INDIAN PATENT LAWS VIS - A - VIS PARIS CONVENTION FOR THE PROTECTION OF INDUSTRIAL PROPERTY

Item

Title
INDIAN PATENT LAWS
VIS - A - VIS
PARIS CONVENTION FOR THE
PROTECTION OF INDUSTRIAL PROPERTY
extracted text
INDIAN

PATENT

LAWS

VIS - A - VIS
PARIS CONVENTION FOR THE
PROTECTION OF INDUSTRIAL PROPERTY

INTRODUCTORY

PAPERS

CONTENTS
I.

INDIAN PATENTS ACT VIS - A - VIS PARIS CONVENTION
- BACKGROUND AND SALIENT FEATURES

II.

PATENT SYSTEM : HISTORICAL PERESPECTIVE
- IMPORTANT COUNTRIES

III.

REASONS BEING GIVEN BY PROPONENTS OF INDIA
JOINING THE PARIS CONVENTION

IV.

JOINING OF PARIS CONVENTION WOULD NECESSITATE
AMENDMENTS TO INDIAN PATENTS ACT- LEGAL OPINIONS

V.

ADVERSE IMPACT OF INDIA JOINING THE PARIS
CONVENTION/CHANG ING OF PROCESS PATENT
INTO PRODUCT PATENT

VI.

FIELDS OF EXCLUSION FROM PATENTABILITY IN
SELECTED COUNTRIES

VII.

REPRINT OF DR. SURENDRA J. PATEL'S ARTICLE ON
PITFALLS OF THE PARIS CONVENTION

FORUM FOR PRESERVATION OF
INDIAN PATENT LAWS

302, Poonam Chambers, B-Block,3rd Floor,
Dr. A.B. Road, Worli, BOMBAY - 400 018

NO. I

COMMUNIT” uc"

ACT VIS-A-VIS PARIS
4-7jJ^St7Mgrk^oawD Awp SALIENT FEATURES

JON

The need of a Patent system in industrialised countries is quite

different

from

of

that

developing countries.

developed countries have traditionally been strong

the

Patent

Whereas

the

advocates

of

the developing countries have been stressing

System,

that the system should help in their

of

development

indigenous

manufacturing facilities.

It

is

to

interesting

note

the

world

U.S.A.,U.K.,Germany,

France,

registered

in

of

the

total

owned

by

MNCs

85%

that

are

Switzerland and Japan.

interesting is that not more than 5%

of

these

local production in the third world.

for
that

it

is

the business policy of

patents

patents

the

of

Even more

used

are

This clearly indicates

the developed countries

to

manufacture their patented products at locations of their choice

and market them worldwide.

PARIS CONVENTION
In order

to protect

their

advanced

countries

signed

Convention

patented

a

Treaty

the protection of

for

industrially

products,
in

1883

called

Industrial

the

Paris

Property.

The

original Convention of 1883 has be=n revised only six times.

The

Convention had 97 members as on 1.1.1986. The countries to which

the

Paris

applies

Convention

constitute

protection of industrial property.

a

Union

for

the

Nationals of all countries of

the Union have the same protection as their own nationals and the
same legal remedies against infringements.

INDIAN PATENTS ACT
In

1856 when India was under British

was

enacted.

In

was

enunciated

and

1911

a

this

repealed by Patents Act

rule,

the

first Patent Act

comprehensive Patents and Designed Act
Act

1970.

remained operative

till

it

was

The basic philosophy of this Act

is that Patents are granted to encourage inventions and to secure

that the inventions are worked in India on a commercial scale
without undue delay.
A comparison of

broad features of the Indian Patents Act,

and the Paris Convention is given in the table on page 2.
-1-

1970

TABLE
COMPARATIVE PROVISIONS IN INDIAN PATENTS ACT 1970 & PARIS CONVENTION
ON MAJOR ASPECTS OF PATENT SYSTEM

INDIAN PATENTS ACT-1970

ASPECT

I. SCOPE

PARIS CONVENTION

Law permits both product and process patents. Process
Patents are for food, medicine, drug, chemical substan­
ces:
For others : Product Patents

System provides for product patents. Extends
to Industry and Commerce, Agriculture, extrac­
tive industries, natural products.

Agriculture products and processes for treatment of
human beings or animals are not treated as inventions;
hence not patentable.

Covers patents of importation, improvement
and addition.

Atomic energy inventions are also not patentable.
II. TERM

5/7 years for food, medicine, drugs and chemical
substances.
14 years for others.

III. COMPULSORY
LICENSING-

Compulsory licences granted after 3 years if
reasonable requirement of public interests not satisfied
about availability; -reasonable prices.

IV. LICENCES
OF RIGHT

(a)

Government may apply after 3 years suo-moto
endorsement in public interest for any patent.

(b)

Licences of Right is deemed to have been endorsed
after 3 years in regard to the process patent for
food,medicine, drugs and chemical substances.

No period specified.
Member countries have different periods viz.
U.K.:20 years; Japan : 15 years;U.S.A.:20 years;
China : 15 years; Spain : 20 years
Compulsory licence can be applied on the ground
of failure to work or insufficient working after
3 years of grant - shall be refused if patentee
justifies inaction by legitimate reason.

