Duration of MPAJKe-

3 year follow-up of 1883 women
treated with DMPA (250 mg/3 mos)
in Hong-Kong.

Pregnancy .History

1) Out of 736 women who discontinued
DMPA. 279 (38X) were lost to
follow up or used other
contraception during the 10
month fo1 low-up.
2) One contraceptive failure:
injection given between 6-10
weeks of conception (i.e. high
dose early in gestation period).

Contraception
2: 15, 1975

FDA Vol. 74A
p. 319-323

3) 40 out of 60 women who discontin
ued DMPA to get pregnant, con­
ceived within 18 months after
last injection.

Pregnancy Outcone and Effects on Fetus

1) Out of 184 pregnancies (at tail-end of
injection):
137 were live births
3 were stillbirths
26 abortions
3 ectopic pregnancies
9 currently pregnant
6 lost-to-follow-up, unk. outcome

2) In the one case of drug failure, a living
infant with no abnormalities was born,
sex not stated.

4) 144 planned i unplanned preg­
nancies occurred within 1-28
months after last injection in
women receiving 1-9 injections.

Mohberg, N.R. and
Greenspan. A.
Depo Provera and
exogenous estrogen at
the Grady Memorial
Family Planning Clinic.
Technical Report,
Sept., 1980

Family planning clinic chart review
of random sample of 708 DMPA contra­
ceptive users from the Grady Hospital
in Atlanta, GA. [Mean months of DMPA
use was 24 ].

1) 167 DMPA users (24%) of the
sample became pregnant sub
sequent to DMPA use.
2) Mean time elapsed from last DMPA
injection to conception was 18.2
months median time was 16.0 months.

3) 2 possible contraceptive
failures, i.e. injection
given after conception.

FOA Vol. 214 Tab U-29

.1

I

c
1) No Information provided on pregnancy outcome
because "the records of the status of the
babies born to former DMPA users were sparse
and cryptic. We would need a more thorough
follow-up system to allow claims to be made
concerning these infants" (p. 9).

I

1

APPENDIX 5A
EFFECL0f MPA ON OFFSPRINGi
EXPOSURE OFTEWSES^O CONTRACEPTIVE DOSES OF MPA

Reference

Parveen, L. et al.
Injectable contraception
In rural Bangladesh
Lancet,
1:946, 1977

Number of Women and Condition Studied.
Dose and Duration of MPA Use
1601 women using DMPA for up to
3 yrs. in Bangladesh. 1020 of
these were breast-feeding at time
of first Injection.
(150 mg. with estrogen supplement).

FDA Vol. 82A
pp. 129-130

Pregnancy History

1) only one pregnancy due to method
fal lure.
2) 3 women received first injection
while already pregnant.
*
3) 5 women received Injection while
already pregnant expecting It
would cause an abortion.

Pregnancy Outcome and Effects on Fetus
1) Of the total 30 pregnancies. 10 had normal
deliveries; 2 had spontaneous abortions;
18 currently pregnant.

2) No specific Information on the fate of
offspring exposed early in fetal life to
DMPA.
3) No information on effect on the breast-fed
children.

4) Therefore, a total of 9 cases
with exposure to maximal dose of
DMPA early in gestation.
5) 21 women became pregnant after
dropping out, i.e. tail-end of
the injection.

I
Powell and Seymour
Effect on
depo-medroxyprogesterone
acetate as a
contraceptive agent.

Am J Ostet Gynec
110: 36. 1971
FDA Vol. 126A
pp. 150-155

and see also

Seymour, R.J., Powell, L.C.
Depot-medroxyprogesterone
acetate: A
contraceptive.

752 patients followed over 44 months
In Galveston, Texas.

1) 4 patients had already
conceived when first Injection
was given.
2) 2 additional patients missed an
Injection and were exposed to DMPA
when already pregnant.

3) 1 case of method failure.
4) Therefore, a total of 7 patients
where maximal dose (150 mg/3 mos.)
occurred during early pregnancy.

5) 47 additional pregnancies occurred
after DMPA had been discontinued,
I.e. tail-end of the Injection.

Obst Gynecol.
36:589. 1970.