No provisions for Licences of Right.

V. REVOCATION

Revocation order if first compulsory licence is not
worked in 2 years - orders issued within one year
thereafter.

Revocation proceedings instituted two years after
grant of compulsory licence. Proceedings may take
any length of time.

VI. RIGHT OF
PRIORITY-

No provision.

Right of priority extendable for 12 months in all
member countries from the date of registration
in any one country.

VII. UNFAIR
COMPETITION

Infringement proceedings are possible.

Member countries have to assure effective
protection against unfair competition Reason : contrary to honest practices.

NO.II

PATENT SYSTEM - HISTORICAL PERSPECTIVE IMPORTANT COUNTRIES
It

is

that

important to note

adopted

product

the

their national

countries

most

system only

patent

a

at

world

of

the

time

when

it

have

suited

interest.

GERMANY
The German Patent Law of

field,

only process patents

Dr.Van

Ing,

indicates

one

of

the

enunciated

1877

of

country

formulated

Patent

Law gave

an

Chemical

system,

Patent

the

the

A view expressed by

were permitted.

authors

the

how

that' in

clearly

its patent system to suit

its needs;

"This

development

of

chemical

henceforth

as

products

German

such)

process

were

search

for

new

chemicals,

was

of

the

immense

great

and

aid

fact

that

in Germany

(and

not

chemical

an

open

field

only,

patentable,

methods

of

to

impetus
The

Industry.

left

manufacturing

advantage

to

the

for

known

chemical

the

industry."

the Patent Law was amended

It was only subsequently that
when

West

Germany

eventually

adopted

in

the product patent

1961

system

after having made sufficient economic progress.

JAPAN
It

is

World

a

well-known

War

that

country

brought

Their

Patents

law

beverages,

Pharmaceutical

substances

are

manufacture

after

the

II,

revolution.

fact

of

not

near-total
about

provides

a

destruction

major

that

in

industrial

food

stuffs,

& Chemical products and certain other

patentable.

pharmaceutical

patentable.

-3-

However,
and

processes

chemical

for

the

products

are

ITALY

patent

Thus,

Decree of

to the Royal

According

granted

was

for

1940

Italian

on

Patent

processes

pharmaceutical

free to manufacture any drug

any person was

or

Law,

no

products.

discovered

and

patented abroad by developing a different process of manufacture.

However,
Market,
for

because

grant

of

industrial
extend

their

of

membership

the

of

Common

Europen

the Italian Patent System was modified in 1979 to provide

for

patents

application.

new inventions

or

processes

the products obtained therefrom and

to

capable

of

patents granted for processes also

The

pharmaceutical

products are part of this system.

USSR & CHINA
The

1959 deals with patenting of discoveries,

USSR Patent Law of

inventions and

process

is

patentable.

rationalisation

capable

of

Processes

being

for

the manufacture

and medical composition are,

Similarly,

the

Chinese

proposals.

Unless

of

Patent Law of

used

or

is not

it

products

chemical

1984 also provides

products ■and substances obtained by means of

processes

product

however, patentable.

patent right shall be granted for food, beverages,

However,

a

commercially exploited,

in

producing

no

pharmaceutical
processes.

chemical

these

that

are

products

patentable under the Chinese Patent Law.

USSR & China are totally state-controlled economies
therefore,

that

unlikely

a violation of

their

and

Patent

it

Law can

is,
be

pursued through any effective legal system.

Table-I gives a

Convention,

list of countries who

are

members

of

the

Paris

pharmaceuticals

are

Table-n gives the names of the countries who are members of

the

where,

however,

food,

drugs

and

not patentable.

Paris

Convention

but

who

only

drugs and chemical substances.

-4-

observe

process patents

for

food,

TABLE—I
COUNTRIES WHO ARE MEMBERS OF PARIS CONVENTION

WHERE HOWEVER FOOD AND PHARMACEUTICAL PRODUCTS
OR DRUGS ARE NOT PATENTABLE

1.

ARGENTINA

2.

AUSTRALIA

3.

BRAZIL

4.

GREECE

5.

MEXICO

6.

TURKEY

7.

URUGUAY

8.

YUGOSLAVIA

TABLE-II

COUNTRIES WHO ARE MEMBERS OF PARIS CONVENTION
WHERE HOWEVER ONLY PROCESS PATENT FOR FOOD,

PHARMACEUTICAL PRODUCT AND CHEMICAL PRODUCTS
ARE PATENTABLE.

1.

AUSTRIA

2.

CZECHOSLOVAKIA

3.

CHINA

4.

HUNGARY

5.

JAPAN

6.

NETHERLANDS

7.

NORWAY

8.

POLAND

9.

U.S.S.R.

-5-

NO.Ill

REASONS BEING GIVEN BY PROPONENTS OF
INDIA JOINING THE PARIS CONVENTION
1.

The two major reasons which are frequently advanced by those

who favour that India joins the Paris Convention are:

(a)

that

technology

enough

has

transfer

not

taken

place

(b)

that

there

is

no

to

incentive

Indian Scientists

because of insufficient protection to Intellectual

Property in India.

II .

TECHNOLOGY TRANSFER
As far as technology transfer is concerned the attached data
clearly indicates that there has been an

of

increasing

foreign collaborations approved by Government

years.

While

registered has

it

true

is

that

number

the

number

in

of

recent

patents

down yet technological advancement has

gone

taken place both in the National Sector companies as well as

those

who

up

set

have

ventures

joint

in

India

with

Multinational companies.

III.

INDIGENOUS RESEARCH & DEVELOPMENT
As

far

as

encouragement of scientific research is concerned

one can only mention that in our country the emphasis has so

far

rightly been on process development research and not on

It

is

known that

well

fundamental

or

takes 10 to

15 years of research and an expenditure of over

100

million

research.

basic

dollars

to

(pharmaceutical product)

discover

in

the world

dollars a year.
larger

As

the

larger

are in the range of

against

pharmaceutical

entirely new molecule

an

which can be patented.

the research budgets of some of

companies

this,

company

region of Rs.150 crores.

-6-

the
in

it

Furthermore,

pharmaceutical

300-400

million

annual

sales

of

the

are

only

in

the

India

The. above

clearly

that

establishes

at

present

it

is

impossible either for any pharmaceutical company or for any

CSIR laboratory to seriously

engage

itself

fundamental

in

research since the funds required are staggering and totally

out

of

line

with

what

is

feasible

economically

in

our

country.

IV.

R&D PROGRESS IN INDIA

R&D expenditure

in the

nuclear

space

energy,

fields

of

health,

agriculture,

application and industrial research

have been noteworthy during the last 10 years and especially

during

the Sixth

Plan

Period

can

as

be

seen

from

the

following data:

(i)

R&D Funds and Expenditure

Total

national

expenditure

scientific activities

on

R&D

and

including Central,

related

State and

Private Sectors:
Year

1948-49

1950-51

1970-71

1980-81 1983-84

1.1

4.68

139.64

760.52

Rupees

1337.87

in Crores

(ii)

Plan Allocation for Science & Technology
Plan-wise,

has

the

allocation for Science and Technology

increased from Rs.20 Crores

(1951-56)

in

Plan

First

the

to Rs.3,400 crores in the Sixth Plan

(1980-

85) .

(iii)Council of Scientific & Industrial Research
CSIR was established in 1942. The research expenditure
of the Council had risen from Rs.5.6 crores in 1958-59

to Rs.100 crores

in

1982-83.

qualified scientists and

13,000

skilled

There

are

5000

highly

technologists supported by

scientists

are

working

in

an

infrastructure painstakingly built over the period.

-7-

Its network

includes

research

associations

33

laboratories,

extensions/field

centres.

scientific and

industrial

It

and
now

is

2

cooperative

than

more

an

apex

100
for

body

under

the State

the R&D units in Industry have been

existence

research

auspices.

(iv)

Research & Development in Industry

Some of

three decades.

for

more

than

900

R&D

establishments

There are currently over
in

both

public

and

private

sector.

(v)

Science & Technology Personnel

The

total

number

of Science and Technology personnel

at present

is

personnel

actually

less.

estimated

30

at

engaged

lakhs.

The

in R&D is,

number

however,

of

much

In 1982, about 2 lakh personnel were employed in

Science & Technology Institutions;

R&D activity and

36% were engaged in

31% auxiliary science and

technology

activities.

(vi)

R&D Expenditure in the Pharmaceutical Industry

The R&D expenditure in the Pharmaceutical Industry has

risen
in

from Rs.10.50 crores

1985-86.

in 1976-77 to Rs.48 Crores

Percentage-wise,

this

works out

and 2.03% respectively of sales turnover.

-8-

to

1.05%

TABLE

FOREIGN COLLABORATIONS APPROVED IN INDIA

Year

Nos.

1978

183

1980

389

1982

590

1984

752

1986

957

-9-

JOINING OF PARIS CONVENTION WOULD NECESSITATE
AMENDMENTS TO INDIAN PATENTS ACT - LEGAL OPINIONS
Those who are advocating

India

that

join

Paris

the

Convention

continue to emphasize to Government that India can join the Paris

change

Convention

without

connection,

the legal opinion given

the

have

country

having

to

by

established

clearly

its

eminent

that

In

Act.

Patent

this

Jurists

legal

of

forced

India would be

to amend their Patent Act for the following reasons;

Provisions of the Paris Convention

Article 25 of the Paris Convention reads as follows:

"(1) Any

country party

adopt,

to

convention

this

with

its

measures necessary to ensure

the

in

accordance

undertakes

to

constitution,

the

of

this

application

Convention.

(2)

It

is

understood

that,

at

the

time

a country deposits

it will be

its instrument of ratification or accession,

in a position under

its domestic law to give

effect

to

the provisions of this Convention."

Indian Constitutional Provisions
Article

51,

relating to the Directive Principles of State Policy

under the Constitution of India,

reads as follows:

"The State shall endeavour to -

(c)

foster

respect

obligations

in

for
the

international

dealings

law

and

treaty

of organised people with

one another."
On the above provisions,

opinions have been expressed by:

1.