FDA Vol. 126A
pp. 202-209
.1

1) Among the 7 patients who Inadvertantly
received DMPA while pregnant: 4 had full­
term, normal deliveries: 1 normal premature;
2 abortions. Sex of Infants not stated.
2) The outcome of the 47 pregnancies after DMPA
discontinuance (I.e. at recovery of
fertility) was:
29 full-term
5 premature
1 immature
1 ectopic pregnancy
8 abortions
3 lost to follow-up

N>
o
to

I

I

APPENDIX 58
TRANSFER OF MPA TO FETUS__OB_NEONATE
Reference

Besch, P.K., Vorys, N.,
Ullery, J.C.
In vivo metabolism of
H’-medroxyprogesterone
acetate In pregnant and
nonpregnant women and
In the fetus.

Number of Women and Condition Studied,
Dose and Duration of MPA Use

4 pregnant patients were administered
40 mg. MPA 8 hours before therapeutic
abortion to ascertain transplancental
mechanism and to study fetal
metabolIsm of MPA.

Pregnancy Outcome and Effects on Fetus

Pregnancy History

1) 4 male fetuses delivered
at 11, 12, 16, and 22 weeks
were removed by standard
procedures.

1) The fetal adrenal contained the bulk of the
radioactivity recovered. Larger amounts of
radioactivity were in the adrenals compared
to other tissues.
2) There appears to be a doubling in concent­
ration between the 16th and 22nd wks. in the
amniotic fluid to blood ratio and In kidney
to blood ratio for MPA.

Am. J. Obstet. Gynec.
95:220, 1966.
OM0 Vol. 302
Tab 04

Crist, R.D., Krantz, K.E.,
Warren, J.C.

Placental transfer of
synthetic progestins

1) Significant quantities of MPA were found to
cross the in vitro perfused term placenta.

Term placentas obtained at normal
deliveries were exposed to samples of
progestins including MPA (110 mc/mg)
to study placental transfer.

2) Since the quantity of unchanged MPA
recovered was never as much as originally
added, this suggests alteration of the MPA
to unrecognized metabolites or binding
within the placenta.
e.g. the mataboltes of MPA contained less
than 5% of the radioactivity on the initial
chromatograms. Five metabolites of MPA were
present.

Obstet. Gynecol.
25:89, 1965.

DMB Vol.

Saxena, B.N. ,
Shrlmanker, K.,
Grudzinkas, J.G.

Blood and milk samples were collected
at regular intervals from 7 lactating
women given DMPA (150mg) one week
after delivery for contraception.

Levels of contraceptive
steroids in breast milk
and plasma of lactating
women.
Contraception
16:605, 1977

DMB Vol. 82A
pp. 167-175

.1

1)

In all 7 women the MPA levels in breast milk
were similar to plasma concentrations. The
ratio of MPA Inplasma to milk was 1:1
throughout the study period up to 87 days.

2)

No Information given on effects on the
suckling Infants.

I
K)

o
UJ

I

t

APPENDIX 58
TRANSFER OF HPA EQ PETO DR-NEONATE

Reference
Turner, S.J., Mizock, G.B.,
Feldman, G.L.:

Prolonged gynecologic
and endocrine
manifestations
subsequent to
administration of
medroxyprogesterone
acetate during pregnancy.

Number of Women and Condition Studied,
Dose and Duration of HPA Use

Pregnancy History

Pregnancy Outcome, and Effects on Fetus

1) 32 of the 77 patients conceived again
subsequently: Of these, 28 had normal
deliveries and 4 had abortions in 1st
trimester. 4 (out of the 77) were lost to
follow-up. No information on offspring
exposed to DMPA in utero.

20 ward service patients (ages 15-25)
10 being controls and 10 given DMPA
(100 mg. weekly) from 30th to 36th
week of gestation (cum. total of 500
mg DMPA). Additionally, 77 patients
treated with DMPA during pregnancy.

2) The objective was to study MPA effects on
fertility, not effects on the fetus.

Am J Obst Gynecol
95: 222, 1966.
I

FDA Vol. 16
pp. 1888-1893

Zanartu, J., Aguilera, E.,
Munoz, H., et al
Effect on a long-acting
contraceptive progestogen
on lactation.
Obstet Gynecol
47: 174, 1976

406 nursing mother receiving DMPA
every 3 or 6 months (150 mg or
250-300 mg, respectively) for
contraception.