Mr.M.V.Hidyatullah,Retd.Chief Justice,Supreme Court.

2.

Mr.Y.V.Chandrachud,Retd.Chief Justice,Supreme Court.

3.

Mr.J.C.Shah,Former Justice, Supreme Court.

4.

Mr.V.Seturaman,Retd.Judge,Madras High Court

All of

the

them are unanimous

Paris Convention,

in their opinions that,

if

India

joins

substantial changes in the Patents Act are

unavoidable.

-10-

ADVERSE IMPACT OF INDIA JOINING THE PARIS CONVENTION/
CHANGING OF PROCESS PATENT INTO PRODUCT PATENT.
If

India

join

to

decides

Paris

the

Convention,

legal

eminent

luminaries have opined that it will become mandatory for

India to

amend its current Patents Act to fall in line with the provisions

of

the Paris Convention.

The adverse implications of India changing its Patents Act are as
follows:

1.

PRICES

(i)

During one of
(prior

to

in

the hearings

of

enactment

U.S.Senate

the

Patents

Act,

1970),

in

1962

Kefauver

Committee was constrained to comment:

"Prices of certain

were

amongst

drugs,

the

highest

was

India

India

in

in the world and that

of

one

antibiotics

and

drugs

the

in

h i g h e s t-p r i c e d

nations".

This

was

the

result
India

existed

in

finished

products

of

the

to

prior
were

product patent
1970

because

into

imported

system that

of

which

country at

the

exorbitant prices.

(ii)

In contrast

of

to the above,

pharmaceuticals

in the world.

in

it

is well

A Statement

data clearly

3-7

times

giving comparative

prices

than

prices

prices

in

in U.K.

India.

are between

With

changing of vital provisions of our Patents Act,
would go up substantially.

of

is attached at Table I.

shows that prices

higher

that

India are now amongst the lowest

medicines in India and the U.K.
The

known

the

prices

2.

IMPORTS
If

India

is

obliged

its Patent Act,

to change

first

the

implication will be that product patents will get registered

and this will increase the import bill
products

very

imports,

valuing at Rs.300 crores

drug

substantially.
In

intermediates.

take place in the

At

form of

present,

imports would

patented

95%

of

drugs

and

almost

to bulk

relate

large

future

pharmaceutical

for

finished

begin

to

products at

substantially high prices.

3.

EXPORTS
With cost-effective processes available for

of basic chemicals,
activity

gained

has

India

industries,

expected

drugs and

is

pesticides

India,

recent

years.

In

take-off

stage

and

momentum

in

today

a

at

the manufacture

in

export
these

it

is

these industries which is currently

that export of

around Rs.450 crores annually would grow at a rate of 40-50%

per

year.

These

efforts

be

will

substantially

hampered

indigenous manufacturing of patented products would

because

not be possible.

4.

INTRODUCTION OF NEW PROGS
It is relevant to note that where as in earlier years,

drugs"

introduced

were

in

India

introduction in world markets,
Patents

Act,

1970,

Indian

own

processes

within

a

drugs

period

discovery

abroad

(See

Table

changed

would

have

no

we

the

Companies

production facilities for these

II).

years after

10-15

after

of
If

"new

their

enactment of

the

setting

up

started

by developing

their

years

their

4-5
the

of

Patents

Act

is

control over introduction of new

drugs in the country and the manufacture of such drugs would
get delayed by 10 to 15 years again as it used to happen in
the past.

5.

RESEARCH ACTIVITY
In

the

last

10

years,

there

qualitative improvement in the

-12-

has

been

considerable

field of process development

both

research,

private sector.

in
This

CSIR

as well

Laboratories

scientific

and

as

technological

in

the

effort

will get a major setback

if the Indian Patent Act has to be

changed

of

our

and

the benefits

people

a

in

short

newer

drugs

being

of

time

and

period

available

at

to

lower

much

prices will be totally reversed. Table III gives the list of

important bulk drugs

for

which

technologies

process

have

been developed in the country and where self-sufficiency has

been achieved -

in several cases export surpluses have a.lso

been created.

6.

PRODUCTION
Industrial development will get

a

setback

the provisions of the Paris Convention,
not

obliged

where

he

concerned

out

companies

the

patent.

abroad would

patented products in a country

the

same

the patent holder

into

India

at

of

controlled

The

be

endeavour

to

peris

their

of

the

manufacture their
choice

prices.

efforts in these new areas would be halted.

-13-

as

in all the countries

to manufacture the product

takes

because,

Thus,

and

export

indigenous

TABLE I

COMPARATIVE PRICES OF MEDICINES IN INDIA & UK

(1988)

Patent
Expiry
Date

Pack

ALLOPURINOL TAB
100 mg '

1986

10's

5.84

100‘s

303.81

+ 420
*

2.

LOPERAMIDE CAP
2 mg

1990

10's

5.00

30's

81.14

+ *
441

3.

MEBENDAZOLE TAB
100 mg

1989

6's

4.88

6* s

37.92

+ 677

4.

PIROXICAM CAPS
20 mg

1986

6‘ s

7.20

30‘s

184.75

+ *
413

5.

TIMOLOL MALEATE
25%

1988

5m 1

14.95

5 ml

125.92

+ 742
*

6.

NIFEDIPINE CAPS
10 mg

1986

100‘s

50.00

100‘s

296.34

+ + 93

7.

RANITIDINE TABS
300 mg

N.A.

10’s

36.00

30's

666.82

+ 503
*

8.

CLOTRIMOZOLE
CREAM

1989

15 gm

6.15

20 gm

44.24

+ *
440

9.

CIMETIDINE TABS
200 mg

1992

10' S

8.97

120's

432.72

+ *
302

10.

GLIBENCLAMIDE TABS
5 mg

N.A.

100's

8.88

100’s

234.35

+2539

11.

STANOZOLOL TABS
5 mg

N.A.

10's

14.48

56' s

540.90

+ 567

SI.
No.

Products

1.

India
Current
Prices
(Rs.)

*Difference worked out on proportionate basis.

-14-

United Kingdom
Pack
Cur rent
Prices
(Rs)

Price
diffe­
rence
%

Table-11

PROCESS PATENT IN THE
PHARMACEUTICAL FIELD

HAS HELPED PRODUCTION OF NEW BULK DRUGS DISCOVERED ABROAD IN INDIAN MARKETS
WITHIN A MUCH SHORTER PERIOD THAN EARLIER:

DRUG

INTRODUCED IN
WOW
TNW

GAP-YEARS

SALBUTAMOL
(ANTI-ASTHMATIC)

1973

1977

4

MEBENDAZOLE
(ANTHELMINTIC)

1974

1978

4

RIFAMPICIN
(ANTI-TB)

1974

1980

6

NAPROXEN
(ANTI-RHEUMATIC)

1978

1982

4

BROMHEX IN
(ANTI-HYPERTENSIVE)

1976

1982

6

CAPTOPRIL
(ANTI-HYPERTENSIVE)

1981

1985

4

RANITIDINE
(ANTI-ULCER)

1981

1985

4

NORFLOXACIN
(ANTI-BACTERIAL)

1984

1988

4

00O00

-15-

EFFECT OF PROCESS PATENTS

III-3J8AT

BULK DRUGS MANUFACTURED BY NATIONAL SECTOR COMPANIES BASED ON
INDIGENOUSLY DEVELOPED

KNOW-HOW

1.

AMITRIPTYLINE

39.

KANAMYCIN

2.

AMOXYCILLIN

40.

MEBENDAZOLE

3.

AMPICILLIN

41.

METHOCARBAMOL

4.

BETAMATHASONE

42.

METAPROLOL

5.

Ca.SENNOSIDE

43.

METRONIDAZOLE

6.

CARBAMAZEPINE

44.

METHYL DOPA

7.

CHLORAMPHENICOL

45.

NALIDIXIC ACID

8.

CHLORDIAZEPOXIDE

46.

NITRAZEPAM

9.

CHLORPROPAMIDE

47.

NITROFURANTOIN

CHLOROQUIN PHOSPHATE

48.

NORETHISTERONE

10.
11.

CIMETIDINE

49.

NORFLOXACIN

12.

CLOFAZIMINE

50.

PIRACETAM

13.

CLOFIBRATE

51.

PROPRANOLOL

14.

CLONIDINE

52.

PVP-IODINE

15.

CLOXACILLIN

53.

PYRAZINAMIDE

16.

CYPROHEPTADINE

54.

QUINIDINE

17.

DEXAMETHASONE

55.

RANITIDINE

18.

DEXTROPROPOXYPHENE

56.

SALBUTAMOL

19.

DIAZEPAM

57.

SILVER SULPHADIAZINE

20.

DILOXANIDE FUROATE

58.

SULPHAMETHOXAZOLE

21.

DIPHENYL HYDANTOIN

59.

SULPHAMOZOLE

22.

DOXYCYCLINE

60.

STERBUTALINE

23.

EMETINE

61.

THEOPHYLLINE

24.

ERYTHROMYCIN

62.

TINIDAZOLE

25.

ETHAMBUTOL

63.

TRIMETHOPRIM

26.

ETHINYL ESTRADIOL

64.

TRIOXSALEN

27.

FTORAFUR

65.

VINBLASTINE

28.

FRUSEMIDE

66.

VINCRISTINE

29.

GENTAMYCIN

67.

VITAMINE B-12/0THER VITAMINS

30.

GLYBENCLAMIDE

68.

DANAZOL

31.

GUAIPHENESIN

69.

PROGESTERONE

32.

HEPARIN

70.

TESTOSTERONE

33.

HYDROCHLOROTHIAZIDE

71.

HYDROXYPROGESTERONE

34.

HYDROXYZINE

72.

QUININE

35.

IBUPROFEN

73.

CISPLATIN

36.

INDOMETHACIN

74.

ASPIRIN

37.

ISOPROPYLANTIPYRINE

75.

NIFEDIPINE

38.