1) Two mothers became pregnant
at the 12th and 21st months
postpartum while under the
regimen of 250 mg OMPA/6
months.

339 mothers were given DMPA within
3 months postpartum; 133 within the
first 30 days postpartum; 67 between
3 and 6 months postpartum.

FDA Vol. 16
pp. 2049-2051

a

2) Authors caution that a more careful
evaluation is required on its effects on
weight, growth, health, since MPA or its
metabolites are expected to be excreted in
the milk.
3) No information is provided on the two
pregnancies where fetuses were exposed to
high dose MPA.

.1

B

1) No adverse iatrogenic effects were observed
in the breast-fed children from mothers
on MPA. No information on how newborn were
tested or duration of follow-up.

I
to

o
I

f

APPENDIX 5C

RELATIONSHIP BETWEEN PROGESTINS AND HYPOSPADIAS

Reference

e

Aarskog, 0.
Maternal Progestins
as a Possible Cause
of Hypospadias.
New Eng. J. Med.
300:75-78. 1979.

See Also

Hndinis

Study Design

Case-control study. 130 hypospadic
patients and 111 patients with oral
clefts born during the same period
were studied retrospectively with
reference to pathogenetic mechanisms
that might have interferred with
testicular differentiation of function
during fetal life.

Aarskog, 0.
Clinical and cytogenlc
studies In hypospadias.
Acta Paedlatr. Scand.
(Suppl) 203:1-62. 1970.

1) In 11 out of 130 cases of hypospadias
(8.5%) there was a history of maternal
progestin Intake in early
pregnancy:
6 - for threatened abortion.
5
for pregnancy test (with estrogen).
2) In contrast, 2 mothers of 111
infants with oral clefts (1.8%)
had a history of progestin intake
in early pregnancy.

Conclusions and Comments

1) There appeared to be a relationship
between time of exposure to progestin
treatment (t.e. week of gestation) and
the degree of hypospadias.

I

■o

11
I
________ L
I
- I
119
I
I
1
I
130

(1.0%) I
2
I
______ L
I
109
I
1
in

RR = 5.04
(95% CI: 1.09-23.24)

Case-control study: 294 cases with
simple isolated hypospadias in
Budapest. Hungary born during
1970-1972 and a comparison group
of healthy children matched on
place and time of birth.

1) Sex hormone therapy for threatened
abortion was significantly more
frequent among mothers of cases
of hypospadias than among controls
(x3 = 9.00, p < 0.01).

28 of 294 cases with hypospadias
(9.5%) vs. 12 of 294 controls
(4.0%) were exposed In utero to
progestogens (RR - 2.4)

Hum. Hered.
29:166-171, 1979

0MB Vol.

2) More mothers of cases of
hypospadias took also sedatives.

.1

0

controls

+ I
progestins 1

0MB Vol .

Czeizel, A.
Toth, J.,
Erodl, E.
Aetlologlcal studies
of hypospadias In
Hungary

hypospadic
cases__
(8.5%) |

1) Significant seasonality was documented,
with hypospadias more frequently
occurring in children born between
August and December. [Roberts and
Lloyd. 1973, and Neto et al. reported
similar f indings. ]

sex
hormones

I
* I
1
I
- I
1

cases_____
(9.5%) |
28
I
266

controls
(4.0%) |
12
|

1 ______ L
I
I
282
I
I
1
I

294
RR = 2.47
(95% CI: 1.23-4.96)
294

I

1

e
APPENDIX 5C
RELATIONSHIP BETWEEN PROGESTINS AND HYPOSPADIAS

Reference
Mau, G.
Progestins during
pregnancy and hypospadias
Teratology
24:285-287. 1981

Cohort study: A sample of 3,602 male
newborns who were examined five times
(at birth, at 6 weeks, and at 9, 18
and 36 months). Detailed information
was available about the Intake of
drugs throughout pregnancy by the
mothers of these newborn.

1)

33 of the total cohort of
3602 male newborn had
hypospadias (1%).

2)

Mothers of this cohort of
newborns were exposed
to progestins either
for hormonal pregnancy
test (4.2% or 151/3602)
or for treatment for
threatened abortion
(11.3% or 408/3602).