LORAZEPAM

76.

PYRANTEL PAMOATE
PARACETAMOL

77.

Development of alternative processes possible because of the existing Patent
Laws.
-16-

No. VI
THE ROLE OF THE PATENT SYSTEM IN THE TRANSFER OF TECHNOLOGY TO
DEVELOPING COUNTRIES

A U. N. Report
Page 53

-

1975

Fields of exclusion froa patentability in selected countries

Field of exclusion

Countries

1.

No specific exclusions

Australia,3 Federal Republic of Germany,
Ireland,a Netherlands, New Zealanda,
United Kingdom,3 Cuba, Jordan, Liberia,
Malawi,3, Philippines, Sri Lanka,Sudan,
Zambia3

2.

Food products

Austria, Canada, Japan, Spain,Switzerland
Brazil,®, Chile, Colombia.Egypt, India,
Korea, Kuwait, Tunisia, Venezuela,Yugoslavia;
Czechoslovakia0, German Democratic Republic
Hungary, Poland,0 Romania,0, USSR0

3.

Plant varieties or kinds of
animals,or essential processes
for obtaining plants or animals^

Denmark, Finland, France, Norway, Sweden,
United States of America; Poland, Romania,
USSR, Algeria, Colombia,Israel, Nigeria

4.

Pharmaceutical Products

Austria, Canada, Italy,b Japan,b Switzerland,
Turkey;Czechoslovakia,c German Democratic
Republic,Hungary,Poland,0 Romania,0 USSR;0
Argentina, Brazil,® , Chile, Colombia,
Egypt, Ghana, India, Iran, Iraq, Korea,b
Kuwait, Lebanon, Morocco, OAMPI countries,
Pakistan, Syrian Arab Republic, Tunisia,
Urguay, Venezuela, Yugoslavia

5.

Chemical substances,

Japan,Switzerland,USSR;Brazil.Chile,China,
India, Korea, Mexico

6.

Nuclear material s,atomic energy,
atomic weapons
Programmes for computer machines6

Japan,Uni ted States of America,Czechoslovakia,
Poland,Romania,Brazil .India

8.

Inventions related to State
monopol ies

Austria

9.

Items deemed contrary to public or
social interest or economic
devel opment

Ghana, Iraq, Peru

a

"Mere mixtures of known ingredients..." in the case of food or medicines are not
patentable.
Processes are also excluded.
c Inventors' certificates are granted.

7.

b

France, Poland

d

In many of these countries plant varieties,etc are protected by laws other than
the patent laws.

e

The laws of many other countries exclude accounting..etc..systems or programmes
generally without specific reference to computers.
-17-

I - Pitfalls Of The Paris Convention
By SURENDRA J. PATEL
NDIA'S position about not joining
Paris
since
three successive Prime Ministers.
Pandit Nehru. Shastriji and Mrs
Indira Gandhi, had resisted all press­
ures. particularly from foreign trans­
national corporations and their
domestic supporters, to join the
convention.
Instead, they had
directed our policy towards revising
both the national patent and
trademark laws and the Paris con­
vention. in order to safeguard India's
national interests of rapid develop­
ment.
Our longstanding position of not
joining the Paris convention, unless
it is basically revised, is now being
reconsidered. A committee of five
men. under the chairmanship of Dr
S. Ganguly, chairman of the IPCL,
has been established to advise the
government whether tojoin or not to
join the Paris convention. Il is im­
portant. therefore, that lhe basic
issues which had guided India for all
these long years against joining the
convention, are examined once
again so that their full awareness
would show why there is no case for
a Hamlet-like hesitation on the sub­
ject.
A public discussion of this esoteric
subject is hampered by the general
ignorance of what the patent and the
trademark system and its guardian.
lhe Paris convention, arc ail about.
A patent (and a trademark) is an
exclusive grant by government to an
individual or a legal person io re­
strain all others from making, im­
porting. offering for sale, selling or
using in production ahe products and
processes covered by the grant. Il is
thus the grant of a monopoly to
prevent others from imitating,
adapting, improving and producing
these items. Quite clearly, the con­
flict between private gains and pub­
lic interests or national needs is at
lhe very heart of the system.
The major industrial countries
have always been the strongest ad­
vocates of the system. The imperial
powers — Britain. France. Belgium.
the Netherlands. Italy. Germany —
imposed it in their colonics upon
conquest. And the United States did
the same in lhe Latin American
countries under its domination. In­
dian patent law was introduced as
early as in 1859. just a few months
after the suppression of India's first
rebellion against the British. No
wonder, it was among the very first
laws given by the crown. It reserved
at one stroke and for all lime Indian
markets for the British exporters. A
similar situation was created in all
other colonics and scmi-colonics.

the
convention has remained
Iwell-settled
independence. Our

3.5m. Patents
There arc some 3.5 million patents
in lhe world. Of these, lhe third
world’countries have only 200.000.
The nationals of lhe third world hold
only 30.000 of these, that is. less than
even one per cent of lhe world total
The other 170,000 — or 85 per cent
of lhe total — are held mostly by the
powerful transnational corporations
of the United States. United King­
dom. Germany. France. Sw-ilzerland
and Japan. To add injury to insult.
not even five per cent of these
patents arc used in production in the
third world. In India too. foreigners
held 80 to 90 per cent of all patents.
few of which were ever used in
production.
The system thus reserves lhe third
world markets for the foreigners. It
perpetuates perverse preferences, or
reverse reservation. Il is a system
mainly for the benefit of foreigners.
but legalised, operated and even
subsidised by the nationals — a
system guaranteeing private foreign
gains al public cost to the third world
countries. In the comity of nations.
the third world accounts for 75 per
cent of population. 20 per cent of
income. 30 per cent of trade, and
about 40 per cent of enrolment in
higher education. But its share in the
world patent system is only 1 per
cent. The present system, designed to
protect the foreign interests, has thus
remained the most unequal and
most unjust of all the relationships
between the developed and the de­
veloping countries.
The Pans convention serves as the
guardian of the patent system. It.
therefore, legitimises all lhe ine­
quities of ihe patent system sum­
marised above. The convention was
established during the 19th century
on the initiative of the United States.
It was signed in Pans in 1893. at the
time the Paris world fair of industrial
products of "all" nations was under­
way. Many governments, mostly
Irom the less industrialised countries
in Europe, had serious misgivings
about such a convention which they
felt, would serve the interests of the
patent holders m the then "de­
veloped countries" (USA. Switzer­
land. Germany. France and the UK)
and thereby adversely affect their
national interests and industrial de­
velopment.
This opposition was skilfully
handled. The USA brought with it to
Pans, aboard the same steamship, ns
protectorates—Brazil. Ecuador. El
Salvador and Guatemala, and
France brought in Tunisia—to
create a majority through block­
voting.

THE TIMES OF INDIA, BOMBAY

Since then, the convention has
remained for long, "a rich-man’s
club". Il was revised six limes—in
1900. 1911. 1925. 1934. 1958 and
1967. But each revision only further
strengthened the rights of the
foreigners.

Basic Asymmetry
The basic asymmetry between the
interests of the foreign patent holders
and the nationals of lhe third world
countries, runs all lhe way through
the enure structure of lhe conven­
tion Its first article is devoted to the
definition of the coverage of indus­
trial property. Its very next article
guarantees equal treatment
to
patentees from all countries—both
the rich and strong, and the poor and
weak. We have come to know well.
how such "spurious equality" be­
tween lhe very strong and lhe very
weak.
actually
perpetuates
preferences for lhe powerful foreign
multi-national enterprises. The Pans
convention furnishes, yet one more
classic example of this, along with
nuclear non-proliferation treaty and
such "international legislation".
The convention then spells out in
detail how the signatory countries'
have to pass new laws, or adjust the
old ones they already have to con­
form to the basic thrust of lhe
convention—to protect only the
rights of the patentees while being
silent on his obligations. This is
clearly embodied in the watereddown histone compromise con­
tained in article 5 A century-long
legal battles have not produced even
a few favourable judgments safe­
guarding pubbe interest.
The convention has a unique sys­
tem implicit in the provision on its
revision—only by complete una­
nimity. The veto system was thus
not invented just for the United
Nanons security council The Paris
convention had started it long before
finally.
The process of withdrawing from
the convention is both tricky and a
long one. It would involve at least
five to six years.
These are lhe reasons why the
summit conferences of the nonaligned movement and the group of
77 have forcefully called for a basic
revision of the Pans convention.
(To be concluded)
The author, former director of rhe
technology division of UNCTAD
(Geneva) is currently Sr. adviser.
World Institute of Development
Economics Research (INC). Hel­
sinki

WEDNESDAY, APRIL 8, 1987

-18-

II — Pitfalls Of The Paris Convention
HE post-war world saw the col­
lapse of imperialism and the
independence of the colonics The
newly independent countries began
io perceive the perversity of the
patent system, the inequity of the
Paris convention
The third world countries called
for a basic revision of both As
director of UNCTAD’s technology
division. I was closely associated
with this process. India was in the
forefront of this crusade, acting as
the natural spokesman of the de­
veloping countries, or the Group of
77. as it came to be called in
UNCTAD.
The skill with which Indian rep­
resentatives
marshalled
the
evidence, won the respect and ad­
miration of the Group of 77.
As charity begins at home, India
was. therefore, among the first coun­
tries to revise in 1970 its Bntishimposed patent law. The new law
was a long step forward.
Above all. it changed the very
objective of the system — denying
monopoly to foreigners for the im­
ports of the patented articles and
centring the system upon encourag­
ing national inventiveness and
securing working of the patents in
the production system.
Il contained several departures, it
excluded cntical sectors of national
interest from patentability — agri­
culture, processes of treating human
beings and animals, inventions relat­
ing to atomic energy (already made
unpatentable by section 20 of the
Atomic Energy Act of 1962).
It prohibited the grant of patents
to products for food, pharmaceutical
and chemicals and limited it to only
processes.
The duration of the patent grant
was cut dow n to only 5 years in these
items of critical national interest. It
introduced automatic endorsement
for ’ licences of right” so as to use the
patents tn production in order to
promote national development.