3)

Of the 33 cases with
hypospadias, 13 mothers
had used in addition to
progestins other drugs
during the first trimester.

0MB Vol.

e

Conclusions and Comments

Findings

Study Design

A)

The frequency of exposure
to high doses of progestins
during early pregnancy was
15% in the group with
hypospadias (5 of 33)
compared to 11.3% in the
group without hypospadias
(403 of 3569). This high
dose intake was due to
treatment for threatened
abortion.

5)

The frequency of exposure
to progestins used as a
pregnancy test was 9% in
the group with hypospadias
(3 of 33) compared to 4.1%
in the group without
hypospadias (148 of 3,569).

6)

The combined exposure to
progestins was 24% in the
group with hypospadias (8/33)
compared to 15% in the group
without hypospadias (551/3569).
The relative risk = 1.75
(95% CI: 0.5-4.4).

.1

1)

Author concludes that if a risk exists, it
is a low risk, but nonetheless a distinct
poss ibi1i ty.

I

o
i

*
*

••••



I

I



APPENDIX 5C
RELATIONSHIP BETWEEN PROGESTINS AND HYPOSPADIAS

Reference

Study Design

Neto, R.M., Monteleon, R.R.
Castilla, E.E.,
Paz, J.E.

Case-control study of liveborn
in six Latin American countries
during 1967-1975.

Hypospadias:
An Epidemiological
Study In Latin America

324 male fetuses with hypospadias
were compared to a control group
consisting of the first nonmalformed
child born after each "case",
matched for sex. place, and time of
birth.

Am. J. Med. Genet.
10:1-10, 1981
DM8 Vol.

Drug intake during the first
trimester of pregnancy was
higher among mothers with
hypospadias than among control
mothers (34.4% vs. 20.4%).

1)

2)

Among the ingested drugs were
sex hormones. Specifically,
24 of 314 cases (7.6%) vs. 12
of 319 controls (3.8%) had been
exposed to sex hormones in utero.

3)

The overall frequency of
hypospadias was 7.6 per 10,000
live births. In 13.6% (44/324)
of cases, hypospadias were
associated with another
malformation, most often in
the genital area.
The frequency of hypospadias
by country was:
17.7/10,000
BraziI
11.5/10,000
Venezuela
6.6/10,000
Chi le
6.2/10,000
Argentina
5.0/10,000
Ecuador

Sweet, R.A.,
Schrott, H.G., et al.
Study of the Incidence
of hypospadias in
Rochester, Minnesota,
1940-1970, and a case­
control comparison of
possible etiologic
factors.

1)

Case-control study: 113 cases of
hypospadias were identified in a
review of records of 13,776 live
male infants (8.2 per 100 live male
births) and for each case two controls
were matched on hospital of delivery,
last menstrual period of mother
(±1 month), and maternal age
(±1 year).

2)

Mayo Clin. Proc.
49:52-58, 1974.

0MB Vol.

Conclusions and Cownents

Findings

.1

Hydroxyprogesterone caproate,
intramuscularly, was given to
4 mothers of cases of hypospadias
but to only 1 control mother.
3.7% (4/107) VS. 0.4 (1/226).
9 mothers of cases of hypospadias
vs. 5 mothers of controls had
taken combination oral
contraceptives within 9 months
of their last menstrual period.

1)

No information Is provided on dose and
timing of exposure, nor Is any progestin
uniquely Identified.

2)

Authors state that the difficulty in
detecting an association between exposure
to sex hormones and hypospadias may be due
to the fact that the relative risk Is low
(but statistically significant) whereas the
Is
spontaneous incidence of hypospadias is
high.

Cases with
hypospadias
controls
|
(7.6%) |
(3.8%) I
Yes I
24
|
12
I
Sex
hormones

J_________1________ L
I
I

307
No |
290
I
I
290
I______ L_____ L
314

319

RR - 2.1

(95% CI: 1.1-4.3)

Cases with
hypospadias
|
(3.5%) I
+ I
<
!
progestins J
_____ L

'! _ i
112

113

controls
(0.4%) |
1
I

______ L
I
225
I
I
226

RR «= 8.04
(95% CI: 0.89 - 72.74)

Position: 769 (6 views)