T

Patent Act
India’s 1970 patent Act became a
model for other third world coun­
tries. .They too revised their patent
laws, in consequence, the third
world pressures for the revision of
the Pans convention mounted in
UNCTAD
India and Brazil, supported by the
rest of the Group of 77 and the
socialist countnes. finally succeeded
in mid-70‘s to initiate the formal
process of the revision of the Pans
convention — a revision in a direc­
tion completely different from that
in the earlier six revisions of the
convention.
1 his time the pendulum was to be
pushed in the other direction —
safeguarding the interests of rapid
industrial development of the third
world But even after eight years ol
negotiations, the revision process is
snll stalled by the fierce opposition
of the western industrialised countnes

Dunng discussions on the re­
vision of the Paris convention in
various forums of the World In­
tellectual Property Organisation
(WIPO), Geneva, the group of de­
veloping countnes have maintained
that any industnal property system
must fulfil the developmental needs
of the non-mdustnalised countries.
Today, India has about 1000 in­
house R and D units in public and
private sector industrial companies,
and major investments in publicfunded R and D through the Council
ofScientific and Industrial Research,
Indian Council of Agricultural Re­
search, department of atomic energy.
department of space, department of
defence research and institutes of
higher technical/scicntific educa­
tion.

Trump Card
India is, therefore, at a stage of
making a competitive entry into
international markets on technology.
It is at this stage that the highly
industrialised countries through the
Paris convention can do maximum
damage by blunting the edge of
India’s
developing
innovative
capability.
This is the background for India’s
refusal to join the Pans convention.
India's remaining outside the con­
vention has served as the strongest
card in the negotiations to revise the
Paris convention. It has enabled n to
adopt a new patent law safeguarding
its national interests.
Thus there is no change in the
fundamental reasons why India has
all along refused to join the Pans
convention.
In fact, the needs for India’s social.
economic and industrial develop­
ment in the present phase, make the
arguments against joint the conven­
tion still more valid.
The appointment of the Ganguly
committee has. therefore, under­
standably caused widespread con­
cern that this position may now be
compromised.
Several recent developments have
in fact reinforced the grounds for
India’s refusal to join the conven­
tion. Joining it wi(l compromise
some of the most important
provisions of our 1970 patent law.
That will undermine the develop.
mint of national industries, particu­
larly in the pharmaceutical field.
According to Dr S. Vedaraman. for­
mer controller general of patents.
sections 5. 10(5). 47. 66. 87, 88. 91.
93. 99 and 102 of the Patent Act
would require modification if India
joined the convention.
According
to
justice
V.
Sethuraman of the Madras high
court, section 23(1) of the trade and
merchandise Marks Act and section
28 of FERA arc inconsistr: t with the
Paris convention Similarly, section
20 of the Atomic Energy Act of 1962
will face modification

There is a rormioablc legal con­
sensus among four former justices of
the supreme court, who have come
out against joining the Paris conven­
tion. They are justices J. C. Shah. Y.
V. Chandrachud. M. Hidayatullah
and V. R. Krishna Iyer.
As is widely known, these four
justices have in the past differed on
several issues. But they are unani­
mous that joining the convention
will require “abrogation" of several
provisions in our patent law and
"will seriously harm the economy of
the country.”

Drug Element
Justice Shah considers that in his
opinion, joining the convention "is
legally impermissible because it is in
violation of directive principles of
state policy enshrined in article 39’’
of the constitution. It will also lead
to "the infringement of fundamental
rights” a' protected by statute laws.
The Indian drug manufacturers’
association has expressed its strong
opposition to joining the conven­
tion. It considers that such an Act
would undermine the progress we
have made in developing rapidly our
national drug industry.
. Since 1976. drug production in the
national sector has increased 3.4
times, with that by multi-nationals
more or less unchanged. The F1CCI
had established in early 1986. a
special sub-commiuee on this ques­
tion. which came out against joining
the Pans convention. FICCl’s views
were communicated to the govern­
ment on May 7, 1986.
Our foremost scientists working
on drug research and manufacture
are against our joining the Pans
convention. These include Dr Nilya
Anand, former director of the Cen­
tral drug research institute.
They have warned that joining the
Paris convention would cripple R
and D and technology development
not only m the traditional drug
industry, but also in the new area of
bio-technology,
which
holds
enormous promise of creating a
whole new drug and vaccine indus-

lr>In
’ summary then, economists of
all shades, supreme court justices,
outstanding scientists. F1CCI and
IDMA have added their strong
voices to reinforce India’s de­
termined stand not to join the Pans
convention.
That
stand
was
forcefully
articulated by the late Prime Minis­
ter. Mrs Indira Gandhi, in an address
delivered at the 34th session of the
world health assembly on May 6.
1981 in Geneva. There she stated.
"My idea of a better ordered world
is one in which medical discoveries
would be free of patents and there
will be no profiteering from life or
death.”
(Concluded)

THURSDAY. APRIL 9. 1987. THE TIMES OF INDIA. BOMBAY

-19-

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